Purchases and Sales Made in Q3 2021 in Liberty All Star Growth Fund Inc. (ASG)
This table provides information about the institutional ownership of Liberty All Star Growth Fund Inc. (ASG) during Q3 2021. The information is specifically focused on institutions that hold shares of LIBERTY ALL STAR GROWTH FUND INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
1.62MNew |
$13.6M - $14.7M
|
1.62M
$9.48M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.29MNew |
$10.8M - $11.7M
|
1.29M
$7.53M
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
501KNew |
$4.22M - $4.56M
|
501K
$2.93M
|
|
|
Nov 12, 2021
Q3 2021
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
415KNew |
$3.49M - $3.78M
|
415K
$2.43M
|
|
|
Nov 12, 2021
Q3 2021
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
369K+ 204.42% |
$3.11M - $3.36M
|
550K
$3.22M
|
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
278KNew |
$2.34M - $2.53M
|
278K
$1.62M
|
|
|
Nov 10, 2021
Q3 2021
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
251KNew |
$2.11M - $2.28M
|
251K
$1.47M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
166KNew |
$1.4M - $1.51M
|
166K
$970K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
65.8K+ 18.82% |
$554K - $599K
|
416K
$2.43M
|
|
|
Nov 03, 2021
Q3 2021
|
Doliver Advisors, LP
Houston, TX |
BUY
|
- |
61.7KNew |
$520K - $562K
|
61.7K
$361K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
25.5K+ 35.38% |
$214K - $232K
|
97.5K
$570K
|
|
|
Nov 15, 2021
Q3 2021
|
Css LLC
Chicago, IL |
BUY
|
- |
24KNew |
$202K - $219K
|
24K
$141K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
23K+ 12.7% |
$194K - $209K
|
204K
$1.19M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
22.8K+ 26.91% |
$192K - $208K
|
108K
$629K
|
|
|
Nov 15, 2021
Q3 2021
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
BUY
|
- |
22.5KNew |
$189K - $205K
|
22.5K
$132K
|
|
|
Nov 03, 2021
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
19.5KNew |
$165K - $178K
|
19.5K
$114K
|
|
|
Nov 15, 2021
Q3 2021
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
17.8K+ 5.25% |
$150K - $162K
|
358K
$2.09M
|
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
16.6KNew |
$140K - $151K
|
16.6K
$97.4K
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
16KNew |
$135K - $146K
|
16K
$93.7K
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
16KNew |
$135K - $146K
|
16K
$93.6K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
14.9K+ 41.03% |
$125K - $136K
|
51.2K
$300K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
13.2K+ 26.33% |
$111K - $120K
|
63.4K
$371K
|
|
|
Nov 12, 2021
Q3 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
12.9K+ 19.71% |
$109K - $117K
|
78.4K
$458K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
12.3K+ 75.36% |
$104K - $112K
|
28.7K
$168K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.85K+ 4.38% |
$40.9K - $44.2K
|
116K
$676K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4.05K+ 17.81% |
$34.1K - $36.8K
|
26.8K
$157K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
3.79K+ 11.25% |
$31.9K - $34.5K
|
37.5K
$219K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.48K+ 12.17% |
$29.3K - $31.7K
|
32.1K
$188K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.34K+ 8.77% |
$11.3K - $12.2K
|
16.7K
$97.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.18K+ 8.42% |
$9.89K - $10.7K
|
15.1K
$88.6K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.17K+ 0.08% |
$9.83K - $10.6K
|
1.45M
$8.5M
|
|
|
Jun 02, 2022
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
1.12K+ 5.71% |
$9.4K - $10.2K
|
20.7K
$121K
|
|
|
Nov 15, 2021
Q3 2021
|
Titus Wealth Management
Larskpur, CA |
BUY
|
- |
1.07K+ 1.98% |
$9.04K - $9.77K
|
55.3K
$323K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
973+ 19.46% |
$8.19K - $8.85K
|
5.97K
$34.9K
|
|
|
Nov 02, 2021
Q3 2021
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
458+ 2.43% |
$3.86K - $4.17K
|
19.3K
$113K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
433+ 11.31% |
$3.65K - $3.94K
|
4.26K
$24.9K
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
238+ 0.69% |
$2K - $2.17K
|
35K
$204K
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
121+ 1.99% |
$1.02K - $1.1K
|
6.2K
$36.2K
|
|
|
Nov 02, 2021
Q3 2021
|
Allworth Financial LP
|
BUY
|
- |
102+ 2.0% |
$859 - $928
|
5.21K
$30.5K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
70+ 1.92% |
$589 - $637
|
3.71K
$21.7K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-2- 5.13% |
$16.8 - $18.2
|
37
$216
|
|
|
Nov 05, 2021
Q3 2021
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-588- 17.95% |
$4.95K - $5.35K
|
2.69K
$15.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-618- 0.53% |
$5.2K - $5.62K
|
117K
$684K
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-1.09KClosed |
$9.16K - $9.9K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.24K- 4.06% |
$10.5K - $11.3K
|
29.4K
$172K
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-1.58K- 11.18% |
$13.3K - $14.4K
|
12.6K
$73.4K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.36K- 13.78% |
$19.9K - $21.5K
|
14.8K
$86.4K
|
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-33.4KClosed |
$282K - $304K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-50KClosed |
$421K - $455K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-138K- 32.93% |
$1.16M - $1.26M
|
281K
$1.65M
|