Purchases and Sales Made in Q3 2021 in Morgan Stanley China A Share Fund, Inc. (CAF)
This table provides information about the institutional ownership of Morgan Stanley China A Share Fund, Inc. (CAF) during Q3 2021. The information is specifically focused on institutions that hold shares of Morgan Stanley China A Share Fund, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
909K+ 19.36% |
$18.2M - $20.8M
|
5.61M
$67.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
127KNew |
$2.55M - $2.91M
|
127K
$1.53M
|
|
|
Nov 15, 2021
Q3 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
38.3K+ 0.93% |
$766K - $874K
|
4.13M
$49.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
7.12K+ 19.34% |
$143K - $163K
|
43.9K
$529K
|
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
940+ 5.51% |
$18.8K - $21.5K
|
18K
$217K
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
921New |
$18.4K - $21K
|
921
$11.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
374+ 1.77% |
$7.49K - $8.55K
|
21.5K
$260K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
155+ 0.64% |
$3.1K - $3.54K
|
24.5K
$296K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
100New |
$2K - $2.29K
|
100
$1.21K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
22+ 0.02% |
$440 - $503
|
110K
$1.33M
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-220- 19.66% |
$4.4K - $5.03K
|
899
$10.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-272Closed |
$5.45K - $6.22K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-1.05K- 1.48% |
$21K - $24K
|
70.1K
$845K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.11KClosed |
$22.3K - $25.4K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Main Management LLC
San Francisco, CA |
SELL
|
- |
-1.5K- 37.5% |
$30K - $34.3K
|
2.5K
$30.1K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-1.91K- 21.78% |
$38.2K - $43.6K
|
6.86K
$82.7K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-3.32K- 85.75% |
$66.5K - $75.9K
|
552
$6.65K
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
SELL
|
- |
-5KClosed |
$100K - $114K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Abrdn PLC
|
SELL
|
- |
-5K- 24.45% |
$100K - $114K
|
15.5K
$186K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-9.06KClosed |
$181K - $207K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
SELL
|
- |
-9.94KClosed |
$199K - $227K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-11.2KClosed |
$224K - $255K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-12K- 50.76% |
$241K - $275K
|
11.7K
$141K
|
|
|
Nov 15, 2021
Q3 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-15.1K- 34.23% |
$302K - $345K
|
29K
$350K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-20.3K- 0.54% |
$407K - $465K
|
3.72M
$44.8M
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-23.1K- 46.86% |
$463K - $529K
|
26.2K
$316K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-24.6KClosed |
$492K - $562K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-42.6K- 40.34% |
$853K - $974K
|
63K
$759K
|
|
|
Nov 15, 2021
Q3 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-73.6K- 5.18% |
$1.47M - $1.68M
|
1.35M
$16.2M
|
|
|
Nov 08, 2021
Q3 2021
|
Matisse Capital
|
SELL
|
- |
-132K- 31.8% |
$2.63M - $3.01M
|
282K
$3.4M
|