Purchases and Sales Made in Q4 2022 in John Hancock Financial Opportunities Fund (BTO)
This table provides information about the institutional ownership of John Hancock Financial Opportunities Fund (BTO) during Q4 2022. The information is specifically focused on institutions that hold shares of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
22.5K+ 6.49% |
$678K - $821K
|
369K
$12.9M
|
|
|
Feb 02, 2023
Q4 2022
|
Dfpg Investments, LLC
|
BUY
|
- |
20.6KNew |
$622K - $754K
|
20.6K
$723K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
19.8K+ 5.2% |
$597K - $723K
|
400K
$14M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
16.2K+ 12.0% |
$490K - $593K
|
152K
$5.31M
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
8.24K+ 11.09% |
$248K - $301K
|
82.6K
$2.89M
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
7.49K+ 9.36% |
$226K - $273K
|
87.4K
$3.06M
|
|
|
Feb 01, 2023
Q4 2022
|
Redwood Wealth Management Group, LLC
Moorestown, NJ |
BUY
|
- |
7.33KNew |
$221K - $268K
|
7.33K
$257K
|
|
|
Jan 20, 2023
Q4 2022
|
V Wealth Advisors LLC
|
BUY
|
- |
7.2KNew |
$217K - $263K
|
7.2K
$252K
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
6.98KNew |
$210K - $255K
|
6.98K
$244K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.15K+ 66.71% |
$155K - $188K
|
12.9K
$450K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4.38K+ 27.65% |
$132K - $160K
|
20.2K
$708K
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
4.2K+ 14.51% |
$127K - $154K
|
33.2K
$1.16M
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.39K+ 21.55% |
$102K - $124K
|
19.1K
$669K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
2.19KNew |
$65.9K - $79.8K
|
2.19K
$76.6K
|
|
|
Feb 07, 2023
Q4 2022
|
Lincoln National Corp
|
BUY
|
- |
1.67K+ 5.62% |
$50.2K - $60.8K
|
31.3K
$1.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.03K+ 10.56% |
$31K - $37.6K
|
10.8K
$378K
|
|
|
Feb 13, 2023
Q4 2022
|
Fca Corp
Houston, TX |
BUY
|
- |
812+ 0.95% |
$24.5K - $29.7K
|
85.8K
$3.01M
|
|
|
Feb 08, 2023
Q4 2022
|
L.M. Kohn & Company
|
BUY
|
- |
701+ 8.46% |
$21.1K - $25.6K
|
8.99K
$315K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
574New |
$17.3K - $21K
|
574
$20.1K
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
550+ 85.27% |
$16.6K - $20.1K
|
1.2K
$41.8K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
500New |
$15.1K - $18.3K
|
500
$17.5K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
394+ 3.59% |
$11.9K - $14.4K
|
11.4K
$398K
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
257+ 100.0% |
$7.75K - $9.39K
|
514
$18K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
200+ 5.9% |
$6.03K - $7.3K
|
3.59K
$126K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
167+ 0.34% |
$5.03K - $6.1K
|
49.5K
$1.73M
|
|
|
Feb 14, 2023
Q4 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
88+ 0.99% |
$2.65K - $3.21K
|
8.95K
$314K
|
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
66+ 0.82% |
$1.99K - $2.41K
|
8.12K
$284K
|
|
|
Feb 13, 2023
Q4 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
49+ 0.64% |
$1.48K - $1.79K
|
7.65K
$268K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
BUY
|
- |
15+ 0.16% |
$452 - $548
|
9.37K
$328K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-192- 0.87% |
$5.79K - $7.01K
|
21.9K
$766K
|
|
|
Jan 13, 2023
Q4 2022
|
Allworth Financial LP
|
SELL
|
- |
-252- 7.18% |
$7.6K - $9.2K
|
3.26K
$114K
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-338- 3.1% |
$10.2K - $12.3K
|
10.6K
$370K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-424- 4.45% |
$12.8K - $15.5K
|
9.1K
$319K
|
|
|
Mar 06, 2023
Q4 2022
|
North Star Asset Management Inc
|
SELL
|
- |
-943- 0.97% |
$28.4K - $34.4K
|
96.5K
$3.38M
|
|
|
Feb 10, 2023
Q4 2022
|
Csenge Advisory Group
|
SELL
|
- |
-1.1K- 3.93% |
$33.2K - $40.2K
|
26.9K
$944K
|
|
|
Feb 13, 2023
Q4 2022
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-1.15K- 13.7% |
$34.7K - $42.1K
|
7.25K
$254K
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.18K- 6.62% |
$35.5K - $43.1K
|
16.6K
$582K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.58K- 0.86% |
$47.5K - $57.5K
|
181K
$6.35M
|
|
|
Feb 06, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-1.6K- 24.23% |
$48.2K - $58.4K
|
5K
$175K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-6.39KClosed |
$193K - $234K
|
0
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-8.57K- 5.3% |
$258K - $313K
|
153K
$5.36M
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-32.9K- 12.94% |
$990K - $1.2M
|
221K
$7.74M
|
|
|
Jan 25, 2023
Q4 2022
|
Stephens Inc
|
SELL
|
- |
-38.4K- 78.07% |
$1.16M - $1.4M
|
10.8K
$377K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-113K- 6.56% |
$3.4M - $4.12M
|
1.61M
$56.3M
|