Latest Institutional Transactions on Ares Dynamic Credit Allocation Fund, Inc. (ARDC)
This table provides information on the latest institutional transactions involving Ares Dynamic Credit Allocation Fund, Inc. (ARDC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 12, 2024
Q2 2024
|
Curated Wealth Partners LLC
|
BUY
|
- |
86.3KNew |
$1.19M - $1.29M
|
86.3K
$1.31M
|
|
| Q1 2024 | |||||||
|
May 14, 2024
Q1 2024
|
Thurston, Springer, Miller, Herd & Titak, Inc.
Indianapolis, IN |
BUY
|
- |
6.58KNew |
$88.2K - $94K
|
6.58K
$99.7K
|
|
|
May 14, 2024
Q1 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-276K- 57.45% |
$3.7M - $3.95M
|
204K
$3.1M
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
375+ 1.63% |
$5.03K - $5.36K
|
23.4K
$355K
|
|
|
May 09, 2024
Q1 2024
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-5.2K- 28.55% |
$69.7K - $74.3K
|
13K
$197K
|
|
|
May 06, 2024
Q1 2024
|
Assetmark, Inc
|
BUY
|
- |
7New |
$93.9 - $100
|
7
$106
|
|
|
Apr 12, 2024
Q1 2024
|
Curated Wealth Partners LLC
|
BUY
|
PUT |
85.6KNew |
$1.15M - $1.22M
|
85.6K
$1.3M
|
|
| Q4 2023 | |||||||
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
25KNew |
$297K - $346K
|
25K
$379K
|
|
|
Apr 30, 2024
Q4 2023
|
Catalina Capital Group, LLC
Torrance, CA |
BUY
|
- |
12.4KNew |
$147K - $172K
|
12.4K
$188K
|
|
|
Feb 14, 2024
Q4 2023
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
2KNew |
$23.8K - $27.7K
|
2K
$30.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-76- 39.58% |
$903 - $1.05K
|
116
$1.76K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
1.05KNew |
$12.5K - $14.5K
|
1.05K
$15.9K
|
|
|
Feb 08, 2024
Q4 2023
|
American National Bank
|
BUY
|
- |
86New |
$1.02K - $1.19K
|
86
$1.3K
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
BUY
|
- |
3K+ 85.71% |
$35.6K - $41.6K
|
6.5K
$98.5K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
727New |
$8.64K - $10.1K
|
727
$11K
|
|
|
Jan 31, 2024
Q4 2023
|
Cambridge Trust CO
Boston, MA |
BUY
|
- |
710New |
$8.43K - $9.84K
|
710
$10.8K
|
|
|
Jan 25, 2024
Q4 2023
|
E&G Advisors, LP
|
SELL
|
- |
-3.5K- 17.29% |
$41.6K - $48.5K
|
16.7K
$254K
|
|
|
Jan 12, 2024
Q4 2023
|
Advisor Resource Council
|
BUY
|
- |
26.2KNew |
$311K - $363K
|
26.2K
$397K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-68.5K- 68.82% |
$829K - $885K
|
31K
$470K
|
|
|
Nov 14, 2023
Q3 2023
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-25.7K- 7.55% |
$311K - $332K
|
315K
$4.77M
|
|
|
Nov 14, 2023
Q3 2023
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
9.66K+ 22.05% |
$117K - $125K
|
53.4K
$810K
|
|
|
Nov 14, 2023
Q3 2023
|
Williams Jones Wealth Management, Llc.
New York, NY |
BUY
|
- |
15.4KNew |
$187K - $200K
|
15.4K
$234K
|
|
| Q2 2023 | |||||||
|
May 14, 2024
Q2 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-31.6K- 68.25% |
$367K - $390K
|
14.7K
$223K
|
|
|
Aug 14, 2023
Q2 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
70.8KNew |
$822K - $873K
|
70.8K
$1.07M
|
|
|
Aug 14, 2023
Q2 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-36.4K- 36.14% |
$423K - $449K
|
64.3K
$975K
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
4.23K+ 14.1% |
$49.1K - $52.2K
|
34.2K
$519K
|
|
|
Aug 07, 2023
Q2 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
32.5K+ 94.66% |
$377K - $400K
|
66.7K
$1.01M
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
BUY
|
- |
86New |
$998 - $1.06K
|
86
$1.3K
|
|
|
Jul 27, 2023
Q2 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
11.6KNew |
$135K - $143K
|
11.6K
$176K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
60.7KNew |
$693K - $780K
|
60.7K
$920K
|
|
|
May 15, 2023
Q1 2023
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
1.67KNew |
$19.1K - $21.5K
|
1.67K
$25.4K
|
|
|
May 12, 2023
Q1 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
45.7KNew |
$522K - $588K
|
45.7K
$693K
|
|
|
May 11, 2023
Q1 2023
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
2KNew |
$22.8K - $25.7K
|
2K
$30.3K
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
463New |
$5.29K - $5.95K
|
463
$7.02K
|
|
|
Apr 27, 2023
Q1 2023
|
Matisse Capital
|
SELL
|
- |
-19K- 31.67% |
$217K - $245K
|
41.1K
$623K
|
|
| Q4 2022 | |||||||
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.33K+ 6.31% |
$14.9K - $16.3K
|
22.3K
$339K
|
|
|
Feb 14, 2023
Q4 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
11KNew |
$124K - $135K
|
11K
$167K
|
|
|
Feb 13, 2023
Q4 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
541New |
$6.1K - $6.66K
|
541
$8.2K
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
10.9KNew |
$123K - $134K
|
10.9K
$165K
|
|
|
Feb 09, 2023
Q4 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
3.77K+ 27.53% |
$42.5K - $46.4K
|
17.5K
$265K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-61- 8.6% |
$687 - $751
|
648
$9.82K
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
21.7KNew |
$245K - $267K
|
21.7K
$329K
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
15.2KNew |
$171K - $187K
|
15.2K
$230K
|
|
|
Jan 26, 2023
Q4 2022
|
Granite Shares Advisors LLC
|
BUY
|
- |
9.41K+ 5.17% |
$106K - $116K
|
192K
$2.9M
|
|
| Q3 2022 | |||||||
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
287+ 541.51% |
$3.34K - $3.86K
|
340
$5.15K
|
|
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-17.9K- 36.91% |
$209K - $241K
|
30.6K
$464K
|
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-15.7K- 56.39% |
$183K - $211K
|
12.1K
$184K
|
|
|
Nov 07, 2022
Q3 2022
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
91New |
$1.06K - $1.22K
|
91
$1.38K
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
SELL
|
- |
-309- 3.84% |
$3.6K - $4.16K
|
7.73K
$117K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-291- 19.53% |
$3.39K - $3.91K
|
1.2K
$18.2K
|
|