Purchases and Sales Made in Q1 2024 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2024. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 01, 2024
Q1 2024
|
Tkg Advisors, LLC
|
SELL
|
- |
-4.69K- 57.35% |
$1.31M - $1.72M
|
3.49K
$1.42M
|
|
|
Apr 15, 2024
Q1 2024
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-4.72K- 16.48% |
$1.32M - $1.73M
|
23.9K
$9.73M
|
|
|
May 15, 2024
Q1 2024
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-4.74K- 15.18% |
$1.32M - $1.74M
|
26.5K
$10.8M
|
|
|
May 06, 2024
Q1 2024
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-4.74K- 16.35% |
$1.32M - $1.74M
|
24.3K
$9.86M
|
|
|
May 09, 2024
Q1 2024
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-4.86K- 3.97% |
$1.35M - $1.78M
|
118K
$47.8M
|
|
|
May 14, 2024
Q1 2024
|
Capital International Sarl
Los Angeles, CA |
SELL
|
- |
-4.94K- 3.76% |
$1.38M - $1.81M
|
127K
$51.4M
|
|
|
Apr 25, 2024
Q1 2024
|
Bogart Wealth, LLC
|
SELL
|
- |
-5.03K- 11.13% |
$1.4M - $1.84M
|
40.1K
$16.3M
|
|
|
May 03, 2024
Q1 2024
|
Asahi Life Asset Management Co., Ltd.
|
SELL
|
- |
-5.15K- 28.15% |
$1.43M - $1.89M
|
13.1K
$5.34M
|
|
|
Apr 23, 2024
Q1 2024
|
La Fleur & Godfrey LLC
|
SELL
|
- |
-5.15K- 9.06% |
$1.44M - $1.89M
|
51.7K
$21M
|
|
|
Apr 15, 2024
Q1 2024
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
SELL
|
- |
-5.19K- 27.85% |
$1.45M - $1.9M
|
13.5K
$5.47M
|
|
|
May 15, 2024
Q1 2024
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-5.19K- 8.86% |
$1.45M - $1.9M
|
53.4K
$21.7M
|
|
|
May 08, 2024
Q1 2024
|
Independent Advisor Alliance
|
SELL
|
- |
-5.22K- 9.12% |
$1.45M - $1.91M
|
52K
$21.1M
|
|
|
May 15, 2024
Q1 2024
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-5.24K- 12.08% |
$1.46M - $1.92M
|
38.1K
$15.5M
|
|
|
May 09, 2024
Q1 2024
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-5.43K- 3.44% |
$1.51M - $1.99M
|
152K
$61.8M
|
|
|
May 14, 2024
Q1 2024
|
Ipg Investment Advisors LLC
San Diego, CA |
SELL
|
- |
-5.45K- 53.39% |
$1.52M - $2M
|
4.76K
$1.93M
|
|
|
Apr 19, 2024
Q1 2024
|
Strategic Advisors LLC
|
SELL
|
- |
-5.66K- 51.26% |
$1.58M - $2.07M
|
5.38K
$2.19M
|
|
|
Apr 30, 2024
Q1 2024
|
Smith Group Asset Management, LLC
Dallas, TX |
SELL
|
- |
-5.75K- 34.51% |
$1.6M - $2.11M
|
10.9K
$4.43M
|
|
|
Apr 23, 2024
Q1 2024
|
New Mexico Educational Retirement Board
|
SELL
|
- |
-5.8K- 18.41% |
$1.62M - $2.13M
|
25.7K
$10.4M
|
|
|
May 14, 2024
Q1 2024
|
Harvest Portfolios Group Inc.
Oakville, A6 |
SELL
|
- |
-5.85K- 8.76% |
$1.63M - $2.14M
|
60.9K
$24.8M
|
|
|
May 10, 2024
Q1 2024
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-5.87K- 3.25% |
$1.63M - $2.15M
|
174K
$70.9M
|
|
|
May 02, 2024
Q1 2024
|
Asset Management One Co., Ltd.
|
SELL
|
- |
-5.88K- 1.8% |
$1.64M - $2.15M
|
321K
$130M
|
|
|
Apr 29, 2024
Q1 2024
|
Heritage Investors Management Corp
|
SELL
|
- |
-5.91K- 4.11% |
$1.65M - $2.17M
|
138K
$56.1M
|
|
|
Apr 15, 2024
Q1 2024
|
G&S Capital LLC
|
SELL
|
- |
-6.14K- 56.19% |
$1.71M - $2.25M
|
4.79K
$1.94M
|
|
|
May 06, 2024
Q1 2024
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-6.34K- 9.4% |
$1.77M - $2.32M
|
61.1K
$24.8M
|
|
|
May 17, 2024
Q1 2024
|
Ccm Investment Advisers LLC
|
SELL
|
- |
-6.35K- 9.5% |
$1.77M - $2.33M
|
60.5K
$24.6M
|
|
|
Apr 15, 2024
Q1 2024
|
Transform Wealth, LLC
|
SELL
|
- |
-6.4K- 45.25% |
$1.78M - $2.34M
|
7.74K
$3.15M
|
|
|
Apr 24, 2024
Q1 2024
|
Callahan Advisors, LLC
|
SELL
|
- |
-6.46K- 10.07% |
$1.8M - $2.37M
|
57.7K
$23.4M
|
|
|
May 13, 2024
Q1 2024
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-6.5K- 46.56% |
$1.81M - $2.38M
|
7.46K
$3.03M
|
|
|
May 01, 2024
Q1 2024
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-6.61K- 4.14% |
$1.84M - $2.42M
|
153K
$62.2M
|
|
|
Apr 12, 2024
Q1 2024
|
Gateway Investment Advisers LLC
|
SELL
|
- |
-6.63K- 3.96% |
$1.85M - $2.43M
|
161K
$65.4M
|
|
|
May 14, 2024
Q1 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-6.83K- 4.33% |
$1.9M - $2.5M
|
151K
$61.4M
|
|
|
May 10, 2024
Q1 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-7.04K- 1.93% |
$1.96M - $2.58M
|
357K
$145M
|
|
|
May 15, 2024
Q1 2024
|
Man Group PLC
London, X0 |
SELL
|
- |
-7.21K- 28.74% |
$2.01M - $2.64M
|
17.9K
$7.27M
|
|
|
May 14, 2024
Q1 2024
|
Groupama Asset Managment
Paris, I0 |
SELL
|
- |
-7.25K- 21.27% |
$2.02M - $2.66M
|
26.8K
$10.9M
|
|
|
May 14, 2024
Q1 2024
|
Vestcor Inc
Fredericton, A3 |
SELL
|
- |
-7.43K- 28.49% |
$2.07M - $2.72M
|
18.7K
$7.58M
|
|
|
May 08, 2024
Q1 2024
|
Bnp Paribas Asset Management Holding S.A.
|
SELL
|
- |
-7.46K- 6.93% |
$2.08M - $2.73M
|
100K
$40.7M
|
|
|
May 02, 2024
Q1 2024
|
Financial Counselors Inc
|
SELL
|
- |
-7.46K- 4.43% |
$2.08M - $2.73M
|
161K
$65.5M
|
|
|
Apr 29, 2024
Q1 2024
|
Nichols & Pratt Advisers LLP
|
SELL
|
- |
-7.48K- 7.85% |
$2.08M - $2.74M
|
87.7K
$35.7M
|
|
|
Apr 19, 2024
Q1 2024
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-7.52K- 0.48% |
$2.1M - $2.76M
|
1.55M
$628M
|
|
|
May 06, 2024
Q1 2024
|
Minneapolis Portfolio Management Group, LLC
Minneapolis, MN |
SELL
|
- |
-7.98K- 7.39% |
$2.22M - $2.92M
|
100K
$40.7M
|
|
|
May 09, 2024
Q1 2024
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-8.15K- 0.88% |
$2.27M - $2.99M
|
917K
$373M
|
|
|
Apr 10, 2024
Q1 2024
|
Kmg Fiduciary Partners, LLC
|
SELL
|
- |
-8.3K- 45.29% |
$2.31M - $3.04M
|
10K
$4.07M
|
|
|
May 13, 2024
Q1 2024
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
- |
-8.36K- 19.8% |
$2.33M - $3.06M
|
33.8K
$13.8M
|
|
|
Apr 16, 2024
Q1 2024
|
Hodges Capital Management Inc.
|
SELL
|
- |
-8.36K- 29.79% |
$2.33M - $3.06M
|
19.7K
$8.01M
|
|
|
May 14, 2024
Q1 2024
|
Pictet Asset Management Holding Sa
Carouge, V8 |
SELL
|
- |
-8.48K- 3.26% |
$2.36M - $3.11M
|
252K
$102M
|
|
|
May 15, 2024
Q1 2024
|
Meiji Yasuda Asset Management CO Ltd.
Tokyo, M0 |
SELL
|
- |
-8.55K- 16.27% |
$2.38M - $3.13M
|
44K
$17.9M
|
|
|
Apr 15, 2024
Q1 2024
|
First Citizens Bank & Trust CO
|
SELL
|
- |
-8.66K- 68.62% |
$2.41M - $3.17M
|
3.96K
$1.61M
|
|
|
May 16, 2024
Q1 2024
|
La Banque Postale Asset Management Sa
Paris, I0 |
SELL
|
- |
-8.68K- 19.88% |
$2.42M - $3.18M
|
35K
$14.2M
|
|
|
May 14, 2024
Q1 2024
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-8.73K- 9.61% |
$2.43M - $3.2M
|
82.1K
$33.4M
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-9.13K- 0.5% |
$2.55M - $3.35M
|
1.83M
$743M
|