Purchases and Sales Made in Q3 2022 in John Hancock Financial Opportunities Fund (BTO)
This table provides information about the institutional ownership of John Hancock Financial Opportunities Fund (BTO) during Q3 2022. The information is specifically focused on institutions that hold shares of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
58.7K+ 3.54% |
$1.83M - $2.34M
|
1.72M
$60.2M
|
|
|
Nov 02, 2022
Q3 2022
|
Stephens Inc
|
BUY
|
- |
39.1K+ 390.19% |
$1.22M - $1.56M
|
49.1K
$1.72M
|
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
29KNew |
$904K - $1.15M
|
29K
$1.01M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
14.2K+ 9.64% |
$444K - $566K
|
162K
$5.66M
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
8.95K+ 12.6% |
$279K - $356K
|
79.9K
$2.8M
|
|
|
Nov 03, 2022
Q3 2022
|
Lincoln National Corp
|
BUY
|
- |
3.68K+ 14.17% |
$115K - $147K
|
29.6K
$1.04M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.26K+ 0.95% |
$102K - $130K
|
347K
$12.1M
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.25K+ 2288.73% |
$101K - $129K
|
3.39K
$119K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.33K+ 4.96% |
$72.6K - $92.7K
|
49.3K
$1.73M
|
|
|
Nov 14, 2022
Q3 2022
|
Axiom Investment Management LLC
New York, NY |
BUY
|
- |
2KNew |
$62.4K - $79.7K
|
2K
$70K
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
1.5K+ 15.82% |
$46.8K - $59.8K
|
11K
$384K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.43K+ 22.79% |
$44.7K - $57.1K
|
7.72K
$270K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.06KNew |
$33.1K - $42.3K
|
1.06K
$37.2K
|
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
1KNew |
$31.2K - $39.8K
|
1K
$35K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
946+ 1.29% |
$29.5K - $37.7K
|
74.3K
$2.6M
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
929+ 5.5% |
$29K - $37K
|
17.8K
$624K
|
|
|
Oct 04, 2022
Q3 2022
|
Csenge Advisory Group
|
BUY
|
- |
634+ 2.31% |
$19.8K - $25.3K
|
28.1K
$982K
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
211+ 2.21% |
$6.58K - $8.41K
|
9.75K
$342K
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
125+ 271.74% |
$3.9K - $4.98K
|
171
$5.99K
|
|
|
Nov 14, 2022
Q3 2022
|
Fca Corp
Houston, TX |
BUY
|
- |
112+ 0.13% |
$3.49K - $4.46K
|
85K
$2.98M
|
|
|
Nov 03, 2022
Q3 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
92+ 1.22% |
$2.87K - $3.67K
|
7.6K
$266K
|
|
|
Nov 08, 2022
Q3 2022
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
88+ 1.06% |
$2.75K - $3.51K
|
8.41K
$294K
|
|
|
Nov 14, 2022
Q3 2022
|
Concorde Financial Corp
Dallas, TX |
BUY
|
- |
75New |
$2.34K - $2.99K
|
75
$2.63K
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
68+ 35.98% |
$2.12K - $2.71K
|
257
$9K
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
13+ 0.12% |
$406 - $518
|
10.9K
$381K
|
|
|
Oct 05, 2022
Q3 2022
|
Time Scale Financial, Inc.
|
BUY
|
- |
9+ 1.7% |
$281 - $359
|
539
$18.9K
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
8+ 0.08% |
$250 - $319
|
9.52K
$333K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-3- 0.04% |
$93.6 - $120
|
8.05K
$282K
|
|
|
Oct 19, 2022
Q3 2022
|
L.M. Kohn & Company
|
SELL
|
- |
-17- 0.2% |
$530 - $677
|
8.29K
$290K
|
|
|
Nov 10, 2022
Q3 2022
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-79- 0.37% |
$2.46K - $3.15K
|
21.4K
$748K
|
|
|
Oct 27, 2022
Q3 2022
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-100- 33.33% |
$3.12K - $3.98K
|
200
$7K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-160- 1.68% |
$4.99K - $6.37K
|
9.36K
$328K
|
|
|
Oct 13, 2022
Q3 2022
|
Patten Group, Inc.
|
SELL
|
- |
-300- 4.1% |
$9.36K - $12K
|
7.01K
$245K
|
|
|
Oct 31, 2022
Q3 2022
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-437- 4.7% |
$13.6K - $17.4K
|
8.87K
$310K
|
|
|
Oct 18, 2022
Q3 2022
|
Allworth Financial LP
|
SELL
|
- |
-456- 11.49% |
$14.2K - $18.2K
|
3.51K
$123K
|
|
|
Nov 03, 2022
Q3 2022
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-1.12K- 12.75% |
$34.9K - $44.6K
|
7.66K
$268K
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.43K- 89.66% |
$44.6K - $57K
|
165
$5.78K
|
|
|
Nov 08, 2022
Q3 2022
|
North Star Asset Management Inc
|
SELL
|
- |
-1.45K- 1.47% |
$45.2K - $57.8K
|
97.4K
$3.41M
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.96K- 11.0% |
$61.1K - $78K
|
15.8K
$555K
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.01K- 0.79% |
$62.8K - $80.2K
|
254K
$8.89M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4.71K- 2.51% |
$147K - $188K
|
183K
$6.41M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-4.9K- 3.49% |
$153K - $195K
|
135K
$4.74M
|
|
|
Nov 10, 2022
Q3 2022
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-5.4K- 37.95% |
$168K - $215K
|
8.82K
$309K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-5.53K- 20.04% |
$172K - $220K
|
22.1K
$772K
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-7.68K- 54.58% |
$240K - $306K
|
6.39K
$224K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-7.84K- 33.27% |
$245K - $312K
|
15.7K
$551K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-16.5K- 4.15% |
$514K - $657K
|
381K
$13.3M
|