Purchases and Sales Made in Q3 2021 in Ark ETF Tr Innovation ETF (De) (ARKK)
This table provides information about the institutional ownership of Ark ETF Tr Innovation ETF (De) (ARKK) during Q3 2021. The information is specifically focused on institutions that hold shares of ARK ETF TR INNOVATION ETF (DE).
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 15, 2021
Q3 2021
|
Paradigm, Strategies In Wealth Management, LLC
|
SELL
|
- |
-5Closed |
$549 - $646
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-6Closed |
$658 - $775
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Leo Brokerage, LLC
|
SELL
|
- |
-7- 0.21% |
$768 - $904
|
3.41K
$182K
|
|
|
Nov 10, 2021
Q3 2021
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-8- 0.82% |
$878 - $1.03K
|
965
$51.6K
|
|
|
Oct 29, 2021
Q3 2021
|
Motco
|
SELL
|
- |
-9Closed |
$987 - $1.16K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Procyon Advisors, LLC
|
SELL
|
- |
-11- 0.48% |
$1.21K - $1.42K
|
2.29K
$122K
|
|
|
Oct 12, 2021
Q3 2021
|
Prairie View Partners, LLC
|
SELL
|
- |
-14- 73.68% |
$1.54K - $1.81K
|
5
$267
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
SELL
|
- |
-19- 0.05% |
$2.08K - $2.45K
|
35.3K
$1.88M
|
|
|
Oct 13, 2021
Q3 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-25- 52.08% |
$2.74K - $3.23K
|
23
$1.23K
|
|
|
Nov 30, 2021
Q3 2021
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-25- 4.17% |
$2.74K - $3.23K
|
575
$30.7K
|
|
|
Nov 05, 2021
Q3 2021
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-25- 1.95% |
$2.74K - $3.23K
|
1.26K
$67.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-25Closed |
$2.74K - $3.23K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Antonetti Capital Management LLC
|
SELL
|
- |
-28- 3.53% |
$3.07K - $3.62K
|
765
$40.9K
|
|
|
Nov 10, 2021
Q3 2021
|
J Arnold Wealth Management CO
Youngstown, OH |
SELL
|
- |
-28Closed |
$3.07K - $3.62K
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
United Asset Strategies, Inc.
Garden City, NY |
SELL
|
- |
-30- 0.67% |
$3.29K - $3.87K
|
4.47K
$239K
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-33- 0.52% |
$3.62K - $4.26K
|
6.35K
$340K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-39- 0.61% |
$4.28K - $5.04K
|
6.36K
$340K
|
|
|
Nov 03, 2021
Q3 2021
|
Navalign, LLC
|
SELL
|
- |
-40- 1.63% |
$4.39K - $5.17K
|
2.42K
$129K
|
|
|
Oct 12, 2021
Q3 2021
|
Focused Wealth Management, Inc
|
SELL
|
- |
-40- 60.61% |
$4.39K - $5.17K
|
26
$1.39K
|
|
|
Nov 04, 2021
Q3 2021
|
Riggs Asset Managment Co. Inc.
|
SELL
|
- |
-43- 0.78% |
$4.72K - $5.55K
|
5.45K
$291K
|
|
|
Oct 12, 2021
Q3 2021
|
Tsfg, LLC
|
SELL
|
- |
-44- 0.66% |
$4.83K - $5.68K
|
6.64K
$355K
|
|
|
Nov 03, 2021
Q3 2021
|
Roble, Belko & Company, Inc
Sewickley, PA |
SELL
|
- |
-45- 40.91% |
$4.94K - $5.81K
|
65
$3.47K
|
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
SELL
|
- |
-46- 0.1% |
$5.05K - $5.94K
|
45.7K
$2.44M
|
|
|
Oct 07, 2021
Q3 2021
|
Sowa Financial Group, Inc.
Lincoln, RI |
SELL
|
- |
-50- 1.53% |
$5.49K - $6.46K
|
3.22K
$172K
|
|
|
Nov 10, 2021
Q3 2021
|
Ntv Asset Management LLC
|
SELL
|
- |
-50- 1.33% |
$5.49K - $6.46K
|
3.72K
$199K
|
|
|
Nov 15, 2021
Q3 2021
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-50- 49.02% |
$5.49K - $6.46K
|
52
$2.78K
|
|
|
Oct 27, 2021
Q3 2021
|
Schmidt P J Investment Management Inc
Cedarburg, WI |
SELL
|
- |
-54- 3.07% |
$5.92K - $6.97K
|
1.71K
$91.1K
|
|
|
Nov 16, 2021
Q3 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-59- 0.21% |
$6.47K - $7.62K
|
27.5K
$1.47M
|
|
|
Oct 28, 2021
Q3 2021
|
Montecito Bank & Trust
|
SELL
|
- |
-60- 2.39% |
$6.58K - $7.75K
|
2.45K
$131K
|
|
|
May 31, 2023
Q3 2021
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
SELL
|
- |
-64- 3.1% |
$7.02K - $8.27K
|
2K
$107K
|
|
|
Oct 27, 2021
Q3 2021
|
Forte Capital LLC
|
SELL
|
- |
-65- 0.78% |
$7.13K - $8.4K
|
8.28K
$443K
|
|
|
Nov 16, 2021
Q3 2021
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-66- 0.39% |
$7.24K - $8.52K
|
17K
$908K
|
|
|
Oct 18, 2021
Q3 2021
|
Mach 1 Financial Group, LLC
Bentonville, AR |
SELL
|
- |
-66Closed |
$7.24K - $8.52K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Fagan Associates, Inc.
|
SELL
|
- |
-69- 0.4% |
$7.57K - $8.91K
|
17.1K
$915K
|
|
|
Nov 12, 2021
Q3 2021
|
Jsf Financial, LLC
|
SELL
|
- |
-73- 2.32% |
$8.01K - $9.43K
|
3.07K
$164K
|
|
|
Nov 09, 2021
Q3 2021
|
Soltis Investment Advisors LLC
St. George, UT |
SELL
|
- |
-74- 2.77% |
$8.12K - $9.56K
|
2.6K
$139K
|
|
|
Nov 15, 2021
Q3 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-74- 5.38% |
$8.12K - $9.56K
|
1.3K
$69.6K
|
|
|
Nov 09, 2021
Q3 2021
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-74- 36.63% |
$8.12K - $9.56K
|
128
$6.84K
|
|
|
Nov 12, 2021
Q3 2021
|
Dowling & Yahnke LLC
San Diego, CA |
SELL
|
- |
-77- 1.21% |
$8.45K - $9.95K
|
6.29K
$336K
|
|
|
Nov 16, 2021
Q3 2021
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-81- 0.8% |
$8.89K - $10.5K
|
10K
$536K
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-87- 2.52% |
$9.55K - $11.2K
|
3.37K
$180K
|
|
|
Oct 20, 2021
Q3 2021
|
Toth Financial Advisory Corp
|
SELL
|
- |
-100- 16.67% |
$11K - $12.9K
|
500
$26.7K
|
|
|
Nov 08, 2021
Q3 2021
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-100- 20.0% |
$11K - $12.9K
|
400
$21.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Evergreen Capital Management LLC
Bellevue, WA |
SELL
|
- |
-106- 4.09% |
$11.6K - $13.7K
|
2.49K
$133K
|
|
|
Nov 08, 2021
Q3 2021
|
Inter Ocean Capital Group, LLC
Nashville, TN |
SELL
|
- |
-115- 4.01% |
$12.6K - $14.9K
|
2.75K
$147K
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-116- 0.85% |
$12.7K - $15K
|
13.5K
$720K
|
|
|
Oct 19, 2021
Q3 2021
|
Greenwich Wealth Management LLC
Greenwich, CT |
SELL
|
- |
-118- 4.04% |
$12.9K - $15.2K
|
2.8K
$150K
|
|
|
Nov 12, 2021
Q3 2021
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-121- 2.5% |
$13.3K - $15.6K
|
4.71K
$252K
|
|
|
Nov 15, 2021
Q3 2021
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-125- 9.66% |
$13.7K - $16.1K
|
1.17K
$62.5K
|
|
|
Oct 19, 2021
Q3 2021
|
Janiczek Wealth Management, LLC
|
SELL
|
- |
-140- 75.27% |
$15.4K - $18.1K
|
46
$2.46K
|