Purchases and Sales Made in Q4 2022 in Barings Global Short Duration High Yield Fund (BGH)
This table provides information about the institutional ownership of Barings Global Short Duration High Yield Fund (BGH) during Q4 2022. The information is specifically focused on institutions that hold shares of BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2023
Q4 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
131KNew |
$1.57M - $1.78M
|
131K
$2.05M
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
89.1K+ 16.04% |
$1.07M - $1.21M
|
644K
$10.1M
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
74K+ 82.02% |
$888K - $1.01M
|
164K
$2.58M
|
|
Jan 12, 2023
Q4 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
73.8K+ 37.12% |
$885K - $1.01M
|
273K
$4.28M
|
|
Feb 14, 2023
Q4 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
60.4K+ 31.35% |
$724K - $823K
|
253K
$3.97M
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
51.7K+ 27.34% |
$620K - $704K
|
241K
$3.78M
|
|
Feb 14, 2023
Q4 2022
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
32.5KNew |
$390K - $443K
|
32.5K
$510K
|
|
Feb 14, 2023
Q4 2022
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
21.5K+ 9.08% |
$257K - $292K
|
258K
$4.04M
|
|
Feb 10, 2023
Q4 2022
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
18.5KNew |
$222K - $252K
|
18.5K
$290K
|
|
Feb 14, 2023
Q4 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
13.7K+ 68.59% |
$165K - $187K
|
33.7K
$529K
|
|
Jan 05, 2023
Q4 2022
|
Capital Investment Advisors, LLC
|
BUY
|
- |
11.4K+ 11.63% |
$137K - $156K
|
110K
$1.72M
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
11.1KNew |
$133K - $151K
|
11.1K
$173K
|
|
Jan 17, 2023
Q4 2022
|
Tsp Capital Management Group, LLC
|
BUY
|
- |
9.22K+ 2.57% |
$111K - $126K
|
367K
$5.76M
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
7.04K+ 23.88% |
$84.4K - $95.9K
|
36.5K
$573K
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.41K+ 31.77% |
$64.9K - $73.7K
|
22.4K
$352K
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.81K+ 9.39% |
$57.7K - $65.5K
|
56K
$879K
|
|
Jan 26, 2023
Q4 2022
|
Granite Shares Advisors LLC
|
BUY
|
- |
4.39K+ 2.56% |
$52.7K - $59.8K
|
176K
$2.76M
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
3.98KNew |
$47.7K - $54.1K
|
3.98K
$62.3K
|
|
Jan 25, 2023
Q4 2022
|
Camelot Portfolios, LLC
|
BUY
|
- |
2.69K+ 4.19% |
$32.3K - $36.7K
|
66.8K
$1.05M
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
542+ 2.24% |
$6.5K - $7.38K
|
24.8K
$388K
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
443New |
$5.31K - $6.03K
|
443
$6.95K
|
|
Jan 20, 2023
Q4 2022
|
Mcrae Capital Management Inc
|
BUY
|
- |
388+ 2.08% |
$4.65K - $5.28K
|
19.1K
$299K
|
|
Feb 13, 2023
Q4 2022
|
Barings LLC
|
BUY
|
- |
271+ 2.46% |
$3.25K - $3.69K
|
11.3K
$177K
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
106+ 0.17% |
$1.27K - $1.44K
|
62.6K
$982K
|
|
Jan 10, 2023
Q4 2022
|
Fny Investment Advisers, LLC
|
BUY
|
- |
100+ 14.29% |
$1.2K - $1.36K
|
800
$12.5K
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jan 25, 2023
Q4 2022
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-50- 0.46% |
$600 - $681
|
10.9K
$171K
|
|
Sep 21, 2023
Q4 2022
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
- |
-130- 0.4% |
$1.56K - $1.77K
|
32.5K
$510K
|
|
Feb 13, 2023
Q4 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-168- 1.07% |
$2.01K - $2.29K
|
15.6K
$244K
|
|
Jan 17, 2023
Q4 2022
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-611- 5.09% |
$7.33K - $8.32K
|
11.4K
$179K
|
|
Jan 24, 2023
Q4 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-671- 0.86% |
$8.05K - $9.14K
|
77.3K
$1.21M
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-988- 8.24% |
$11.8K - $13.5K
|
11K
$173K
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.29K- 0.27% |
$15.5K - $17.6K
|
474K
$7.43M
|
|
Feb 02, 2023
Q4 2022
|
Emfo, LLC
|
SELL
|
- |
-1.5K- 16.96% |
$18K - $20.4K
|
7.35K
$115K
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.86K- 15.25% |
$22.3K - $25.3K
|
10.3K
$162K
|
|
Jan 20, 2023
Q4 2022
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-2.92K- 22.58% |
$35K - $39.7K
|
10K
$157K
|
|
Feb 02, 2023
Q4 2022
|
Bhk Investment Advisors, LLC
|
SELL
|
- |
-2.95K- 12.18% |
$35.3K - $40.1K
|
21.2K
$333K
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-2.96K- 7.57% |
$35.5K - $40.3K
|
36.1K
$566K
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.02K- 4.53% |
$36.2K - $41.1K
|
63.6K
$998K
|
|
Feb 09, 2023
Q4 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-4.11K- 3.45% |
$49.3K - $56K
|
115K
$1.8M
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-4.4K- 40.95% |
$52.8K - $59.9K
|
6.34K
$99.5K
|
|
Feb 08, 2023
Q4 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-10K- 10.76% |
$120K - $136K
|
82.9K
$1.3M
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-10.7K- 7.61% |
$129K - $146K
|
130K
$2.04M
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-11.2K- 35.85% |
$134K - $152K
|
20K
$314K
|
|
Jan 20, 2023
Q4 2022
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-14.7K- 39.64% |
$176K - $200K
|
22.4K
$351K
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-57.3K- 11.52% |
$687K - $781K
|
440K
$6.9M
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-57.7K- 95.89% |
$692K - $786K
|
2.47K
$38.7K
|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-69.2K- 7.65% |
$830K - $943K
|
836K
$13.1M
|
|
Feb 03, 2023
Q4 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-78.4K- 47.05% |
$940K - $1.07M
|
88.3K
$1.38M
|