Latest Insider Transactions at Caterpillar Inc (CAT)
This section provides a real-time view of insider transactions for Caterpillar Inc (CAT). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CATERPILLAR INC to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CATERPILLAR INC's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Jan 09
2023
|
Bob De Lange Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
11,000
+16.53%
|
$814,000
$74.77 P/Share
|
|
Jan 06
2023
|
Joseph E Creed Chief Operating Officer |
SELL
Open market or private sale
|
Direct |
18,294
-100.0%
|
$4,555,206
$249.0 P/Share
|
|
Jan 06
2023
|
Joseph E Creed Chief Operating Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
18,294
+50.0%
|
$2,762,394
$151.12 P/Share
|
|
Dec 27
2022
|
Joseph E Creed Chief Operating Officer |
SELL
Open market or private sale
|
Direct |
7,698
-100.0%
|
$1,878,312
$244.0 P/Share
|
|
Dec 27
2022
|
Joseph E Creed Chief Operating Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
7,698
+50.0%
|
$977,646
$127.6 P/Share
|
|
Dec 27
2022
|
Denise C Johnson Group President |
SELL
Open market or private sale
|
Direct |
23,737
-73.39%
|
$5,696,880
$240.14 P/Share
|
|
Dec 27
2022
|
Denise C Johnson Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
23,737
+42.33%
|
$3,014,599
$127.6 P/Share
|
|
Dec 14
2022
|
Joseph E Creed Chief Operating Officer |
SELL
Open market or private sale
|
Direct |
5,003
-100.0%
|
$1,190,714
$238.0 P/Share
|
|
Dec 14
2022
|
Joseph E Creed Chief Operating Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
5,003
+50.0%
|
$690,414
$138.35 P/Share
|
|
Nov 11
2022
|
Suzette M Long CLO/General Counsel |
SELL
Open market or private sale
|
Direct |
1,884
-9.37%
|
$446,508
$237.28 P/Share
|
|
Nov 09
2022
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Bona fide gift
|
Direct |
6,607
-31.39%
|
-
|
|
Nov 08
2022
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
113,927
-34.74%
|
$26,089,283
$229.65 P/Share
|
|
Nov 08
2022
|
Iii Donald J Umpleby Chairman & CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
151,402
+31.58%
|
$19,228,054
$127.6 P/Share
|
|
Sep 01
2022
|
William E Schaupp Chief Accounting Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
289
-14.68%
|
$52,309
$181.66 P/Share
|
|
Aug 18
2022
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Bona fide gift
|
Indirect |
7,490
-100.0%
|
-
|
|
Jun 08
2022
|
David L Calhoun Director |
BUY
Grant, award, or other acquisition
|
Direct |
816
+1.64%
|
$186,864
$229.8 P/Share
|
|
Jun 08
2022
|
David Mac Lennan Director |
BUY
Grant, award, or other acquisition
|
Direct |
816
+19.84%
|
$186,864
$229.8 P/Share
|
|
Jun 08
2022
|
Daniel M Dickinson Director |
BUY
Grant, award, or other acquisition
|
Direct |
816
+6.85%
|
$186,864
$229.8 P/Share
|
|
Jun 08
2022
|
Gerald Johnson Director |
BUY
Grant, award, or other acquisition
|
Direct |
816
+37.07%
|
$186,864
$229.8 P/Share
|
|
Jun 08
2022
|
Debra L Reed Director |
BUY
Grant, award, or other acquisition
|
Direct |
816
+7.14%
|
$186,864
$229.8 P/Share
|
|
Jun 08
2022
|
Edward B Rust Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
816
+1.69%
|
$186,864
$229.8 P/Share
|
|
Jun 08
2022
|
Susan C Schwab Director |
BUY
Grant, award, or other acquisition
|
Direct |
816
+3.53%
|
$186,864
$229.8 P/Share
|
|
Jun 08
2022
|
Rayford Wilkins Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
816
+11.92%
|
$186,864
$229.8 P/Share
|
|
Jun 08
2022
|
Kelly Ayotte Director |
BUY
Grant, award, or other acquisition
|
Direct |
816
+13.21%
|
$186,864
$229.8 P/Share
|
|
May 26
2022
|
Iii Donald J Umpleby Chairman & CEO |
SELL
Bona fide gift
|
Indirect |
13,835
-100.0%
|
-
|
|
May 18
2022
|
Joseph E Creed Chief Operating Officer |
SELL
Open market or private sale
|
Direct |
2,757
-100.0%
|
$589,998
$214.13 P/Share
|
|
May 05
2022
|
David Mac Lennan Director |
BUY
Open market or private purchase
|
Direct |
600
+19.48%
|
$131,400
$219.82 P/Share
|
|
Apr 21
2022
|
Bob De Lange Group President |
SELL
Open market or private sale
|
Direct |
11,718
-21.1%
|
$2,777,166
$237.25 P/Share
|
|
Apr 21
2022
|
Bob De Lange Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
11,718
+17.42%
|
$867,132
$74.77 P/Share
|
|
Apr 20
2022
|
Joseph E Creed Chief Operating Officer |
SELL
Open market or private sale
|
Direct |
5,004
-64.48%
|
$1,175,940
$235.0 P/Share
|
|
Apr 20
2022
|
Joseph E Creed Chief Operating Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
5,004
+39.2%
|
$690,552
$138.35 P/Share
|
|
Apr 20
2022
|
Suzette M Long CLO/General Counsel |
SELL
Open market or private sale
|
Direct |
3,816
-26.56%
|
$896,760
$235.0 P/Share
|
|
Mar 17
2022
|
Suzette M Long CLO/General Counsel |
SELL
Open market or private sale
|
Direct |
40,356
-40.28%
|
$8,878,320
$220.0 P/Share
|
|
Mar 17
2022
|
Suzette M Long CLO/General Counsel |
BUY
Exercise of conversion of derivative security
|
Direct |
36,540
+33.27%
|
$4,823,280
$132.98 P/Share
|
|
Mar 09
2022
|
Andrew R J Bonfield Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
32,599
-24.17%
|
$6,845,790
$210.53 P/Share
|
|
Mar 09
2022
|
Andrew R J Bonfield Chief Financial Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
41,107
+23.32%
|
$5,426,124
$132.98 P/Share
|
|
Mar 01
2022
|
Miles D White Director |
SELL
Payment of exercise price or tax liability
|
Direct |
293
-3.38%
|
$53,912
$184.43 P/Share
|
|
Feb 16
2022
|
Gary Michael Marvel Chief Accounting Officer |
SELL
Open market or private sale
|
Direct |
674
-100.0%
|
$136,822
$203.11 P/Share
|
|
Feb 08
2022
|
Andrew R J Bonfield Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
5,457
-10.82%
|
$1,091,400
$200.77 P/Share
|
|
Feb 08
2022
|
Andrew R J Bonfield Chief Financial Officer |
BUY
Grant, award, or other acquisition
|
Direct |
13,964
+21.68%
|
-
|
|
Feb 08
2022
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
1,221
-9.45%
|
$244,200
$200.77 P/Share
|
|
Feb 08
2022
|
Anthony D. Fassino Group President |
BUY
Grant, award, or other acquisition
|
Direct |
4,073
+23.96%
|
-
|
|
Feb 08
2022
|
Joseph E Creed Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,122
-28.93%
|
$224,400
$200.77 P/Share
|
|
Feb 08
2022
|
Joseph E Creed Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
3,879
+50.0%
|
-
|
|
Feb 08
2022
|
Bob De Lange Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
5,499
-11.15%
|
$1,099,800
$200.77 P/Share
|
|
Feb 08
2022
|
Bob De Lange Group President |
BUY
Grant, award, or other acquisition
|
Direct |
12,413
+20.11%
|
-
|
|
Feb 08
2022
|
Gary Michael Marvel Chief Accounting Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
296
-30.52%
|
$59,200
$200.77 P/Share
|
|
Feb 08
2022
|
Gary Michael Marvel Chief Accounting Officer |
BUY
Grant, award, or other acquisition
|
Direct |
970
+50.0%
|
-
|
|
Feb 08
2022
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,986
-12.63%
|
$597,200
$200.77 P/Share
|
|
Feb 08
2022
|
Cheryl H Johnson Chief Human Resources Officer |
BUY
Grant, award, or other acquisition
|
Direct |
7,371
+23.77%
|
-
|