Latest Institutional Transactions on John Hancock Financial Opportunities Fund (BTO)
This table provides information on the latest institutional transactions involving John Hancock Financial Opportunities Fund (BTO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2021
Q1 2021
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q4 2020 | |||||||
|
Nov 12, 2021
Q4 2020
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
255New |
$5.41K - $7.89K
|
255
$8.77K
|
|
|
Feb 17, 2021
Q4 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-19.3KClosed |
$410K - $597K
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-328Closed |
$6.96K - $10.1K
|
0
$0
|
|
|
Feb 05, 2021
Q4 2020
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-276Closed |
$5.86K - $8.54K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-1.79KClosed |
$38.1K - $55.5K
|
0
$0
|
|
|
Jan 29, 2021
Q4 2020
|
Weaver Consulting Group
|
SELL
|
- |
-290Closed |
$6.16K - $8.97K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Kathmere Capital Management, LLC
Wayne, PA |
BUY
|
- |
62.7KNew |
$1.24M - $1.51M
|
62.7K
$2.16M
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.2KClosed |
$19.4K - $32.9K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-53.8KClosed |
$870K - $1.48M
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-50.6KClosed |
$818K - $1.39M
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-20.5KClosed |
$331K - $562K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Resources Management Corp
West Hartford, CT |
SELL
|
- |
-200Closed |
$3.23K - $5.49K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Royal Fund Management, LLC
|
SELL
|
- |
-848Closed |
$13.7K - $23.3K
|
0
$0
|
|
|
Jul 24, 2020
Q2 2020
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-250Closed |
$4.04K - $6.86K
|
0
$0
|
|
|
Jul 10, 2020
Q2 2020
|
Gradient Investments LLC
|
SELL
|
- |
-550Closed |
$8.89K - $15.1K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-650Closed |
$8.03K - $23.9K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-2.9KClosed |
$35.8K - $107K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-2.01KClosed |
$24.9K - $74.1K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-24.4KClosed |
$301K - $898K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-6.57KClosed |
$81.2K - $242K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Fifth Third Bancorp
|
SELL
|
- |
-1.78KClosed |
$21.9K - $65.4K
|
0
$0
|
|
|
Apr 27, 2020
Q1 2020
|
Parallel Advisors, LLC
|
SELL
|
- |
-1.13KClosed |
$13.9K - $41.4K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Patten & Patten Inc
|
SELL
|
- |
-273KClosed |
$3.37M - $10.1M
|
0
$0
|
|
|
Apr 09, 2020
Q1 2020
|
Sanders Morris Harris LLC
|
SELL
|
- |
-12.4KClosed |
$153K - $456K
|
0
$0
|
|
|
Apr 03, 2020
Q1 2020
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-6.38KClosed |
$78.7K - $235K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-8.4KClosed |
$258K - $305K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-1KClosed |
$30.7K - $36.3K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-1.6KClosed |
$49K - $58K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Tsfg, LLC
|
SELL
|
- |
-152Closed |
$4.66K - $5.52K
|
0
$0
|
|
|
Jan 22, 2020
Q4 2019
|
Cordasco Financial Network
|
SELL
|
- |
-1KClosed |
$30.7K - $36.3K
|
0
$0
|
|
|
Jan 09, 2020
Q4 2019
|
Hudson Capital Management LLC
|
SELL
|
- |
-6.81KClosed |
$209K - $247K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 04, 2019
Q3 2019
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-7.35KClosed |
$217K - $246K
|
0
$0
|
|
|
Nov 01, 2019
Q3 2019
|
Sharkey, Howes & Javer
|
SELL
|
- |
-412Closed |
$12.2K - $13.8K
|
0
$0
|
|
|
Nov 01, 2019
Q3 2019
|
Jnba Financial Advisors
|
SELL
|
- |
-193Closed |
$5.7K - $6.45K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Essex Savings Bank
|
SELL
|
- |
-900Closed |
$26.6K - $30.1K
|
0
$0
|
|
|
Oct 18, 2019
Q3 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-441Closed |
$13K - $14.7K
|
0
$0
|
|
|
Oct 04, 2019
Q3 2019
|
Sound Income Strategies, LLC
|
SELL
|
- |
-2.75KClosed |
$81.2K - $91.9K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-7.74KClosed |
$236K - $268K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-2KClosed |
$61.1K - $69.2K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-424Closed |
$13K - $14.7K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-2.3KClosed |
$70.2K - $79.5K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-300Closed |
$9.17K - $10.4K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 16, 2019
Q1 2019
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-8.71KClosed |
$251K - $308K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-500Closed |
$14.4K - $17.7K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 19, 2019
Q4 2018
|
Amussen Hunsaker Associates LLC
Salt Lake City, UT |
SELL
|
- |
-360Closed |
$9.42K - $13.5K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-15.4KClosed |
$404K - $580K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-18.2KClosed |
$476K - $685K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-27.3KClosed |
$714K - $1.03M
|
0
$0
|
|