Purchases and Sales Made in Q3 2021 in Pimco Active Bond Exchange Tra (BOND)
This table provides information about the institutional ownership of Pimco Active Bond Exchange Tra (BOND) during Q3 2021. The information is specifically focused on institutions that hold shares of PIMCO ACTIVE BOND EXCHANGE TRA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2021
Q3 2021
|
Wbh Advisory Inc
|
BUY
|
- |
225+ 3.01% |
$24.9K - $25.2K
|
7.7K
$700K
|
|
|
Dec 09, 2021
Q3 2021
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
192+ 0.07% |
$21.2K - $21.5K
|
272K
$24.7M
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
172+ 9.2% |
$19K - $19.3K
|
2.04K
$186K
|
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
167+ 13.73% |
$18.4K - $18.7K
|
1.38K
$126K
|
|
|
Nov 15, 2021
Q3 2021
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
163+ 8.91% |
$18K - $18.3K
|
1.99K
$181K
|
|
|
Oct 21, 2021
Q3 2021
|
Lake Point Wealth Management
|
BUY
|
- |
158+ 1.84% |
$17.5K - $17.7K
|
8.74K
$794K
|
|
|
Nov 12, 2021
Q3 2021
|
Prestige Wealth Management Group LLC
|
BUY
|
- |
158+ 4.95% |
$17.5K - $17.7K
|
3.35K
$304K
|
|
|
Oct 06, 2021
Q3 2021
|
Private Trust CO Na
|
BUY
|
- |
151+ 2.73% |
$16.7K - $16.9K
|
5.68K
$516K
|
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
137New |
$15.1K - $15.4K
|
137
$12.5K
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
132+ 7.21% |
$14.6K - $14.8K
|
1.96K
$178K
|
|
|
Nov 15, 2021
Q3 2021
|
Asset Management Group, Inc.
Stamford, CT |
BUY
|
- |
132+ 0.66% |
$14.6K - $14.8K
|
20.2K
$1.83M
|
|
|
Aug 13, 2024
Q3 2021
|
Glen Eagle Advisors, LLC
Kingston, NJ |
BUY
|
- |
128+ 3.34% |
$14.1K - $14.3K
|
3.97K
$360K
|
|
|
Oct 08, 2021
Q3 2021
|
Mayfair Advisory Group, LLC
Birmingham, AL |
BUY
|
- |
113+ 1.77% |
$12.5K - $12.7K
|
6.51K
$592K
|
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
89+ 2.82% |
$9.83K - $9.98K
|
3.25K
$295K
|
|
|
Oct 27, 2021
Q3 2021
|
Schmidt P J Investment Management Inc
Cedarburg, WI |
BUY
|
- |
86+ 0.63% |
$9.5K - $9.64K
|
13.7K
$1.24M
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
77+ 1.25% |
$8.5K - $8.63K
|
6.21K
$565K
|
|
|
Oct 13, 2021
Q3 2021
|
Hollencrest Capital Management
|
BUY
|
- |
70+ 0.14% |
$7.73K - $7.85K
|
50.5K
$4.59M
|
|
|
Nov 15, 2021
Q3 2021
|
Legacy Financial Strategies, LLC
Leawood, KS |
BUY
|
- |
57+ 1.62% |
$6.3K - $6.39K
|
3.58K
$325K
|
|
|
Nov 03, 2021
Q3 2021
|
Eq LLC
Mercer Island, WA |
BUY
|
- |
46+ 0.64% |
$5.08K - $5.16K
|
7.27K
$661K
|
|
|
Oct 19, 2021
Q3 2021
|
Abacus Planning Group, Inc.
|
BUY
|
- |
37+ 0.63% |
$4.09K - $4.15K
|
5.9K
$537K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
32+ 2.84% |
$3.53K - $3.59K
|
1.16K
$105K
|
|
|
Oct 12, 2021
Q3 2021
|
Affiance Financial, LLC
|
BUY
|
- |
31+ 0.38% |
$3.42K - $3.47K
|
8.11K
$737K
|
|
|
Nov 15, 2021
Q3 2021
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
25+ 0.29% |
$2.76K - $2.8K
|
8.51K
$774K
|
|
|
Nov 05, 2021
Q3 2021
|
Valley Forge Investment Consultants Inc Adv
|
BUY
|
- |
23+ 0.61% |
$2.54K - $2.58K
|
3.78K
$344K
|
|
|
Nov 01, 2021
Q3 2021
|
Xml Financial, LLC
|
BUY
|
- |
19+ 0.65% |
$2.1K - $2.13K
|
2.95K
$268K
|
|
|
Nov 05, 2021
Q3 2021
|
Forbes J M & CO LLP
|
BUY
|
- |
17+ 0.24% |
$1.88K - $1.91K
|
7.06K
$641K
|
|
|
Nov 05, 2021
Q3 2021
|
Pfg Advisors
|
BUY
|
- |
15+ 0.66% |
$1.66K - $1.68K
|
2.29K
$208K
|
|
|
Oct 19, 2021
Q3 2021
|
Acas, LLC
|
BUY
|
- |
14+ 0.62% |
$1.55K - $1.57K
|
2.28K
$207K
|
|
|
Oct 19, 2021
Q3 2021
|
Fundamentun, LLC
Beachwood, OH |
BUY
|
- |
12+ 0.19% |
$1.33K - $1.35K
|
6.34K
$576K
|
|
|
Nov 15, 2021
Q3 2021
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
11+ 0.66% |
$1.21K - $1.23K
|
1.67K
$152K
|
|
|
Nov 12, 2021
Q3 2021
|
Savant Capital, LLC
|
BUY
|
- |
10+ 0.14% |
$1.1K - $1.12K
|
7.37K
$670K
|
|
|
Nov 10, 2021
Q3 2021
|
Time Scale Financial, Inc.
|
BUY
|
- |
10+ 0.63% |
$1.1K - $1.12K
|
1.6K
$145K
|
|
|
Nov 02, 2021
Q3 2021
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
8+ 0.26% |
$884 - $897
|
3.06K
$278K
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
7New |
$773 - $785
|
7
$636
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
6+ 0.7% |
$663 - $673
|
864
$78.5K
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
5+ 0.03% |
$552 - $560
|
18.2K
$1.65M
|
|
|
Oct 19, 2021
Q3 2021
|
Peak Financial Management, Inc.
|
BUY
|
- |
3+ 0.04% |
$331 - $336
|
7.8K
$709K
|
|
|
Nov 09, 2021
Q3 2021
|
Hudock, Inc.
|
BUY
|
- |
2+ 0.47% |
$221 - $224
|
429
$39K
|
|
|
Oct 21, 2021
Q3 2021
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
BUY
|
- |
2New |
$221 - $224
|
2
$182
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
2+ 0.73% |
$221 - $224
|
275
$25K
|
|
|
Oct 12, 2021
Q3 2021
|
Focused Wealth Management, Inc
|
BUY
|
- |
1+ 0.99% |
$110 - $112
|
102
$9.27K
|
|
|
Nov 15, 2021
Q3 2021
|
Elk River Wealth Management, LLC
|
BUY
|
- |
1+ 0.03% |
$110 - $112
|
3.68K
$335K
|
|
|
Nov 01, 2021
Q3 2021
|
Danda Trouve Investment Management, Inc.
|
BUY
|
- |
1+ 0.3% |
$110 - $112
|
336
$30.5K
|
|
|
Oct 19, 2021
Q3 2021
|
Gemmer Asset Management LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-4- 2.03% |
$442 - $448
|
193
$17.5K
|
|
|
Nov 05, 2021
Q3 2021
|
Summit Financial Wealth Advisors, LLC
|
SELL
|
- |
-5- 0.26% |
$552 - $560
|
1.91K
$173K
|
|
|
Nov 17, 2021
Q3 2021
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-7- 0.28% |
$773 - $785
|
2.53K
$230K
|
|
|
Jan 18, 2022
Q3 2021
|
Apella Capital, LLC
|
SELL
|
- |
-9- 0.02% |
$994 - $1.01K
|
58.3K
$5.29M
|
|
|
Feb 13, 2024
Q3 2021
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-10- 0.21% |
$1.1K - $1.12K
|
4.7K
$427K
|
|
|
Oct 15, 2021
Q3 2021
|
Bartlett & Co. LLC
|
SELL
|
- |
-10- 0.21% |
$1.1K - $1.12K
|
4.7K
$427K
|