Purchases and Sales Made in Q3 2022 in Advent Convertible & Income Fund (AVK)
This table provides information about the institutional ownership of Advent Convertible & Income Fund (AVK) during Q3 2022. The information is specifically focused on institutions that hold shares of ADVENT CONVERTIBLE & INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
89.4KNew |
$951K - $1.31M
|
89.4K
$1.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
83.9K+ 45.37% |
$892K - $1.23M
|
269K
$3.3M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
77.1K+ 33.54% |
$819K - $1.13M
|
307K
$3.77M
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
56.1K+ 7.78% |
$597K - $825K
|
777K
$9.55M
|
|
|
Nov 14, 2022
Q3 2022
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
37.3KNew |
$396K - $548K
|
37.3K
$458K
|
|
|
Nov 10, 2022
Q3 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
36.5KNew |
$388K - $537K
|
36.5K
$449K
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
24.9KNew |
$265K - $366K
|
24.9K
$306K
|
|
|
Nov 14, 2022
Q3 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
15.9KNew |
$169K - $233K
|
15.9K
$195K
|
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
14K+ 55.45% |
$149K - $206K
|
39.3K
$483K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12.9K+ 7.08% |
$137K - $189K
|
194K
$2.39M
|
|
|
Oct 31, 2022
Q3 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
11.3KNew |
$120K - $166K
|
11.3K
$139K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
10.7K+ 2.24% |
$114K - $158K
|
490K
$6.02M
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
7.5KNew |
$79.7K - $110K
|
7.5K
$92.2K
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
6.12K+ 4.66% |
$65.1K - $90K
|
138K
$1.69M
|
|
|
Nov 03, 2022
Q3 2022
|
Oxbow Advisors, LLC
Corpus Christi, TX |
BUY
|
- |
5.74K+ 5.01% |
$61K - $84.3K
|
120K
$1.48M
|
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
3.01K+ 0.74% |
$32K - $44.3K
|
410K
$5.04M
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.34K+ 3.67% |
$24.9K - $34.5K
|
66.2K
$814K
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
BUY
|
- |
2.01K+ 8.82% |
$21.4K - $29.5K
|
24.8K
$305K
|
|
|
Nov 14, 2022
Q3 2022
|
Fca Corp
Houston, TX |
BUY
|
- |
2.01K+ 2.76% |
$21.3K - $29.5K
|
74.8K
$919K
|
|
|
Nov 07, 2022
Q3 2022
|
Wealth Management Solutions, LLC
|
BUY
|
- |
1.54K+ 3.12% |
$16.4K - $22.7K
|
51K
$627K
|
|
|
Oct 14, 2022
Q3 2022
|
Edmonds Duncan Registered Investment Advisors, LLC
|
BUY
|
- |
1.01K+ 0.78% |
$10.7K - $14.9K
|
131K
$1.61M
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
700+ 1.18% |
$7.44K - $10.3K
|
60K
$737K
|
|
|
Nov 14, 2022
Q3 2022
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
600New |
$6.38K - $8.82K
|
600
$7.37K
|
|
|
Nov 07, 2022
Q3 2022
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
331New |
$3.52K - $4.87K
|
331
$4.07K
|
|
|
Oct 31, 2022
Q3 2022
|
Calton & Associates, Inc.
|
BUY
|
- |
221+ 2.12% |
$2.35K - $3.25K
|
10.7K
$131K
|
|
|
Nov 14, 2022
Q3 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
97+ 0.47% |
$1.03K - $1.43K
|
20.9K
$257K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
87+ 0.16% |
$925 - $1.28K
|
55.7K
$684K
|
|
|
Oct 24, 2022
Q3 2022
|
High Net Worth Advisory Group LLC
Naples, FL |
BUY
|
- |
42+ 0.77% |
$446 - $617
|
5.51K
$67.7K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 03, 2022
Q3 2022
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-95- 0.27% |
$1.01K - $1.4K
|
35.3K
$433K
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-163- 5.64% |
$1.73K - $2.4K
|
2.73K
$33.5K
|
|
|
Nov 03, 2022
Q3 2022
|
Windsor Capital Management, LLC
|
SELL
|
- |
-236- 0.86% |
$2.51K - $3.47K
|
27.3K
$336K
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
SELL
|
- |
-297- 11.15% |
$3.16K - $4.37K
|
2.37K
$29.1K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-367- 4.0% |
$3.9K - $5.39K
|
8.8K
$108K
|
|
|
Oct 18, 2022
Q3 2022
|
Allworth Financial LP
|
SELL
|
- |
-419- 51.16% |
$4.45K - $6.16K
|
400
$4.92K
|
|
|
Oct 27, 2022
Q3 2022
|
Us Bancorp \De\
|
SELL
|
- |
-469- 14.72% |
$4.99K - $6.89K
|
2.72K
$33.4K
|
|
|
Dec 05, 2022
Q3 2022
|
Centaurus Financial, Inc.
|
SELL
|
- |
-499- 2.12% |
$5.3K - $7.34K
|
23.1K
$284K
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
SELL
|
- |
-508- 2.8% |
$5.4K - $7.47K
|
17.6K
$217K
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-587- 2.97% |
$6.24K - $8.63K
|
19.2K
$235K
|
|
|
Nov 09, 2022
Q3 2022
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-617- 2.36% |
$6.56K - $9.07K
|
25.5K
$313K
|
|
|
Nov 14, 2022
Q3 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-738- 2.43% |
$7.84K - $10.8K
|
29.7K
$364K
|
|
|
Oct 20, 2022
Q3 2022
|
Twelve Points Wealth Management LLC
|
SELL
|
- |
-900- 1.81% |
$9.57K - $13.2K
|
48.9K
$601K
|
|
|
Nov 14, 2022
Q3 2022
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-1.18K- 7.59% |
$12.6K - $17.4K
|
14.4K
$177K
|
|
|
Oct 05, 2022
Q3 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-1.3K- 9.51% |
$13.8K - $19.1K
|
12.3K
$152K
|
|
|
Nov 01, 2022
Q3 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-2.01K- 7.89% |
$21.3K - $29.5K
|
23.4K
$288K
|
|
|
Nov 07, 2022
Q3 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.93K- 1.24% |
$31.1K - $43.1K
|
233K
$2.86M
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-2.96K- 10.11% |
$31.4K - $43.5K
|
26.3K
$323K
|
|
|
Nov 08, 2022
Q3 2022
|
9258 Wealth Management, LLC
|
SELL
|
- |
-3.24K- 3.62% |
$34.4K - $47.6K
|
86.2K
$1.06M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.23K- 10.16% |
$44.9K - $62.1K
|
37.4K
$459K
|
|
|
Nov 14, 2022
Q3 2022
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-7.91K- 6.46% |
$84.1K - $116K
|
115K
$1.41M
|