Latest Insider Transactions at Caterpillar Inc (CAT)
This section provides a real-time view of insider transactions for Caterpillar Inc (CAT). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CATERPILLAR INC to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CATERPILLAR INC's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Jun 12
2024
|
Daniel M Dickinson Director |
BUY
Grant, award, or other acquisition
|
Direct |
517
+7.61%
|
$169,576
$328.73 P/Share
|
|
Jun 12
2024
|
Debra L Reed Director |
BUY
Grant, award, or other acquisition
|
Direct |
517
+4.06%
|
$169,576
$328.73 P/Share
|
|
Jun 12
2024
|
Susan C Schwab Director |
BUY
Grant, award, or other acquisition
|
Direct |
517
+4.56%
|
$169,576
$328.73 P/Share
|
|
Jun 12
2024
|
James C Fish Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
517
+8.7%
|
$169,576
$328.73 P/Share
|
|
Jun 12
2024
|
Rayford Wilkins Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
517
+6.43%
|
$169,576
$328.73 P/Share
|
|
Jun 12
2024
|
Gerald Johnson Director |
BUY
Grant, award, or other acquisition
|
Direct |
517
+15.92%
|
$169,576
$328.73 P/Share
|
|
Jun 12
2024
|
David Mac Lennan Director |
BUY
Grant, award, or other acquisition
|
Direct |
517
+7.63%
|
$169,576
$328.73 P/Share
|
|
Jun 12
2024
|
Judith Fran Marks Director |
BUY
Grant, award, or other acquisition
|
Direct |
517
+29.64%
|
$169,576
$328.73 P/Share
|
|
May 30
2024
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Open market or private sale
|
Direct |
1,508
-7.0%
|
$512,720
$340.0 P/Share
|
|
May 20
2024
|
Gerald Johnson Director |
BUY
Open market or private purchase
|
Direct |
100
+4.32%
|
$35,600
$356.4 P/Share
|
|
May 13
2024
|
Bob De Lange Group President |
SELL
Open market or private sale
|
Direct |
21,847
-23.5%
|
$7,777,532
$356.9 P/Share
|
|
May 13
2024
|
Bob De Lange Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
8,360
-4.22%
|
$2,976,160
$356.88 P/Share
|
|
May 13
2024
|
Bob De Lange Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
30,551
+11.9%
|
$2,596,835
$85.22 P/Share
|
|
May 03
2024
|
David Mac Lennan Director |
BUY
Open market or private purchase
|
Direct |
500
+8.02%
|
$168,500
$337.39 P/Share
|
|
Apr 29
2024
|
Susan C Schwab Director |
SELL
Sale (or disposition) back to the issuer
|
Direct |
12,881
-33.25%
|
$4,495,469
$349.39 P/Share
|
|
Apr 01
2024
|
Derek Owens CLO & General Counsel |
SELL
Payment of exercise price or tax liability
|
Direct |
72
-1.72%
|
$26,280
$365.29 P/Share
|
|
Mar 07
2024
|
Andrew R J Bonfield Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
22,751
-15.24%
|
$7,735,340
$340.39 P/Share
|
|
Mar 07
2024
|
Andrew R J Bonfield Chief Financial Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
29,579
+16.52%
|
$6,152,432
$208.23 P/Share
|
|
Mar 04
2024
|
Joseph E Creed Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
5,168
+28.54%
|
-
|
|
Mar 04
2024
|
Anthony D. Fassino Group President |
BUY
Grant, award, or other acquisition
|
Direct |
2,731
+7.62%
|
-
|
|
Mar 04
2024
|
Andrew R J Bonfield Chief Financial Officer |
BUY
Grant, award, or other acquisition
|
Direct |
3,543
+5.73%
|
-
|
|
Mar 04
2024
|
William E Schaupp Chief Accounting Officer |
BUY
Grant, award, or other acquisition
|
Direct |
229
+11.97%
|
-
|
|
Mar 04
2024
|
Bob De Lange Group President |
BUY
Grant, award, or other acquisition
|
Direct |
2,731
+3.72%
|
-
|
|
Mar 04
2024
|
Cheryl H Johnson Chief Human Resources Officer |
BUY
Grant, award, or other acquisition
|
Direct |
1,846
+7.92%
|
-
|
|
Mar 04
2024
|
Denise C Johnson Group President |
BUY
Grant, award, or other acquisition
|
Direct |
2,731
+7.14%
|
-
|
|
Mar 04
2024
|
Jason Kaiser Group President |
BUY
Grant, award, or other acquisition
|
Direct |
2,731
+30.43%
|
-
|
|
Mar 04
2024
|
Iii Donald J Umpleby Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
12,181
+2.69%
|
-
|
|
Mar 04
2024
|
Derek Owens CLO & General Counsel |
BUY
Grant, award, or other acquisition
|
Direct |
2,510
+37.52%
|
-
|
|
Mar 01
2024
|
Derek Owens CLO & General Counsel |
SELL
Payment of exercise price or tax liability
|
Direct |
53
-3.08%
|
$17,755
$335.69 P/Share
|
|
Feb 28
2024
|
Anthony D. Fassino Group President |
SELL
Open market or private sale
|
Direct |
4,575
-16.31%
|
$1,505,175
$329.8 P/Share
|
|
Feb 28
2024
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
3,306
-10.54%
|
$1,087,674
$329.73 P/Share
|
|
Feb 28
2024
|
Anthony D. Fassino Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
7,881
+20.09%
|
$1,087,578
$138.35 P/Share
|
|
Feb 26
2024
|
Iii Donald J Umpleby Chief Executive Officer |
BUY
Bona fide gift
|
Indirect |
8,081
+18.32%
|
-
|
|
Feb 26
2024
|
Iii Donald J Umpleby Chief Executive Officer |
SELL
Bona fide gift
|
Indirect |
8,081
-100.0%
|
-
|
|
Feb 23
2024
|
David Mac Lennan Director |
BUY
Open market or private purchase
|
Direct |
350
+6.26%
|
$113,050
$323.37 P/Share
|
|
Feb 22
2024
|
Anthony D. Fassino Group President |
SELL
Open market or private sale
|
Direct |
4,494
-12.88%
|
$1,442,574
$321.96 P/Share
|
|
Feb 22
2024
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
3,386
-8.85%
|
$1,086,906
$321.95 P/Share
|
|
Feb 22
2024
|
Anthony D. Fassino Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
7,880
+17.08%
|
$1,087,440
$138.35 P/Share
|
|
Feb 15
2024
|
Anthony D. Fassino Group President |
SELL
Open market or private sale
|
Direct |
7,469
-19.74%
|
$2,405,018
$322.0 P/Share
|
|
Feb 15
2024
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
6,604
-14.86%
|
$2,126,488
$322.0 P/Share
|
|
Feb 15
2024
|
Anthony D. Fassino Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
14,073
+24.05%
|
$2,125,023
$151.12 P/Share
|
|
Feb 13
2024
|
Andrew R J Bonfield Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
5,066
-8.47%
|
$1,585,658
$313.4 P/Share
|
|
Feb 13
2024
|
Andrew R J Bonfield Chief Financial Officer |
BUY
Grant, award, or other acquisition
|
Direct |
12,520
+17.3%
|
-
|
|
Feb 13
2024
|
Denise C Johnson Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
4,369
-11.77%
|
$1,367,497
$313.4 P/Share
|
|
Feb 13
2024
|
Denise C Johnson Group President |
BUY
Grant, award, or other acquisition
|
Direct |
12,280
+24.85%
|
-
|
|
Feb 13
2024
|
Iii Donald J Umpleby Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
16,835
-3.84%
|
$5,269,355
$313.4 P/Share
|
|
Feb 13
2024
|
Iii Donald J Umpleby Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
42,136
+8.77%
|
-
|
|
Feb 13
2024
|
Bob De Lange Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
5,334
-7.29%
|
$1,669,542
$313.4 P/Share
|
|
Feb 13
2024
|
Bob De Lange Group President |
BUY
Grant, award, or other acquisition
|
Direct |
12,039
+14.14%
|
-
|
|
Feb 13
2024
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,197
-5.77%
|
$374,661
$313.4 P/Share
|