Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2024
Q3 2024
|
Coldstream Capital Management Inc
|
BUY
|
- |
584+ 2.33% |
$185K - $228K
|
25.6K
$10.2M
|
|
|
Nov 15, 2024
Q3 2024
|
Jdm Financial Group LLC
Encino, CA |
BUY
|
- |
6+ 42.86% |
$1.9K - $2.35K
|
20
$7.95K
|
|
|
Nov 14, 2024
Q3 2024
|
Providence Wealth Advisors, LLC
Frankfort, IL |
BUY
|
- |
118+ 1.02% |
$37.4K - $46.2K
|
11.7K
$4.65M
|
|
|
Nov 14, 2024
Q3 2024
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
450+ 281.25% |
$143K - $176K
|
610
$242K
|
|
|
Nov 14, 2024
Q3 2024
|
Caitlin John, LLC
Brighton, MI |
BUY
|
- |
206+ 234.09% |
$65.3K - $80.6K
|
294
$117K
|
|
|
Nov 14, 2024
Q3 2024
|
Dark Forest Capital Management LP
Weston, CT |
BUY
|
- |
1.99KNew |
$630K - $778K
|
1.99K
$790K
|
|
|
Nov 14, 2024
Q3 2024
|
Ingalls & Snyder LLC
New York, NY |
BUY
|
- |
350+ 7.22% |
$111K - $137K
|
5.2K
$2.06M
|
|
|
Nov 14, 2024
Q3 2024
|
Altshuler Shaham LTD
|
SELL
|
- |
-271K- 98.36% |
$85.7M - $106M
|
4.51K
$1.79M
|
|
|
Nov 14, 2024
Q3 2024
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
843+ 26.6% |
$267K - $330K
|
4.01K
$1.59M
|
|
|
Nov 14, 2024
Q3 2024
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
SELL
|
- |
-2.66K- 4.5% |
$843K - $1.04M
|
56.4K
$22.4M
|
|
|
Nov 14, 2024
Q3 2024
|
Siemens Fonds Invest Gmb H
Munich, 2M |
SELL
|
- |
-162- 1.02% |
$51.3K - $63.4K
|
15.7K
$6.23M
|
|
|
Nov 14, 2024
Q3 2024
|
Nan Shan Life Insurance Co., Ltd.
Taipei City, F5 |
BUY
|
- |
87.7KNew |
$27.8M - $34.3M
|
87.7K
$34.9M
|
|
|
Nov 14, 2024
Q3 2024
|
Temasek Holdings (Private) LTD
Singapore, U0 |
BUY
|
- |
54.5KNew |
$17.3M - $21.3M
|
54.5K
$21.7M
|
|
|
Nov 14, 2024
Q3 2024
|
Aviva PLC
|
BUY
|
- |
6.22K+ 2.3% |
$1.97M - $2.43M
|
276K
$110M
|
|
|
Nov 14, 2024
Q3 2024
|
Fiduciary Trust CO
Boston, MA |
BUY
|
- |
687+ 1.11% |
$218K - $269K
|
62.6K
$24.9M
|
|
|
Nov 14, 2024
Q3 2024
|
Noesis Capital Mangement Corp
|
BUY
|
- |
2.5K+ 6.55% |
$793K - $979K
|
40.7K
$16.2M
|
|
|
Nov 14, 2024
Q3 2024
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-282K- 21.64% |
$89.3M - $110M
|
1.02M
$406M
|
|
|
Nov 14, 2024
Q3 2024
|
Hsbc Holdings PLC
London, X0 |
SELL
|
CALL |
-1.5K- 21.74% |
$475K - $587K
|
5.4K
$2.15M
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Asset Management Americas Inc
Chicago, IL |
BUY
|
- |
64.5K+ 1.81% |
$20.4M - $25.2M
|
3.63M
$1.44B
|
|
|
Nov 14, 2024
Q3 2024
|
Public Sector Pension Investment Board
Montreal, A8 |
BUY
|
- |
3.1K+ 17.77% |
$982K - $1.21M
|
20.5K
$8.17M
|
|
|
Nov 14, 2024
Q3 2024
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
16.3K+ 151.19% |
$5.17M - $6.38M
|
27.1K
$10.8M
|
|
|
Nov 14, 2024
Q3 2024
|
State Of Wisconsin Investment Board
Madison, WI |
BUY
|
- |
17.9K+ 6.56% |
$5.68M - $7.01M
|
291K
$116M
|
|
|
Nov 14, 2024
Q3 2024
|
Apg Asset Management N.V.
Amsterdam, P7 |
SELL
|
- |
-353K- 91.71% |
$112M - $138M
|
32K
$12.7M
|
|
|
Nov 14, 2024
Q3 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-416K- 76.67% |
$132M - $163M
|
127K
$50.3M
|
|
|
Nov 14, 2024
Q3 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
PUT |
-148K- 47.26% |
$46.8M - $57.8M
|
165K
$65.5M
|
|
|
Nov 14, 2024
Q3 2024
|
Annis Gardner Whiting Capital Advisors, LLC
Tampa, FL |
SELL
|
- |
-268- 26.88% |
$84.9K - $105K
|
729
$290K
|
|
|
Nov 14, 2024
Q3 2024
|
Candelo Capital Management LP
New York, NY |
BUY
|
PUT |
14KNew |
$4.44M - $5.48M
|
14K
$5.56M
|
|
|
Nov 14, 2024
Q3 2024
|
Sienna Gestion
Paris, I0 |
BUY
|
- |
2.46KNew |
$781K - $964K
|
2.46K
$979K
|
|
|
Nov 14, 2024
Q3 2024
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
BUY
|
- |
540New |
$171K - $211K
|
540
$215K
|
|
|
Nov 14, 2024
Q3 2024
|
Personal Cfo Solutions, LLC
|
BUY
|
- |
59+ 4.35% |
$18.7K - $23.1K
|
1.42K
$562K
|
|
|
Nov 14, 2024
Q3 2024
|
Stevens Capital Management LP
Radnor, PA |
BUY
|
- |
11.4KNew |
$3.61M - $4.46M
|
11.4K
$4.53M
|
|
|
Nov 14, 2024
Q3 2024
|
Roundview Capital LLC
Princeton, NJ |
SELL
|
- |
-508- 3.09% |
$161K - $199K
|
15.9K
$6.32M
|
|
|
Nov 14, 2024
Q3 2024
|
Fayez Sarofim & CO
Houston, TX |
BUY
|
- |
2.84K+ 5.37% |
$901K - $1.11M
|
55.8K
$22.2M
|
|
|
Nov 14, 2024
Q3 2024
|
Nissay Asset Management Corp
Tokyo, M0 |
SELL
|
- |
-782- 1.25% |
$248K - $306K
|
61.8K
$24.6M
|
|
|
Nov 14, 2024
Q3 2024
|
Evercore Wealth Management, LLC
New York, NY |
SELL
|
- |
-149- 1.47% |
$47.2K - $58.3K
|
9.97K
$3.96M
|
|
|
Nov 14, 2024
Q3 2024
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
4.76K+ 2.76% |
$1.51M - $1.86M
|
178K
$70.6M
|
|
|
Nov 14, 2024
Q3 2024
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
PUT |
-1K- 9.26% |
$317K - $391K
|
9.8K
$3.9M
|
|
|
Nov 14, 2024
Q3 2024
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
SELL
|
- |
-29- 2.31% |
$9.19K - $11.3K
|
1.23K
$489K
|
|
|
Nov 14, 2024
Q3 2024
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-59- 0.4% |
$18.7K - $23.1K
|
14.6K
$5.78M
|
|
|
Nov 14, 2024
Q3 2024
|
Crawford Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-184- 3.87% |
$58.3K - $72K
|
4.58K
$1.82M
|
|
|
Nov 14, 2024
Q3 2024
|
Clark Capital Management Group, Inc.
Philadelphia, PA |
BUY
|
- |
1.22K+ 25.78% |
$386K - $476K
|
5.94K
$2.36M
|
|
|
Nov 14, 2024
Q3 2024
|
Creegan & Nassoura Financial Group, LLC
Portsmouth, NH |
SELL
|
- |
-125- 3.2% |
$39.6K - $48.9K
|
3.78K
$1.5M
|
|
|
Nov 14, 2024
Q3 2024
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
BUY
|
- |
9+ 0.45% |
$2.85K - $3.52K
|
2.02K
$803K
|
|
|
Nov 14, 2024
Q3 2024
|
Interval Partners, LP
New York, NY |
BUY
|
PUT |
170KNew |
$54M - $66.6M
|
170K
$67.7M
|
|
|
Nov 14, 2024
Q3 2024
|
Beacon Investment Advisors LLC
Gaithersburg, MD |
BUY
|
- |
183+ 3.78% |
$58K - $71.6K
|
5.03K
$2M
|
|
|
Nov 14, 2024
Q3 2024
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
886+ 3.76% |
$281K - $347K
|
24.4K
$9.71M
|
|
|
Nov 14, 2024
Q3 2024
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-19.3K- 60.46% |
$6.1M - $7.53M
|
12.6K
$5.01M
|
|
|
Nov 14, 2024
Q3 2024
|
Centric Wealth Management
|
BUY
|
- |
6+ 0.65% |
$1.9K - $2.35K
|
932
$370K
|
|
|
Nov 14, 2024
Q3 2024
|
Cooper Financial Group
|
BUY
|
- |
315+ 6.09% |
$99.8K - $123K
|
5.49K
$2.18M
|
|
|
Nov 14, 2024
Q3 2024
|
Triangle Securities Wealth Management
|
SELL
|
- |
-101- 1.43% |
$32K - $39.5K
|
6.98K
$2.77M
|