Purchases and Sales Made in Q3 2021 in American States Water CO (AWR)
This table provides information about the institutional ownership of American States Water CO (AWR) during Q3 2021. The information is specifically focused on institutions that hold shares of AMERICAN STATES WATER CO.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 22, 2021
Q3 2021
|
Strs Ohio
|
SELL
|
- |
-1K- 5.85% |
$80.3K - $94.7K
|
16.1K
$1.28M
|
|
|
Nov 05, 2021
Q3 2021
|
Weatherly Asset Management L. P.
|
SELL
|
- |
-1.05K- 7.23% |
$84.2K - $99.3K
|
13.5K
$1.07M
|
|
|
Nov 22, 2021
Q3 2021
|
Comerica Bank
|
SELL
|
- |
-1.06K- 3.03% |
$84.9K - $100K
|
33.8K
$2.68M
|
|
|
Nov 15, 2021
Q3 2021
|
Zurcher Kantonalbank (Zurich Cantonalbank)
Zurich, V8 |
SELL
|
- |
-1.17K- 14.38% |
$94.1K - $111K
|
6.98K
$554K
|
|
|
Nov 15, 2021
Q3 2021
|
High Point Advisor Group LLC
Downers Grove, IL |
SELL
|
- |
-1.21K- 28.29% |
$96.9K - $114K
|
3.06K
$243K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-1.28K- 7.48% |
$102K - $121K
|
15.8K
$1.25M
|
|
|
Nov 12, 2021
Q3 2021
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-1.4K- 15.74% |
$113K - $133K
|
7.52K
$597K
|
|
|
Nov 15, 2021
Q3 2021
|
Price T Rowe Associates Inc
Baltimore, MD |
SELL
|
- |
-1.82K- 6.64% |
$146K - $172K
|
25.5K
$2.03M
|
|
|
Nov 12, 2021
Q3 2021
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-1.95K- 9.62% |
$156K - $184K
|
18.3K
$1.45M
|
|
|
Oct 22, 2021
Q3 2021
|
Trust CO Of Vermont
|
SELL
|
- |
-2KClosed |
$161K - $189K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-2.63KClosed |
$211K - $249K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-2.64K- 3.89% |
$212K - $250K
|
65.1K
$5.17M
|
|
|
Nov 15, 2021
Q3 2021
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-2.82KClosed |
$227K - $267K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-2.83K- 19.78% |
$227K - $268K
|
11.5K
$912K
|
|
|
Nov 02, 2021
Q3 2021
|
Gw Henssler & Associates LTD
|
SELL
|
- |
-2.85KClosed |
$229K - $270K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-2.97K- 1.07% |
$239K - $281K
|
276K
$21.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-3KClosed |
$241K - $284K
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Bnp Paribas Asset Management Holding S.A.
|
SELL
|
- |
-3.1K- 4.39% |
$249K - $293K
|
67.4K
$5.35M
|
|
|
Oct 27, 2021
Q3 2021
|
State Of New Jersey Common Pension Fund D
|
SELL
|
- |
-3.21K- 9.89% |
$258K - $304K
|
29.2K
$2.32M
|
|
|
Nov 12, 2021
Q3 2021
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-3.25K- 8.91% |
$261K - $307K
|
33.2K
$2.63M
|
|
|
Nov 10, 2021
Q3 2021
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-3.37K- 4.25% |
$270K - $319K
|
75.8K
$6.02M
|
|
|
Oct 13, 2021
Q3 2021
|
Crossmark Global Holdings, Inc.
|
SELL
|
- |
-3.48KClosed |
$279K - $330K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-3.53K- 2.08% |
$283K - $334K
|
166K
$13.1M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-3.81K- 55.65% |
$306K - $361K
|
3.04K
$241K
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-4.42K- 49.35% |
$355K - $418K
|
4.53K
$360K
|
|
|
Nov 15, 2021
Q3 2021
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-4.68KClosed |
$376K - $443K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
New York State Common Retirement Fund
|
SELL
|
- |
-5.32K- 16.62% |
$427K - $504K
|
26.7K
$2.12M
|
|
|
Nov 15, 2021
Q3 2021
|
Holocene Advisors, LP
New York, NY |
SELL
|
- |
-5.57K- 17.42% |
$447K - $527K
|
26.4K
$2.09M
|
|
|
Nov 12, 2021
Q3 2021
|
Manchester Capital Management LLC
Manchester, VT |
SELL
|
- |
-5.82K- 41.76% |
$467K - $551K
|
8.11K
$644K
|
|
|
Nov 15, 2021
Q3 2021
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-5.9KClosed |
$474K - $559K
|
0
$0
|
|
|
Jun 21, 2023
Q3 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-7.11K- 36.82% |
$570K - $673K
|
12.2K
$968K
|
|
|
Nov 15, 2021
Q3 2021
|
Ergoteles LLC
New York, NY |
SELL
|
- |
-7.32K- 71.05% |
$587K - $693K
|
2.98K
$237K
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-7.32K- 0.75% |
$588K - $693K
|
972K
$77.1M
|
|
|
Nov 08, 2021
Q3 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-7.47K- 74.47% |
$600K - $707K
|
2.56K
$203K
|
|
|
Dec 02, 2021
Q3 2021
|
Tealwood Asset Management Inc
|
SELL
|
- |
-11.1KClosed |
$888K - $1.05M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-11.7K- 9.81% |
$939K - $1.11M
|
108K
$8.54M
|
|
|
Oct 19, 2021
Q3 2021
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-15.3KClosed |
$1.23M - $1.45M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-17.4K- 12.24% |
$1.4M - $1.65M
|
125K
$9.91M
|
|
|
Nov 10, 2021
Q3 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-20.9KClosed |
$1.68M - $1.98M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Edgestream Partners, L.P.
Princeton, NJ |
SELL
|
- |
-21.4K- 31.83% |
$1.72M - $2.02M
|
45.7K
$3.63M
|
|
|
Nov 12, 2021
Q3 2021
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-25.2K- 99.03% |
$2.02M - $2.39M
|
246
$19.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Voloridge Investment Management, LLC
Jupiter, FL |
SELL
|
- |
-26.6KClosed |
$2.14M - $2.52M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-27.5K- 5.02% |
$2.21M - $2.6M
|
520K
$41.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Pro Share Advisors LLC
|
SELL
|
- |
-29.6K- 21.24% |
$2.38M - $2.8M
|
110K
$8.72M
|
|
|
Nov 08, 2021
Q3 2021
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-34.6K- 57.39% |
$2.78M - $3.27M
|
25.7K
$2.04M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-39.9K- 65.45% |
$3.21M - $3.78M
|
21.1K
$1.67M
|
|
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-66.6K- 70.79% |
$5.35M - $6.31M
|
27.5K
$2.18M
|
|
|
Nov 02, 2021
Q3 2021
|
Victory Capital Management Inc
|
SELL
|
- |
-98.6K- 91.8% |
$7.92M - $9.34M
|
8.81K
$699K
|
|
|
Nov 15, 2021
Q3 2021
|
State Street Corp
Boston, MA |
SELL
|
- |
-106K- 3.3% |
$8.51M - $10M
|
3.11M
$247M
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-110K- 1.75% |
$8.86M - $10.5M
|
6.2M
$493M
|