Latest Institutional Transactions on Arrow Mark Financial Corp. (BANX)
This table provides information on the latest institutional transactions involving Arrow Mark Financial Corp. (BANX) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11.5K+ 50.56% |
$234K - $262K
|
34.2K
$719K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
1.41K+ 0.8% |
$28.8K - $32.3K
|
179K
$3.76M
|
|
|
Nov 14, 2025
Q3 2025
|
Arrow Mark Colorado Holdings LLC
Denver, CO |
SELL
|
- |
-59.6K- 30.25% |
$1.22M - $1.36M
|
137K
$2.89M
|
|
|
Nov 14, 2025
Q3 2025
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-13.9K- 33.82% |
$283K - $317K
|
27.2K
$571K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
12.2K+ 65.29% |
$249K - $279K
|
30.9K
$650K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4- 0.13% |
$81.6 - $91.4
|
3.05K
$64.1K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
14.8KNew |
$301K - $337K
|
14.8K
$310K
|
|
|
Nov 13, 2025
Q3 2025
|
Russell Investments Group, Ltd.
|
BUY
|
- |
5New |
$102 - $114
|
5
$105
|
|
|
Nov 13, 2025
Q3 2025
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
557New |
$11.4K - $12.7K
|
557
$11.7K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-574- 56.33% |
$11.7K - $13.1K
|
445
$9.35K
|
|
|
Nov 13, 2025
Q3 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
7.4K+ 40.16% |
$151K - $169K
|
25.8K
$542K
|
|
|
Nov 12, 2025
Q3 2025
|
Simplex Trading, LLC
|
BUY
|
- |
120New |
$2.45K - $2.74K
|
120
$2.52K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
9.35KNew |
$191K - $214K
|
9.35K
$196K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.15K- 0.74% |
$23.4K - $26.2K
|
154K
$3.23M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
160+ 1.6% |
$3.26K - $3.66K
|
10.1K
$213K
|
|
|
Nov 10, 2025
Q3 2025
|
Everstar Asset Management, LLC
Mooresville, NC |
BUY
|
- |
3.77K+ 9.32% |
$76.8K - $86.1K
|
44.2K
$928K
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
6.28K+ 39.25% |
$128K - $144K
|
22.3K
$468K
|
|
|
Nov 04, 2025
Q3 2025
|
Sbi Securities Co., Ltd.
Tokyo, M0 |
SELL
|
- |
-1- 9.09% |
$20.4 - $22.9
|
10
$210
|
|
|
Oct 31, 2025
Q3 2025
|
Belpointe Asset Management LLC
|
BUY
|
- |
9.3KNew |
$190K - $213K
|
9.3K
$195K
|
|
|
Oct 31, 2025
Q3 2025
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-100- 0.91% |
$2.04K - $2.29K
|
10.9K
$229K
|
|
|
Oct 20, 2025
Q3 2025
|
Accurate Wealth Management, LLC
|
BUY
|
- |
14.4KNew |
$293K - $328K
|
14.4K
$302K
|
|
|
Oct 14, 2025
Q3 2025
|
Trust CO Of Vermont
|
SELL
|
- |
-575- 24.73% |
$11.7K - $13.1K
|
1.75K
$36.8K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
73+ 1.54% |
$1.33K - $1.54K
|
4.8K
$101K
|
|
|
Aug 19, 2025
Q2 2025
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
200New |
$3.65K - $4.21K
|
200
$4.2K
|
|
|
Aug 14, 2025
Q2 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
4.17K+ 35.43% |
$76.1K - $87.8K
|
15.9K
$335K
|
|
|
Aug 14, 2025
Q2 2025
|
Principal Street Partners, LLC
Memphis, TN |
SELL
|
- |
-915- 7.72% |
$16.7K - $19.3K
|
10.9K
$230K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-11- 91.67% |
$201 - $232
|
1
$21
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 06, 2025
Q2 2025
|
Round Rock Advisors, LLC
|
BUY
|
- |
10.9K+ 6.63% |
$198K - $229K
|
175K
$3.67M
|
|
|
Aug 04, 2025
Q2 2025
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
10New |
$183 - $211
|
10
$210
|
|
|
Jul 21, 2025
Q2 2025
|
Catalina Capital Group, LLC
Torrance, CA |
BUY
|
- |
5.35K+ 51.86% |
$97.7K - $113K
|
15.7K
$329K
|
|
|
Jul 17, 2025
Q2 2025
|
Capital Investment Advisors, LLC
|
BUY
|
- |
27.5KNew |
$502K - $579K
|
27.5K
$578K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
PUT |
-900- 9.28% |
$18.4K - $19.3K
|
8.8K
$185K
|
|
|
May 15, 2025
Q1 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
15KNew |
$307K - $322K
|
15K
$315K
|
|
|
May 15, 2025
Q1 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
3.9K+ 36.99% |
$79.8K - $83.8K
|
14.4K
$303K
|
|
|
Apr 16, 2025
Q1 2025
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-800- 53.58% |
$16.4K - $17.2K
|
693
$14.6K
|
|
|
Apr 15, 2025
Q1 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
33.5K+ 201.95% |
$686K - $720K
|
50.1K
$1.05M
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
5.25KNew |
$103K - $113K
|
5.25K
$110K
|
|
|
Feb 07, 2025
Q4 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
1New |
$19.7 - $21.5
|
1
$21
|
|
|
Jan 22, 2025
Q4 2024
|
Falcon Wealth Planning
|
BUY
|
- |
2.5K+ 15.28% |
$49.1K - $53.8K
|
18.9K
$396K
|
|
|
Jan 21, 2025
Q4 2024
|
Sound Income Strategies, LLC
|
SELL
|
- |
-1- 0.22% |
$19.7 - $21.5
|
449
$9.43K
|
|
| Q3 2024 | |||||||
|
Nov 25, 2024
Q3 2024
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
BUY
|
- |
500New |
$9.23K - $10.7K
|
500
$10.5K
|
|
|
Nov 14, 2024
Q3 2024
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-2.61K- 4.38% |
$48.2K - $55.9K
|
57K
$1.2M
|
|
|
Nov 14, 2024
Q3 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
130New |
$2.4K - $2.78K
|
130
$2.73K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-47.7K- 19.54% |
$880K - $1.02M
|
196K
$4.13M
|
|
|
Oct 04, 2024
Q3 2024
|
Ridgewood Investments LLC
|
BUY
|
- |
800New |
$14.8K - $17.1K
|
800
$16.8K
|
|
| Q2 2024 | |||||||
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
CALL |
-700- 6.19% |
$12.6K - $13.3K
|
10.6K
$223K
|
|
|
Aug 14, 2024
Q2 2024
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-19K- 5.96% |
$342K - $361K
|
299K
$6.29M
|
|
|
Aug 14, 2024
Q2 2024
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-38.2K- 70.71% |
$687K - $726K
|
15.8K
$332K
|
|
|
Aug 01, 2024
Q2 2024
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
295+ 2.44% |
$5.31K - $5.61K
|
12.4K
$260K
|
|