Latest Institutional Purchases of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 12, 2023
Q2 2023
|
First National Bank Of South Miami
|
BUY
|
- |
152+ 22.03% |
$31.3K - $37.6K
|
842
$379K
|
|
|
Aug 15, 2023
Q2 2023
|
First Capital Advisors Group, Llc.
Little Silver, NJ |
BUY
|
- |
121New |
$24.9K - $30K
|
121
$54.5K
|
|
|
Aug 01, 2023
Q2 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
110+ 7.17% |
$22.6K - $27.2K
|
1.64K
$741K
|
|
|
Aug 03, 2023
Q2 2023
|
Northwest Capital Management Inc
|
BUY
|
- |
101New |
$20.8K - $25K
|
101
$45.5K
|
|
|
Aug 01, 2023
Q2 2023
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
70+ 0.75% |
$14.4K - $17.3K
|
9.4K
$4.24M
|
|
|
Aug 10, 2023
Q2 2023
|
Heron Financial Group, LLC
|
BUY
|
- |
65+ 3.02% |
$13.4K - $16.1K
|
2.22K
$999K
|
|
|
Aug 14, 2023
Q2 2023
|
Gilder Gagnon Howe & CO LLC
New York, NY |
BUY
|
- |
30New |
$6.17K - $7.43K
|
30
$13.5K
|
|
|
Jul 25, 2023
Q2 2023
|
Leo Brokerage, LLC
|
BUY
|
- |
23+ 0.79% |
$4.73K - $5.7K
|
2.93K
$1.32M
|
|
|
Nov 22, 2023
Q2 2023
|
Chelsea Counsel CO
|
BUY
|
- |
20+ 11.11% |
$4.12K - $4.95K
|
200
$90.1K
|
|
|
Aug 11, 2023
Q2 2023
|
Pfs Investments Inc.
Duluth, GA |
BUY
|
- |
14+ 0.8% |
$2.88K - $3.47K
|
1.77K
$798K
|
|
|
Jul 27, 2023
Q2 2023
|
Horan Securities, Inc.
|
BUY
|
- |
1+ 0.92% |
$206 - $248
|
110
$49.6K
|
|
| Q1 2023 | |||||||
|
May 09, 2023
Q1 2023
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
5.05MNew |
$1.09B - $1.34B
|
5.05M
$2.28B
|
|
|
May 02, 2023
Q1 2023
|
Ariose Capital Management LTD
Central, Hong Kong, K3 |
BUY
|
- |
54KNew |
$11.6M - $14.3M
|
54K
$24.3M
|
|
|
May 15, 2023
Q1 2023
|
Avalon Investment & Advisory
Houston, TX |
BUY
|
- |
50.3K+ 1849.3% |
$10.8M - $13.3M
|
53.1K
$23.9M
|
|
|
May 15, 2023
Q1 2023
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
42.2KNew |
$9.07M - $11.2M
|
42.2K
$19M
|
|
|
May 15, 2023
Q1 2023
|
Point72 Middle East Fze
Stamford, CT |
BUY
|
- |
35.5KNew |
$7.62M - $9.38M
|
35.5K
$16M
|
|
|
Dec 19, 2024
Q1 2023
|
Pearl River Capital, LLC
Niles, MI |
BUY
|
- |
21.3KNew |
$4.58M - $5.64M
|
21.3K
$9.6M
|
|
|
May 15, 2023
Q1 2023
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
BUY
|
PUT |
15KNew |
$3.23M - $3.97M
|
15K
$6.76M
|
|
|
Sep 02, 2025
Q1 2023
|
Aegon Asset Management Uk PLC
|
BUY
|
- |
14.3KNew |
$3.07M - $3.77M
|
14.3K
$6.42M
|
|
|
May 15, 2023
Q1 2023
|
Nippon Life Global Investors Americas, Inc.
|
BUY
|
- |
7.82KNew |
$1.68M - $2.07M
|
7.82K
$3.52M
|
|
|
May 15, 2023
Q1 2023
|
Kula Investments, LLC
Chicago, IL |
BUY
|
- |
5.51KNew |
$1.19M - $1.46M
|
5.51K
$2.48M
|
|
|
May 15, 2023
Q1 2023
|
Jim Chanos
Kynikos Associates LP | New York, Ny
|
BUY
|
PUT |
3.6KNew |
$774K - $952K
|
3.6K
$1.62M
|
|
|
Apr 27, 2023
Q1 2023
|
Oak Thistle LLC
|
BUY
|
- |
3.23KNew |
$695K - $855K
|
3.23K
$1.46M
|
|
|
May 15, 2023
Q1 2023
|
Connacht Asset Management LP
New York, NY |
BUY
|
PUT |
3.2KNew |
$688K - $847K
|
3.2K
$1.44M
|
|
|
Apr 21, 2023
Q1 2023
|
Bka Wealth Consulting, Inc.
|
BUY
|
- |
2.92KNew |
$629K - $774K
|
2.92K
$1.32M
|
|
|
May 15, 2023
Q1 2023
|
Lombard Odier Asset Management (Usa) Corp
New York, NY |
BUY
|
- |
2.38KNew |
$512K - $630K
|
2.38K
$1.07M
|
|
|
Apr 28, 2023
Q1 2023
|
Sturgeon Ventures LLP
|
BUY
|
- |
1.74K+ 14.23% |
$374K - $460K
|
14K
$6.29M
|
|
|
May 15, 2023
Q1 2023
|
Petrus Trust Company, Lta
Dallas, TX |
BUY
|
- |
1.68KNew |
$361K - $444K
|
1.68K
$757K
|
|
|
May 15, 2023
Q1 2023
|
C2 C Wealth Management, LLC
|
BUY
|
- |
1.51KNew |
$324K - $398K
|
1.51K
$678K
|
|
|
Apr 26, 2023
Q1 2023
|
Pinnacle Wealth Management Group, Inc.
|
BUY
|
- |
1.2KNew |
$258K - $317K
|
1.2K
$541K
|
|
|
Apr 14, 2023
Q1 2023
|
Stonnington Group, LLC
|
BUY
|
- |
983+ 6.45% |
$211K - $260K
|
16.2K
$7.31M
|
|
|
Apr 06, 2023
Q1 2023
|
Parsec Financial Management, Inc.
|
BUY
|
- |
367+ 5.79% |
$78.9K - $97.1K
|
6.7K
$3.02M
|
|
|
Apr 13, 2023
Q1 2023
|
Phocas Financial Corp.
Alameda, CA |
BUY
|
- |
350+ 54.26% |
$75.3K - $92.6K
|
995
$448K
|
|
|
May 03, 2023
Q1 2023
|
America First Investment Advisors, LLC
|
BUY
|
- |
192New |
$41.3K - $50.8K
|
192
$86.5K
|
|
|
May 03, 2023
Q1 2023
|
Krilogy Financial LLC
|
BUY
|
- |
170+ 12.67% |
$36.6K - $45K
|
1.51K
$681K
|
|
|
May 12, 2023
Q1 2023
|
Pointe Capital Management LLC
|
BUY
|
- |
160New |
$34.4K - $42.3K
|
160
$72.1K
|
|
|
Apr 05, 2023
Q1 2023
|
Stillwater Investment Management, LLC
|
BUY
|
- |
83+ 0.48% |
$17.8K - $22K
|
17.3K
$7.78M
|
|
|
May 02, 2023
Q1 2023
|
True Capital Management
San Francisco, CA |
BUY
|
- |
64+ 5.79% |
$13.8K - $16.9K
|
1.17K
$527K
|
|
|
May 15, 2023
Q1 2023
|
Grayhawk Investment Strategies Inc.
Calgary, A0 |
BUY
|
- |
61New |
$13.1K - $16.1K
|
61
$27.5K
|
|
|
May 03, 2023
Q1 2023
|
Crescent Grove Advisors, LLC
|
BUY
|
- |
48+ 3.66% |
$10.3K - $12.7K
|
1.36K
$612K
|
|
|
May 04, 2023
Q1 2023
|
Ellevest, Inc.
|
BUY
|
- |
36+ 10.75% |
$7.74K - $9.52K
|
371
$167K
|
|
|
May 03, 2023
Q1 2023
|
Le Jeune Puetz Investment Counsel LLC
|
BUY
|
- |
31+ 0.18% |
$6.67K - $8.2K
|
17.3K
$7.8M
|
|
|
May 15, 2023
Q1 2023
|
Thomas White International LTD
Chicago, IL |
BUY
|
- |
30+ 0.46% |
$6.45K - $7.94K
|
6.57K
$2.96M
|
|
|
May 04, 2023
Q1 2023
|
New England Capital Financial Advisors LLC
Meriden, CT |
BUY
|
- |
18+ 10.53% |
$3.87K - $4.76K
|
189
$85.2K
|
|
|
Apr 20, 2023
Q1 2023
|
High Tower Trust Services, Lta
|
BUY
|
- |
16+ 0.29% |
$3.44K - $4.23K
|
5.51K
$2.48M
|
|
|
May 04, 2023
Q1 2023
|
Barber Financial Group, Inc.
|
BUY
|
- |
14+ 0.25% |
$3.01K - $3.7K
|
5.6K
$2.52M
|
|
|
May 03, 2023
Q1 2023
|
Guardian Wealth Advisors, LLC
Bloomington, MN |
BUY
|
- |
5New |
$1.08K - $1.32K
|
5
$2.25K
|
|
|
Apr 14, 2023
Q1 2023
|
Asset Management Corp
|
BUY
|
- |
5+ 0.35% |
$1.08K - $1.32K
|
1.43K
$645K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
PUT |
4New |
$860 - $1.06K
|
4
$1.8K
|
|
|
May 02, 2023
Q1 2023
|
Schubert & CO
|
BUY
|
- |
3+ 2.91% |
$645 - $794
|
106
$47.8K
|
|