Latest Institutional Transactions on Liberty All Star Growth Fund Inc. (ASG)
This table provides information on the latest institutional transactions involving Liberty All Star Growth Fund Inc. (ASG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 22, 2025
Q3 2025
|
Pmg Family Office LLC
Plano, TX |
BUY
|
- |
229KNew |
$1.21M - $1.29M
|
229K
$1.2M
|
|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
1.4K+ 7.16% |
$7.43K - $7.92K
|
20.9K
$110K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
18.2K+ 41.65% |
$96.6K - $103K
|
61.9K
$325K
|
|
|
Nov 14, 2025
Q3 2025
|
Polar Asset Management Partners Inc.
Toronto, A6 |
BUY
|
- |
456KNew |
$2.42M - $2.58M
|
456K
$2.39M
|
|
|
Nov 14, 2025
Q3 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
376+ 2.18% |
$2K - $2.13K
|
17.6K
$92.6K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
933+ 3.99% |
$4.95K - $5.28K
|
24.3K
$128K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
5.43K+ 5.74% |
$28.8K - $30.7K
|
100K
$525K
|
|
|
Nov 14, 2025
Q3 2025
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-49.4K- 16.47% |
$262K - $280K
|
251K
$1.32M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
36.6KNew |
$194K - $207K
|
36.6K
$192K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-389- 0.41% |
$2.07K - $2.2K
|
94.5K
$496K
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
137K+ 596.38% |
$727K - $775K
|
160K
$839K
|
|
|
Nov 14, 2025
Q3 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
17.9KNew |
$95.2K - $101K
|
17.9K
$94.1K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-35- 81.4% |
$186 - $198
|
8
$42
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-12.2K- 22.86% |
$64.5K - $68.8K
|
41K
$215K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
1.07K+ 1.95% |
$5.68K - $6.06K
|
56.1K
$294K
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-1.22K- 2.22% |
$6.49K - $6.92K
|
53.8K
$282K
|
|
|
Nov 14, 2025
Q3 2025
|
Integrity Alliance, Llc.
Urbandale, IA |
BUY
|
- |
13.5KNew |
$71.5K - $76.3K
|
13.5K
$70.7K
|
|
|
Nov 14, 2025
Q3 2025
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.04K- 15.22% |
$5.5K - $5.86K
|
5.77K
$30.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
22.3KNew |
$118K - $126K
|
22.3K
$117K
|
|
|
Nov 14, 2025
Q3 2025
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
237K+ 27.76% |
$1.26M - $1.34M
|
1.09M
$5.72M
|
|
|
Nov 14, 2025
Q3 2025
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
1.24K+ 12.29% |
$6.58K - $7.01K
|
11.3K
$59.5K
|
|
|
Nov 14, 2025
Q3 2025
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
8.61K+ 3.24% |
$45.7K - $48.7K
|
274K
$1.44M
|
|
|
Nov 14, 2025
Q3 2025
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
67.3K+ 2.05% |
$357K - $381K
|
3.35M
$17.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
21.5K+ 121.24% |
$114K - $122K
|
39.3K
$206K
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
187+ 0.34% |
$993 - $1.06K
|
54.6K
$287K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
4.18K+ 23.96% |
$22.2K - $23.7K
|
21.6K
$114K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-26K- 5.75% |
$138K - $147K
|
426K
$2.24M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-19.1K- 26.98% |
$101K - $108K
|
51.7K
$271K
|
|
|
Nov 12, 2025
Q3 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
23+ 2.18% |
$122 - $130
|
1.08K
$5.65K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
315+ 2.19% |
$1.67K - $1.78K
|
14.7K
$77.2K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
84.7K+ 9.33% |
$449K - $479K
|
992K
$5.21M
|
|
|
Nov 12, 2025
Q3 2025
|
Parallel Advisors, LLC
|
SELL
|
- |
-5- 1.19% |
$26.5 - $28.3
|
415
$2.18K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-952- 6.43% |
$5.06K - $5.39K
|
13.9K
$72.7K
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
BUY
|
- |
18.3KNew |
$97.2K - $104K
|
18.3K
$96.1K
|
|
|
Nov 10, 2025
Q3 2025
|
Dakota Wealth Management
|
BUY
|
- |
4.95K+ 7.19% |
$26.3K - $28K
|
73.8K
$388K
|
|
|
Nov 10, 2025
Q3 2025
|
Quantum Private Wealth, LLC
Lake Forest, IL |
SELL
|
- |
-5K- 17.86% |
$26.5K - $28.3K
|
23K
$121K
|
|
|
Nov 07, 2025
Q3 2025
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
747+ 5.48% |
$3.97K - $4.23K
|
14.4K
$75.5K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
100+ 0.23% |
$531 - $566
|
43.8K
$230K
|
|
|
Nov 07, 2025
Q3 2025
|
Kapstone Financial Advisors LLC
Dayton, OH |
BUY
|
- |
399+ 2.17% |
$2.12K - $2.26K
|
18.8K
$98.5K
|
|
|
Nov 07, 2025
Q3 2025
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
1+ 1.3% |
$5.31 - $5.66
|
78
$410
|
|
|
Nov 07, 2025
Q3 2025
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
53.4K+ 7.29% |
$284K - $302K
|
786K
$4.13M
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
128KNew |
$682K - $727K
|
128K
$674K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
3+ 0.01% |
$15.9 - $17
|
20.4K
$107K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
BUY
|
- |
640+ 0.95% |
$3.4K - $3.62K
|
67.9K
$356K
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
481+ 2.19% |
$2.55K - $2.72K
|
22.5K
$118K
|
|
|
Nov 04, 2025
Q3 2025
|
Uma Financial Services, Inc.
|
BUY
|
- |
1+ 50.0% |
$5.31 - $5.66
|
3
$15.8
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
SELL
|
- |
-2.49K- 5.69% |
$13.2K - $14.1K
|
41.3K
$217K
|
|
|
Nov 03, 2025
Q3 2025
|
Smith Asset Management Co., LLC
Chiefland, FL |
BUY
|
- |
34+ 0.08% |
$181 - $192
|
42.3K
$222K
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
2.1K+ 17.87% |
$11.2K - $11.9K
|
13.9K
$72.8K
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
13.8K+ 62.85% |
$73.1K - $78K
|
35.7K
$187K
|
|