Latest Institutional Sells of Axos Financial, Inc. (AX)
This list provides information on the latest institutional transactions involving Axos Financial, Inc. (AX) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 15, 2019
Q3 2019
|
First Command Bank
|
SELL
|
- |
-300Closed |
$7.29K - $8.84K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-200Closed |
$4.86K - $5.9K
|
0
$0
|
|
|
Oct 21, 2019
Q3 2019
|
Edge Wealth Management LLC
|
SELL
|
- |
-6Closed |
$146 - $177
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 07, 2019
Q2 2019
|
Global Alpha Capital Management Ltd.
|
SELL
|
- |
-328KClosed |
$8.44M - $10.9M
|
0
$0
|
|
|
Jul 17, 2019
Q2 2019
|
Covenant Asset Management, LLC
|
SELL
|
- |
-63.1KClosed |
$1.62M - $2.09M
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Aurora Investment Counsel
Atlanta, GA |
SELL
|
- |
-47.5KClosed |
$1.22M - $1.57M
|
0
$0
|
|
|
Jul 26, 2019
Q2 2019
|
Systematic Financial Management LP
Teaneck, NJ |
SELL
|
- |
-42.1KClosed |
$1.08M - $1.39M
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Shell Asset Management CO
The Hague, P7 |
SELL
|
- |
-21.4KClosed |
$551K - $709K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Cable Hill Partners, LLC
Portland, OR |
SELL
|
- |
-2.8KClosed |
$72.1K - $92.7K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-948Closed |
$24.4K - $31.4K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-300Closed |
$7.73K - $9.94K
|
0
$0
|
|
|
Jul 22, 2019
Q2 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-120Closed |
$3.09K - $3.97K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-33Closed |
$850 - $1.09K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-3Closed |
$77.3 - $99.4
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Kemnay Advisory Services Inc.
New York, NY |
SELL
|
- |
-43.4KClosed |
$1.09M - $1.44M
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Mackay Shields LLC
|
SELL
|
- |
-18.2KClosed |
$456K - $604K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Pier 88 Investment Partners LLC
San Francisco, CA |
SELL
|
- |
-12.5KClosed |
$314K - $416K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-10.8KClosed |
$272K - $360K
|
0
$0
|
|
|
Oct 17, 2019
Q1 2019
|
Fox Run Management, L.L.C.
Greenwich, CT |
SELL
|
- |
-8.16KClosed |
$204K - $271K
|
0
$0
|
|
|
May 01, 2019
Q1 2019
|
Nj State Employees Deferred Compensation Plan
|
SELL
|
- |
-1K- 4.55% |
$25.1K - $33.2K
|
21K
$1.46M
|
|
|
May 14, 2019
Q1 2019
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-29Closed |
$726 - $963
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 13, 2019
Q4 2018
|
William Blair Investment Management, LLC
Chicago, IL |
SELL
|
- |
-197KClosed |
$4.82M - $7.12M
|
0
$0
|
|
|
Jan 14, 2019
Q4 2018
|
Hennessy Advisors Inc
Novato, CA |
SELL
|
- |
-70KClosed |
$1.71M - $2.53M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Jcsd Capital, LLC
|
SELL
|
- |
-55KClosed |
$1.34M - $1.98M
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Summit Creek Advisors LLC
Minneapolis, MN |
SELL
|
- |
-40.4KClosed |
$986K - $1.46M
|
0
$0
|
|
|
Jan 28, 2019
Q4 2018
|
Spectrum Asset Management, Inc.
|
SELL
|
- |
-26.4KClosed |
$645K - $953K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
River Oaks Capital LLC
Wayzata, MN |
SELL
|
- |
-23.5KClosed |
$574K - $848K
|
0
$0
|
|
|
Feb 01, 2019
Q4 2018
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-17.8KClosed |
$435K - $643K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Gam Holding Ag
|
SELL
|
- |
-13.5KClosed |
$330K - $487K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Summit Trail Advisors, LLC
New York, NY |
SELL
|
- |
-12.3KClosed |
$300K - $443K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Two Sigma Investments, LP
New York, NY |
SELL
|
PUT |
-9KClosed |
$220K - $325K
|
0
$0
|
|
|
Jan 24, 2019
Q4 2018
|
Trust CO Of Toledo Na
Holland, OH |
SELL
|
- |
-6.56KClosed |
$160K - $237K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-6.34KClosed |
$155K - $229K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-1.1KClosed |
$26.9K - $39.7K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Mainstay Capital Management LLC
|
SELL
|
- |
-820Closed |
$20K - $29.6K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-760Closed |
$18.6K - $27.4K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
York Bridge Wealth Partners, LLC
|
SELL
|
- |
-500Closed |
$12.2K - $18K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-400- 25.0% |
$9.77K - $14.4K
|
1.2K
$83.4K
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-400Closed |
$9.77K - $14.4K
|
0
$0
|
|
|
Jan 17, 2019
Q4 2018
|
Polaris Wealth Advisory Group, LLC
|
SELL
|
- |
-400Closed |
$9.77K - $14.4K
|
0
$0
|
|
|
Aug 13, 2024
Q4 2018
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-135Closed |
$3.3K - $4.87K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-100Closed |
$2.44K - $3.61K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Destination Wealth Management
|
SELL
|
- |
-14Closed |
$342 - $505
|
0
$0
|
|
|
Jan 11, 2019
Q4 2018
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-4Closed |
$97.7 - $144
|
0
$0
|
|