Purchases and Sales Made in Q4 2021 in Advent Convertible & Income Fund (AVK)
This table provides information about the institutional ownership of Advent Convertible & Income Fund (AVK) during Q4 2021. The information is specifically focused on institutions that hold shares of ADVENT CONVERTIBLE & INCOME FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
28+ 0.13% |
$486 - $543
|
21.8K
$267K
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jan 21, 2022
Q4 2021
|
Allworth Financial LP
|
SELL
|
- |
-1- 0.12% |
$17.4 - $19.4
|
819
$10K
|
|
Feb 14, 2022
Q4 2021
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-6Closed |
$104 - $116
|
0
$0
|
|
Feb 09, 2022
Q4 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-48- 0.29% |
$834 - $931
|
16.4K
$201K
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-108- 37.37% |
$1.88K - $2.09K
|
181
$2.22K
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-145- 1.23% |
$2.52K - $2.81K
|
11.7K
$143K
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-152- 7.44% |
$2.64K - $2.95K
|
1.89K
$23.2K
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-162Closed |
$2.81K - $3.14K
|
0
$0
|
|
Jan 10, 2022
Q4 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-400- 5.95% |
$6.95K - $7.76K
|
6.33K
$77.6K
|
|
Apr 08, 2022
Q4 2021
|
Park Avenue Securities LLC
|
SELL
|
- |
-505- 1.86% |
$8.77K - $9.79K
|
26.7K
$328K
|
|
Jan 21, 2022
Q4 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-722- 3.98% |
$12.5K - $14K
|
17.4K
$214K
|
|
Mar 08, 2022
Q4 2021
|
Bartlett & Co. LLC
|
SELL
|
- |
-800Closed |
$13.9K - $15.5K
|
0
$0
|
|
Feb 15, 2022
Q4 2021
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
SELL
|
- |
-980Closed |
$17K - $19K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.09K- 5.12% |
$18.9K - $21.1K
|
20.2K
$247K
|
|
Jan 31, 2022
Q4 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-1.18K- 8.68% |
$20.5K - $22.9K
|
12.4K
$152K
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.25KClosed |
$21.7K - $24.2K
|
0
$0
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-1.54K- 8.5% |
$26.7K - $29.8K
|
16.6K
$203K
|
|
Jan 14, 2022
Q4 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-2.55K- 9.98% |
$44.3K - $49.5K
|
23K
$282K
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-2.7KClosed |
$46.9K - $52.4K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-5.59KClosed |
$97K - $108K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-6.1KClosed |
$106K - $118K
|
0
$0
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-8.36KClosed |
$145K - $162K
|
0
$0
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-10.4K- 8.85% |
$181K - $202K
|
107K
$1.32M
|
|
Feb 11, 2022
Q4 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-10.5KClosed |
$182K - $204K
|
0
$0
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-10.6KClosed |
$184K - $205K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-10.9K- 2.73% |
$190K - $212K
|
389K
$4.77M
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-11.6K- 50.43% |
$202K - $225K
|
11.4K
$140K
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-11.9K- 2.82% |
$207K - $231K
|
411K
$5.04M
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-14.3KClosed |
$249K - $278K
|
0
$0
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-18KClosed |
$312K - $348K
|
0
$0
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-18.5K- 63.67% |
$322K - $359K
|
10.6K
$130K
|
|
Feb 14, 2022
Q4 2021
|
Heron Bay Capital Management
|
SELL
|
- |
-23.8K- 40.41% |
$414K - $462K
|
35.1K
$431K
|
|
Feb 14, 2022
Q4 2021
|
Advent Capital Management
New York, NY |
SELL
|
- |
-94K- 61.42% |
$1.63M - $1.82M
|
59K
$725K
|
|
Feb 07, 2022
Q4 2021
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-108K- 78.49% |
$1.88M - $2.1M
|
29.6K
$363K
|