Purchases and Sales Made in Q3 2021 in American States Water CO (AWR)
This table provides information about the institutional ownership of American States Water CO (AWR) during Q3 2021. The information is specifically focused on institutions that hold shares of AMERICAN STATES WATER CO.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2021
Q3 2021
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
483+ 9.76% |
$38.8K - $45.7K
|
5.43K
$431K
|
|
|
Nov 08, 2021
Q3 2021
|
State Board Of Administration Of Florida Retirement System
|
BUY
|
- |
480+ 3.39% |
$38.5K - $45.5K
|
14.7K
$1.16M
|
|
|
Nov 03, 2021
Q3 2021
|
Van Eck Associates Corp
|
BUY
|
- |
466+ 8.39% |
$37.4K - $44.1K
|
6.02K
$478K
|
|
|
Oct 18, 2021
Q3 2021
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
446+ 3.34% |
$35.8K - $42.2K
|
13.8K
$1.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
314+ 1.13% |
$25.2K - $29.7K
|
28K
$2.22M
|
|
|
Oct 19, 2021
Q3 2021
|
First Pacific Financial
|
BUY
|
- |
305+ 4.09% |
$24.5K - $28.9K
|
7.77K
$616K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
300New |
$24.1K - $28.4K
|
300
$23.8K
|
|
|
Nov 08, 2021
Q3 2021
|
Swiss National Bank
Zurich, V8 |
BUY
|
- |
300+ 0.37% |
$24.1K - $28.4K
|
81.6K
$6.48M
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
300+ 7500.0% |
$24.1K - $28.4K
|
304
$24.1K
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
271+ 17.96% |
$21.8K - $25.7K
|
1.78K
$141K
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
270+ 1.11% |
$21.7K - $25.6K
|
24.6K
$1.95M
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
267+ 2.33% |
$21.4K - $25.3K
|
11.7K
$930K
|
|
|
Oct 28, 2021
Q3 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
265+ 56.75% |
$21.3K - $25.1K
|
732
$58.1K
|
|
|
Nov 12, 2021
Q3 2021
|
Pittenger & Anderson Inc
|
BUY
|
- |
250New |
$20.1K - $23.7K
|
250
$19.8K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
184+ 1.02% |
$14.8K - $17.4K
|
18.3K
$1.45M
|
|
|
Nov 15, 2021
Q3 2021
|
Voya Investment Management LLC
Atlanta, GA |
BUY
|
- |
170+ 1.14% |
$13.6K - $16.1K
|
15K
$1.19M
|
|
|
Nov 15, 2021
Q3 2021
|
Eaton Vance Management
Boston, MA |
BUY
|
- |
155+ 0.94% |
$12.4K - $14.7K
|
16.6K
$1.32M
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
154+ 3.06% |
$12.4K - $14.6K
|
5.18K
$411K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
142+ 3.71% |
$11.4K - $13.4K
|
3.97K
$315K
|
|
|
Nov 15, 2021
Q3 2021
|
Public Employees Retirement System Of Ohio
Columbus, OH |
BUY
|
- |
65+ 6.72% |
$5.22K - $6.15K
|
1.03K
$81.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Bell Investment Advisors, Inc
Oakland, CA |
BUY
|
- |
64New |
$5.14K - $6.06K
|
64
$5.08K
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
61+ 1.01% |
$4.9K - $5.78K
|
6.08K
$483K
|
|
|
Nov 09, 2021
Q3 2021
|
Cibc Asset Management Inc
Toronto, A6 |
BUY
|
- |
60+ 2.18% |
$4.82K - $5.68K
|
2.81K
$223K
|
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
47+ 1.85% |
$3.77K - $4.45K
|
2.59K
$206K
|
|
|
Nov 12, 2021
Q3 2021
|
Ci Investments Inc.
Toronto, A6 |
BUY
|
- |
45+ 6.7% |
$3.61K - $4.26K
|
717
$56.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Advisor Partners LLC
Walnut Creek, CA |
BUY
|
- |
41+ 1.29% |
$3.29K - $3.88K
|
3.22K
$256K
|
|
|
Nov 05, 2021
Q3 2021
|
Lindbrook Capital, LLC
|
BUY
|
- |
39+ 41.49% |
$3.13K - $3.69K
|
133
$10.6K
|
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
36New |
$2.89K - $3.41K
|
36
$2.86K
|
|
|
Nov 04, 2021
Q3 2021
|
Hancock Whitney Corp
|
BUY
|
- |
29+ 0.29% |
$2.33K - $2.75K
|
10K
$797K
|
|
|
Nov 15, 2021
Q3 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
26+ 10.16% |
$2.09K - $2.46K
|
282
$22.4K
|
|
|
Nov 12, 2021
Q3 2021
|
Arizona State Retirement System
|
BUY
|
- |
25+ 0.25% |
$2.01K - $2.37K
|
10.1K
$798K
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
20+ 27.4% |
$1.61K - $1.89K
|
93
$7.38K
|
|
|
Nov 08, 2021
Q3 2021
|
Usa Financial Portformulas Corp
Ada, MI |
BUY
|
- |
17New |
$1.36K - $1.61K
|
17
$1.35K
|
|
|
Nov 10, 2021
Q3 2021
|
Glassman Wealth Services
|
BUY
|
- |
12+ 31.58% |
$963 - $1.14K
|
50
$3.97K
|
|
|
Nov 15, 2021
Q3 2021
|
Freedom Day Solutions, LLC
|
BUY
|
- |
11+ 0.24% |
$883 - $1.04K
|
4.54K
$360K
|
|
|
Nov 12, 2021
Q3 2021
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
11+ 0.39% |
$883 - $1.04K
|
2.8K
$222K
|
|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Partners, LLC
Blue Bell, PA |
BUY
|
- |
10New |
$803 - $947
|
10
$794
|
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
9New |
$723 - $852
|
9
$714
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
8+ 5.19% |
$642 - $758
|
162
$12.9K
|
|
|
Aug 16, 2024
Q3 2021
|
Td Private Client Wealth LLC
New York, NY |
BUY
|
- |
7New |
$562 - $663
|
7
$556
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
7+ 1.18% |
$562 - $663
|
600
$47.6K
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
5+ 0.09% |
$401 - $473
|
5.86K
$465K
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
3+ 0.33% |
$241 - $284
|
899
$71.4K
|
|
|
Nov 09, 2021
Q3 2021
|
Hudock, Inc.
|
BUY
|
- |
3+ 0.48% |
$241 - $284
|
629
$49.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1+ 0.09% |
$80.3 - $94.7
|
1.08K
$86K
|
|
|
Jan 10, 2025
Q3 2021
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-6- 11.32% |
$482 - $568
|
47
$3.73K
|
|
|
Jan 02, 2024
Q3 2021
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-9- 1.51% |
$723 - $852
|
586
$46.5K
|
|
|
Oct 29, 2021
Q3 2021
|
Versant Capital Management, Inc
|
SELL
|
- |
-11- 1.51% |
$883 - $1.04K
|
719
$57.1K
|