Roque A Santi is Director of Axos Financial, Inc.. Currently has a direct ownership of 8,146 shares of AX, which is worth approximately $644,511. The most recent transaction as insider was on Nov 14, 2025, when has been sold 2,144 shares (Common Stock) at a price of $79.12 per share, resulting in proceeds of $169,633. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 8.15K
35.74% 3M change
35.74% 12M change
Total Value Held $644,511

Roque A Santi Transaction History

Date Transaction Value Shares Traded Shares Held Form
Nov 14 2025
SELL
Sale (or disposition) back to the issuer
$169,633 $79.12 p/Share
2,144 Reduced 20.84%
8,146 Common Stock
Nov 14 2025
BUY
Exercise of conversion of derivative security
$339,345 $79.12 p/Share
4,289 Added 29.42%
10,290 Common Stock
Aug 31 2024
SELL
Sale (or disposition) back to the issuer
$208,220 $69.43 p/Share
2,999 Reduced 33.32%
6,001 Common Stock
Aug 31 2024
BUY
Exercise of conversion of derivative security
$416,580 $69.43 p/Share
6,000 Added 40.0%
9,000 Common Stock
Sep 15 2023
SELL
Sale (or disposition) back to the issuer
$127,200 $42.4 p/Share
3,000 Reduced 50.0%
3,000 Common Stock
Sep 15 2023
BUY
Exercise of conversion of derivative security
$254,400 $42.4 p/Share
6,000 Added 50.0%
6,000 Common Stock
RAS

Roque A Santi

Director
Las Vegas, NV

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