Purchases and Sales Made in Q3 2021 in Ark ETF Tr Innovation ETF (De) (ARKK)
This table provides information about the institutional ownership of Ark ETF Tr Innovation ETF (De) (ARKK) during Q3 2021. The information is specifically focused on institutions that hold shares of ARK ETF TR INNOVATION ETF (DE).
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
11.9MNew |
$1.31B - $1.54B
|
11.9M
$639M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
4.77MNew |
$524M - $616M
|
4.77M
$255M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.29M+ 473.25% |
$251M - $296M
|
2.77M
$148M
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.39MNew |
$152M - $180M
|
1.39M
$74.3M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
835KNew |
$91.6M - $108M
|
835K
$44.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
722K+ 148.11% |
$79.2M - $93.3M
|
1.21M
$64.7M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
641K+ 57.29% |
$70.3M - $82.8M
|
1.76M
$94.1M
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
573K+ 3856.72% |
$62.9M - $74M
|
588K
$31.4M
|
|
|
Nov 12, 2021
Q3 2021
|
State Of Wisconsin Investment Board
Madison, WI |
BUY
|
- |
531K+ 3554.67% |
$58.3M - $68.6M
|
546K
$29.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
463K+ 951.13% |
$50.8M - $59.8M
|
512K
$27.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
391K+ 69.69% |
$42.9M - $50.5M
|
951K
$50.8M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
217K+ 62.32% |
$23.8M - $28M
|
566K
$30.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
189K+ 5.04% |
$20.8M - $24.5M
|
3.94M
$211M
|
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
148KNew |
$16.2M - $19.1M
|
148K
$7.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
124K+ 895.96% |
$13.6M - $16M
|
138K
$7.38M
|
|
|
Nov 09, 2021
Q3 2021
|
Beacon Investment Advisory Services, Inc.
|
BUY
|
- |
114K+ 39.38% |
$12.5M - $14.7M
|
404K
$21.6M
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
107K+ 9.44% |
$11.7M - $13.8M
|
1.24M
$66.1M
|
|
|
Nov 04, 2021
Q3 2021
|
Prw Wealth Management LLC
|
BUY
|
- |
104KNew |
$11.4M - $13.4M
|
104K
$5.53M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
95.9K+ 6.18% |
$10.5M - $12.4M
|
1.65M
$88.2M
|
|
|
Oct 13, 2021
Q3 2021
|
Sanders Morris Harris LLC
|
BUY
|
- |
90.9K+ 152.69% |
$9.98M - $11.7M
|
151K
$8.05M
|
|
|
Nov 01, 2021
Q3 2021
|
Sg Americas Securities, LLC
|
BUY
|
- |
77.9K+ 770.9% |
$8.55M - $10.1M
|
88K
$4.7M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
64.7K+ 36.72% |
$7.1M - $8.36M
|
241K
$12.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
64.1K+ 4.47% |
$7.03M - $8.27M
|
1.5M
$80M
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
63.5K+ 66.0% |
$6.97M - $8.21M
|
160K
$8.54M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
60.1K+ 17.92% |
$6.59M - $7.76M
|
395K
$21.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthfront Advisers LLC
|
BUY
|
- |
55.7K+ 62.94% |
$6.11M - $7.19M
|
144K
$7.71M
|
|
|
Oct 14, 2021
Q3 2021
|
Genesee Capital Advisors, LLC
|
BUY
|
- |
54.6KNew |
$5.99M - $7.06M
|
54.6K
$2.92M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
52.6K+ 3.74% |
$5.77M - $6.8M
|
1.46M
$78.1M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
47.9K+ 55.43% |
$5.26M - $6.19M
|
134K
$7.18M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
45.9K+ 133.92% |
$5.04M - $5.93M
|
80.2K
$4.29M
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
45.3K+ 11.43% |
$4.97M - $5.85M
|
442K
$23.6M
|
|
|
Oct 20, 2021
Q3 2021
|
Smith Anglin Financial, LLC
|
BUY
|
- |
39.3K+ 69.01% |
$4.31M - $5.08M
|
96.3K
$5.15M
|
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
38.1K+ 21.77% |
$4.19M - $4.93M
|
213K
$11.4M
|
|
|
Oct 27, 2021
Q3 2021
|
Merit Financial Group, LLC
|
BUY
|
- |
36.8K+ 4.18% |
$4.04M - $4.76M
|
917K
$49M
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
35.6K+ 19.37% |
$3.91M - $4.6M
|
220K
$11.7M
|
|
|
Dec 08, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
34.9KNew |
$3.83M - $4.51M
|
34.9K
$1.87M
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
32.7K+ 14.86% |
$3.59M - $4.23M
|
253K
$13.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
31.9K+ 716.17% |
$3.5M - $4.12M
|
36.4K
$1.95M
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
31.9K+ 18.52% |
$3.5M - $4.11M
|
204K
$10.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Atom Investors LP
Austin, TX |
BUY
|
- |
21.2KNew |
$2.33M - $2.74M
|
21.2K
$1.13M
|
|
|
Nov 12, 2021
Q3 2021
|
Intercontinental Wealth Advisors, LLC
|
BUY
|
- |
21.1K+ 63.95% |
$2.31M - $2.73M
|
54.1K
$2.89M
|
|
|
Nov 12, 2021
Q3 2021
|
Cathie Wood
Ark Investment Management LLC | St. Petersburg, Fl
|
BUY
|
- |
21K+ 89.67% |
$2.3M - $2.71M
|
44.4K
$2.37M
|
|
|
Nov 04, 2021
Q3 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
20.6K+ 182.96% |
$2.26M - $2.66M
|
31.8K
$1.7M
|
|
|
Oct 29, 2021
Q3 2021
|
Trade Link Capital LLC
Chicago, IL |
BUY
|
- |
20.4KNew |
$2.24M - $2.64M
|
20.4K
$1.09M
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
20.1K+ 10.46% |
$2.21M - $2.6M
|
213K
$11.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Studio Investment Management LLC
Chicago, IL |
BUY
|
- |
19.9KNew |
$2.18M - $2.57M
|
19.9K
$1.06M
|
|
|
Nov 05, 2021
Q3 2021
|
American Financial Advisors, LLC
|
BUY
|
- |
19.9K+ 12.6% |
$2.18M - $2.57M
|
178K
$9.5M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
19.7K+ 17.03% |
$2.16M - $2.54M
|
135K
$7.23M
|
|
|
Mar 28, 2023
Q3 2021
|
Prostatis Group LLC
Hanover, MD |
BUY
|
- |
19.3KNew |
$2.12M - $2.5M
|
19.3K
$1.03M
|
|
|
Nov 15, 2021
Q3 2021
|
Betterment LLC
New York, NY |
BUY
|
- |
18.5K+ 85.06% |
$2.03M - $2.39M
|
40.2K
$2.15M
|