Latest Insider Transactions at Caterpillar Inc (CAT)
This section provides a real-time view of insider transactions for Caterpillar Inc (CAT). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CATERPILLAR INC to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CATERPILLAR INC's insiders and make more informed investment decisions.
Insider Transaction List
Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
---|---|---|---|---|---|
Jun 14
2023
|
Susan C Schwab Director |
BUY
Grant, award, or other acquisition
|
Direct |
698
+2.93%
|
$169,614
$243.32 P/Share
|
Jun 14
2023
|
David L Calhoun Director |
BUY
Grant, award, or other acquisition
|
Direct |
698
+1.38%
|
$169,614
$243.32 P/Share
|
Jun 14
2023
|
David Mac Lennan Director |
BUY
Grant, award, or other acquisition
|
Direct |
698
+13.64%
|
$169,614
$243.32 P/Share
|
Jun 14
2023
|
Judith Fran Marks Director |
BUY
Grant, award, or other acquisition
|
Direct |
698
+50.0%
|
$169,614
$243.32 P/Share
|
Jun 14
2023
|
Kelly Ayotte Director |
BUY
Grant, award, or other acquisition
|
Direct |
698
+10.25%
|
$169,614
$243.32 P/Share
|
Jun 14
2023
|
James C Fish Jr Director |
BUY
Grant, award, or other acquisition
|
Direct |
698
+12.47%
|
$169,614
$243.32 P/Share
|
Jun 14
2023
|
Gerald Johnson Director |
BUY
Grant, award, or other acquisition
|
Direct |
698
+24.94%
|
$169,614
$243.32 P/Share
|
Jun 14
2023
|
Daniel M Dickinson Director |
BUY
Grant, award, or other acquisition
|
Direct |
698
+10.83%
|
$169,614
$243.32 P/Share
|
Jun 07
2023
|
Suzette M Long CLO/General Counsel |
SELL
Payment of exercise price or tax liability
|
Direct |
15,415
-52.6%
|
$3,560,865
$231.32 P/Share
|
Jun 07
2023
|
Suzette M Long CLO/General Counsel |
BUY
Exercise of conversion of derivative security
|
Direct |
20,529
+41.19%
|
$2,607,183
$127.6 P/Share
|
Mar 02
2023
|
Andrew R J Bonfield Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
16,256
-18.84%
|
$4,047,744
$249.31 P/Share
|
Mar 02
2023
|
Andrew R J Bonfield Chief Financial Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
23,095
+21.11%
|
$2,933,065
$127.6 P/Share
|
Feb 17
2023
|
David Mac Lennan Director |
BUY
Open market or private purchase
|
Direct |
400
+9.73%
|
$99,600
$249.29 P/Share
|
Feb 09
2023
|
Suzette M Long CLO/General Counsel |
SELL
Open market or private sale
|
Direct |
8,000
-26.5%
|
$2,008,000
$251.28 P/Share
|
Feb 07
2023
|
Denise C Johnson Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
6,083
-25.29%
|
$1,508,584
$248.68 P/Share
|
Feb 07
2023
|
Denise C Johnson Group President |
BUY
Grant, award, or other acquisition
|
Direct |
15,446
+39.11%
|
-
|
Feb 07
2023
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,829
-10.14%
|
$453,592
$248.68 P/Share
|
Feb 07
2023
|
Cheryl H Johnson Chief Human Resources Officer |
BUY
Grant, award, or other acquisition
|
Direct |
4,174
+18.8%
|
-
|
Feb 07
2023
|
Iii Donald J Umpleby Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
20,978
-7.97%
|
$5,202,544
$248.68 P/Share
|
Feb 07
2023
|
Iii Donald J Umpleby Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
49,260
+15.76%
|
-
|
Feb 07
2023
|
Joseph E Creed Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,972
-39.37%
|
$489,056
$248.68 P/Share
|
Feb 07
2023
|
Joseph E Creed Chief Operating Officer |
SELL
Grant, award, or other acquisition
|
Direct |
5,009
-50.0%
|
-
|
Feb 07
2023
|
Suzette M Long CLO/General Counsel |
SELL
Payment of exercise price or tax liability
|
Direct |
5,248
-23.83%
|
$1,301,504
$248.68 P/Share
|
Feb 07
2023
|
Suzette M Long CLO/General Counsel |
BUY
Grant, award, or other acquisition
|
Direct |
13,359
+37.76%
|
-
|
Feb 07
2023
|
Anthony D. Fassino Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
1,551
-9.4%
|
$384,648
$248.68 P/Share
|
Feb 07
2023
|
Anthony D. Fassino Group President |
BUY
Grant, award, or other acquisition
|
Direct |
4,801
+22.53%
|
-
|
Feb 07
2023
|
Andrew R J Bonfield Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
5,328
-7.78%
|
$1,321,344
$248.68 P/Share
|
Feb 07
2023
|
Andrew R J Bonfield Chief Financial Officer |
BUY
Grant, award, or other acquisition
|
Direct |
15,029
+17.99%
|
-
|
Feb 07
2023
|
Bob De Lange Group President |
SELL
Payment of exercise price or tax liability
|
Direct |
6,843
-11.4%
|
$1,697,064
$248.68 P/Share
|
Feb 07
2023
|
Bob De Lange Group President |
BUY
Grant, award, or other acquisition
|
Direct |
15,446
+20.47%
|
-
|
Feb 06
2023
|
Daniel M Dickinson Director |
SELL
Open market or private sale
|
Direct |
6,070
-54.65%
|
$1,523,570
$251.22 P/Share
|
Feb 03
2023
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Open market or private sale
|
Direct |
23,883
-45.85%
|
$5,970,750
$250.47 P/Share
|
Feb 03
2023
|
Cheryl H Johnson Chief Human Resources Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
23,883
+31.36%
|
$3,152,556
$132.98 P/Share
|
Feb 03
2023
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Bona fide gift
|
Direct |
693
-4.76%
|
-
|
Jan 09
2023
|
Bob De Lange Group President |
SELL
Open market or private sale
|
Direct |
11,000
-19.8%
|
$2,750,000
$250.0 P/Share
|
Jan 09
2023
|
Bob De Lange Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
11,000
+16.53%
|
$814,000
$74.77 P/Share
|
Jan 06
2023
|
Joseph E Creed Chief Operating Officer |
SELL
Open market or private sale
|
Direct |
18,294
-100.0%
|
$4,555,206
$249.0 P/Share
|
Jan 06
2023
|
Joseph E Creed Chief Operating Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
18,294
+50.0%
|
$2,762,394
$151.12 P/Share
|
Dec 27
2022
|
Joseph E Creed Chief Operating Officer |
SELL
Open market or private sale
|
Direct |
7,698
-100.0%
|
$1,878,312
$244.0 P/Share
|
Dec 27
2022
|
Joseph E Creed Chief Operating Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
7,698
+50.0%
|
$977,646
$127.6 P/Share
|
Dec 27
2022
|
Denise C Johnson Group President |
SELL
Open market or private sale
|
Direct |
23,737
-73.39%
|
$5,696,880
$240.14 P/Share
|
Dec 27
2022
|
Denise C Johnson Group President |
BUY
Exercise of conversion of derivative security
|
Direct |
23,737
+42.33%
|
$3,014,599
$127.6 P/Share
|
Dec 14
2022
|
Joseph E Creed Chief Operating Officer |
SELL
Open market or private sale
|
Direct |
5,003
-100.0%
|
$1,190,714
$238.0 P/Share
|
Dec 14
2022
|
Joseph E Creed Chief Operating Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
5,003
+50.0%
|
$690,414
$138.35 P/Share
|
Nov 11
2022
|
Suzette M Long CLO/General Counsel |
SELL
Open market or private sale
|
Direct |
1,884
-9.37%
|
$446,508
$237.28 P/Share
|
Nov 09
2022
|
Cheryl H Johnson Chief Human Resources Officer |
SELL
Bona fide gift
|
Direct |
6,607
-31.39%
|
-
|
Nov 08
2022
|
Iii Donald J Umpleby Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
113,927
-34.74%
|
$26,089,283
$229.65 P/Share
|
Nov 08
2022
|
Iii Donald J Umpleby Chief Executive Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
151,402
+31.58%
|
$19,228,054
$127.6 P/Share
|
Sep 01
2022
|
William E Schaupp Chief Accounting Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
289
-14.68%
|
$52,309
$181.66 P/Share
|
Aug 18
2022
|
Iii Donald J Umpleby Chief Executive Officer |
SELL
Bona fide gift
|
Indirect |
7,490
-100.0%
|
-
|