Latest Insider Transactions at Caterpillar Inc (CAT)
This section provides a real-time view of insider transactions for Caterpillar Inc (CAT). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CATERPILLAR INC to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CATERPILLAR INC's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Mar 01
2024
|
Derek Owens CLO & General Counsel |
SELL
Payment of exercise price or tax liability
|
Direct |
53
-3.08%
|
$17,755
$335.69 P/Share
|
|
Feb 28
2024
|
Anthony D. Fassino Group President |
SELL
Open market or private sale
|
Direct |
4,575
-16.31%
|
$1,505,175
$329.8 P/Share
|
|
Feb 28
2024
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
3,306
-10.54%
|
$1,087,674
$329.73 P/Share
|
|
Feb 28
2024
|
Anthony D. Fassino Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
7,881
+20.09%
|
$1,087,578
$138.35 P/Share
|
|
Feb 26
2024
|
Iii Donald J Umpleby Chairman & CEO |
BUY
Bona fide gift
|
Indirect |
8,081
+18.32%
|
-
|
|
Feb 26
2024
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Bona fide gift
|
Indirect |
8,081
-100.0%
|
-
|
|
Feb 23
2024
|
David Mac Lennan Director |
BUY
Open market or private purchase
|
Direct |
350
+6.26%
|
$113,050
$323.37 P/Share
|
|
Feb 22
2024
|
Anthony D. Fassino Group President |
SELL
Open market or private sale
|
Direct |
4,494
-12.88%
|
$1,442,574
$321.96 P/Share
|
|
Feb 22
2024
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
3,386
-8.85%
|
$1,086,906
$321.95 P/Share
|
|
Feb 22
2024
|
Anthony D. Fassino Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
7,880
+17.08%
|
$1,087,440
$138.35 P/Share
|
|
Feb 15
2024
|
Anthony D. Fassino Group President |
SELL
Open market or private sale
|
Direct |
7,469
-19.74%
|
$2,405,018
$322.0 P/Share
|
|
Feb 15
2024
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
6,604
-14.86%
|
$2,126,488
$322.0 P/Share
|
|
Feb 15
2024
|
Anthony D. Fassino Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
14,073
+24.05%
|
$2,125,023
$151.12 P/Share
|
|
Feb 13
2024
|
Andrew R J Bonfield Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
5,066
-8.47%
|
$1,585,658
$313.4 P/Share
|
|
Feb 13
2024
|
Andrew R J Bonfield Chief Financial Officer |
BUY
Grant, award, or other acquisition
|
Direct |
12,520
+17.3%
|
-
|
|
Feb 13
2024
|
Denise C Johnson Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
4,369
-11.77%
|
$1,367,497
$313.4 P/Share
|
|
Feb 13
2024
|
Denise C Johnson Group President |
BUY
Grant, award, or other acquisition
|
Direct |
12,280
+24.85%
|
-
|
|
Feb 13
2024
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
16,835
-3.84%
|
$5,269,355
$313.4 P/Share
|
|
Feb 13
2024
|
Iii Donald J Umpleby Chairman & CEO |
BUY
Grant, award, or other acquisition
|
Direct |
42,136
+8.77%
|
-
|
|
Feb 13
2024
|
Bob De Lange Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
5,334
-7.29%
|
$1,669,542
$313.4 P/Share
|
|
Feb 13
2024
|
Bob De Lange Group President |
BUY
Grant, award, or other acquisition
|
Direct |
12,039
+14.14%
|
-
|
|
Feb 13
2024
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,197
-5.77%
|
$374,661
$313.4 P/Share
|
|
Feb 13
2024
|
Cheryl H Johnson Chief Human Resources Officer |
BUY
Grant, award, or other acquisition
|
Direct |
4,213
+16.89%
|
-
|
|
Feb 13
2024
|
Jason Kaiser Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
605
-14.69%
|
$189,365
$313.4 P/Share
|
|
Feb 13
2024
|
Jason Kaiser Group President |
BUY
Grant, award, or other acquisition
|
Direct |
2,408
+36.9%
|
-
|
|
Feb 13
2024
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
4,830
-13.73%
|
$1,511,790
$313.4 P/Share
|
|
Feb 13
2024
|
Anthony D. Fassino Group President |
BUY
Grant, award, or other acquisition
|
Direct |
12,039
+25.49%
|
-
|
|
Feb 13
2024
|
Joseph E Creed Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
4,270
-35.47%
|
$1,336,510
$313.4 P/Share
|
|
Feb 13
2024
|
Joseph E Creed Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
12,039
+50.0%
|
-
|
|
Feb 07
2024
|
Bob De Lange Group President |
SELL
Open market or private sale
|
Direct |
21,194
-25.76%
|
$6,888,050
$325.52 P/Share
|
|
Feb 07
2024
|
Bob De Lange Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
8,806
-9.67%
|
$2,861,950
$325.87 P/Share
|
|
Feb 07
2024
|
Bob De Lange Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
30,000
+24.77%
|
$2,850,000
$95.66 P/Share
|
|
Feb 05
2024
|
Andrew R J Bonfield Chief Financial Officer |
SELL
Open market or private sale
|
Direct |
10,000
-9.07%
|
$3,320,000
$332.91 P/Share
|
|
Feb 02
2024
|
Andrew R J Bonfield Chief Financial Officer |
SELL
Open market or private sale
|
Direct |
10,000
-14.86%
|
$3,100,000
$310.1 P/Share
|
|
Jan 25
2024
|
Andrew R J Bonfield Chief Financial Officer |
SELL
Open market or private sale
|
Direct |
10,000
-12.93%
|
$3,000,000
$300.04 P/Share
|
|
Jan 12
2024
|
Denise C Johnson Group President |
BUY
Grant, award, or other acquisition
|
Direct |
6,887
+21.7%
|
-
|
|
Jan 12
2024
|
Anthony D. Fassino Group President |
BUY
Grant, award, or other acquisition
|
Direct |
6,887
+22.93%
|
-
|
|
Jan 12
2024
|
Bob De Lange Group President |
BUY
Grant, award, or other acquisition
|
Direct |
6,887
+10.13%
|
-
|
|
Dec 18
2023
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
300,448
-21.46%
|
$85,928,128
$286.72 P/Share
|
|
Dec 18
2023
|
Iii Donald J Umpleby Chairman & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
422,260
+22.72%
|
$58,694,140
$139.02 P/Share
|
|
Sep 01
2023
|
William E Schaupp Chief Accounting Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
245
-14.41%
|
$69,825
$285.36 P/Share
|
|
Aug 30
2023
|
Anthony D. Fassino Group President |
SELL
Open market or private sale
|
Direct |
2,740
-14.48%
|
$772,680
$282.57 P/Share
|
|
Aug 30
2023
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
1,401
-6.89%
|
$395,082
$282.57 P/Share
|
|
Aug 30
2023
|
Anthony D. Fassino Group President |
SELL
Exercise of conversion of derivative security
|
Direct |
4,141
-16.93%
|
$393,395
$95.66 P/Share
|
|
Aug 29
2023
|
Anthony D. Fassino Group President |
SELL
Open market or private sale
|
Direct |
2,923
-8.21%
|
$815,517
$279.0 P/Share
|
|
Aug 29
2023
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
1,217
-3.32%
|
$339,543
$279.0 P/Share
|
|
Aug 29
2023
|
Anthony D. Fassino Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
4,140
+10.04%
|
$351,900
$85.22 P/Share
|
|
Aug 09
2023
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Open market or private sale
|
Direct |
18,294
-28.31%
|
$5,232,084
$286.66 P/Share
|
|
Aug 09
2023
|
Cheryl H Johnson Chief Human Resources Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
18,294
+34.55%
|
$2,762,394
$151.12 P/Share
|
|
Aug 07
2023
|
David Mac Lennan Director |
BUY
Grant, award, or other acquisition
|
Direct |
450
+8.46%
|
$124,650
$277.21 P/Share
|