Purchases and Sales Made in Q2 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q2 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Wms Partners, LLC
|
SELL
|
- |
-517- 11.19% |
$106K - $128K
|
4.1K
$1.52M
|
|
|
Aug 08, 2023
Q2 2023
|
Sandhill Capital Partners LLC
Buffalo, NY |
SELL
|
- |
-518- 2.76% |
$107K - $128K
|
18.3K
$6.79M
|
|
|
Aug 07, 2023
Q2 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-523- 7.27% |
$108K - $130K
|
6.67K
$2.48M
|
|
|
Aug 07, 2023
Q2 2023
|
Twin Capital Management Inc
|
SELL
|
- |
-526- 2.98% |
$108K - $130K
|
17.1K
$6.36M
|
|
|
Aug 11, 2023
Q2 2023
|
Visionary Wealth Advisors
O'fallon, IL |
SELL
|
- |
-529- 13.95% |
$109K - $131K
|
3.26K
$1.21M
|
|
|
Aug 03, 2023
Q2 2023
|
Clifford Swan Investment Counsel LLC
|
SELL
|
- |
-542- 1.23% |
$112K - $134K
|
43.4K
$16.1M
|
|
|
Aug 09, 2023
Q2 2023
|
Spire Wealth Management
|
SELL
|
- |
-548- 4.84% |
$113K - $136K
|
10.8K
$4M
|
|
|
Jul 28, 2023
Q2 2023
|
Fort Pitt Capital Group, LLC
|
SELL
|
- |
-550- 12.75% |
$113K - $136K
|
3.77K
$1.4M
|
|
|
Aug 11, 2023
Q2 2023
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
SELL
|
- |
-550- 14.25% |
$113K - $136K
|
3.31K
$1.23M
|
|
|
Sep 07, 2023
Q2 2023
|
St Germain D J CO Inc
Springfield, MA |
SELL
|
- |
-552- 7.65% |
$114K - $137K
|
6.67K
$2.48M
|
|
|
Jul 21, 2023
Q2 2023
|
North Crest Asset Manangement, LLC
|
SELL
|
- |
-562- 0.77% |
$116K - $139K
|
72.2K
$26.8M
|
|
|
Jul 20, 2023
Q2 2023
|
Davenport & CO LLC
|
SELL
|
- |
-566- 1.32% |
$116K - $140K
|
42.4K
$15.8M
|
|
|
Aug 04, 2023
Q2 2023
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-566- 0.76% |
$116K - $140K
|
73.4K
$27.3M
|
|
|
Aug 15, 2023
Q2 2023
|
Vestcor Inc
Fredericton, A3 |
SELL
|
- |
-577- 1.98% |
$119K - $143K
|
28.6K
$10.6M
|
|
|
Jul 28, 2023
Q2 2023
|
Northeast Investment Management
|
SELL
|
- |
-581- 2.82% |
$120K - $144K
|
20K
$7.43M
|
|
|
Aug 08, 2023
Q2 2023
|
Investment House LLC
Las Vegas, NV |
SELL
|
- |
-582- 9.38% |
$120K - $144K
|
5.62K
$2.09M
|
|
|
Aug 10, 2023
Q2 2023
|
Qtron Investments LLC
Boston, MA |
SELL
|
- |
-586- 8.44% |
$121K - $145K
|
6.36K
$2.36M
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-599- 1.55% |
$123K - $148K
|
38.1K
$14.1M
|
|
|
Nov 06, 2023
Q2 2023
|
Buck Wealth Strategies, LLC
Denver, CO |
SELL
|
- |
-599- 69.81% |
$123K - $148K
|
259
$96.2K
|
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-600- 0.51% |
$123K - $149K
|
118K
$43.8M
|
|
|
Aug 14, 2023
Q2 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-600- 0.68% |
$123K - $149K
|
88.1K
$32.7M
|
|
|
Jul 31, 2023
Q2 2023
|
Wakefield Asset Management Lllp
Englewood, CO |
SELL
|
- |
-604- 4.78% |
$124K - $150K
|
12K
$4.47M
|
|
|
Aug 08, 2023
Q2 2023
|
South State Corp
|
SELL
|
- |
-614- 14.05% |
$126K - $152K
|
3.76K
$1.4M
|
|
|
Jul 26, 2023
Q2 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-616- 10.46% |
$127K - $153K
|
5.27K
$1.96M
|
|
|
Jul 28, 2023
Q2 2023
|
Welch & Forbes LLC
|
SELL
|
- |
-618- 2.26% |
$127K - $153K
|
26.7K
$9.91M
|
|
|
Aug 02, 2023
Q2 2023
|
Mastrapasqua Asset Management Inc
|
SELL
|
- |
-627- 1.35% |
$129K - $155K
|
45.8K
$17M
|
|
|
Jul 13, 2023
Q2 2023
|
City Holding CO
|
SELL
|
- |
-630- 2.87% |
$130K - $156K
|
21.4K
$7.93M
|
|
|
Sep 01, 2023
Q2 2023
|
Delos Wealth Advisors, LLC
Dallas, TX |
SELL
|
- |
-632- 62.7% |
$130K - $157K
|
376
$140K
|
|
|
Jul 06, 2023
Q2 2023
|
First Hawaiian Bank
|
SELL
|
- |
-642- 12.8% |
$132K - $159K
|
4.37K
$1.62M
|
|
|
Aug 14, 2023
Q2 2023
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-651- 38.91% |
$134K - $161K
|
1.02K
$380K
|
|
|
Jul 31, 2023
Q2 2023
|
Noesis Capital Mangement Corp
|
SELL
|
- |
-653- 1.64% |
$134K - $162K
|
39.3K
$14.6M
|
|
|
Jul 20, 2023
Q2 2023
|
Planning Center, Inc.
|
SELL
|
- |
-660- 30.3% |
$136K - $163K
|
1.52K
$564K
|
|
|
Aug 14, 2023
Q2 2023
|
Uniplan Investment Counsel, Inc.
Union Grove, WI |
SELL
|
- |
-672- 2.54% |
$138K - $166K
|
25.8K
$9.59M
|
|
|
Jul 24, 2023
Q2 2023
|
Whittier Trust CO
|
SELL
|
- |
-683- 1.3% |
$141K - $169K
|
51.7K
$19.2M
|
|
|
Aug 04, 2023
Q2 2023
|
Iowa State Bank
|
SELL
|
- |
-690- 4.61% |
$142K - $171K
|
14.3K
$5.3M
|
|
|
Jul 19, 2023
Q2 2023
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-699- 12.99% |
$144K - $173K
|
4.68K
$1.74M
|
|
|
Aug 04, 2023
Q2 2023
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-701- 4.63% |
$144K - $174K
|
14.4K
$5.36M
|
|
|
Aug 02, 2023
Q2 2023
|
North Rock Partners, LLC
|
SELL
|
- |
-714- 14.28% |
$147K - $177K
|
4.29K
$1.59M
|
|
|
Aug 15, 2023
Q2 2023
|
Retirement Group, LLC
|
SELL
|
- |
-739- 3.75% |
$152K - $183K
|
19K
$7.05M
|
|
|
Aug 14, 2023
Q2 2023
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-742- 1.95% |
$153K - $184K
|
37.3K
$13.9M
|
|
|
Jul 31, 2023
Q2 2023
|
Tower View Investment Management & Research LLC
|
SELL
|
- |
-749- 5.03% |
$154K - $186K
|
14.1K
$5.25M
|
|
|
Jul 20, 2023
Q2 2023
|
Sumitomo Life Insurance CO
|
SELL
|
- |
-756- 7.85% |
$156K - $187K
|
8.87K
$3.29M
|
|
|
Aug 04, 2023
Q2 2023
|
Citizens Financial Group Inc
|
SELL
|
- |
-756- 10.13% |
$156K - $187K
|
6.71K
$2.49M
|
|
|
Aug 08, 2023
Q2 2023
|
Main Street Research LLC
Sausalito, CA |
SELL
|
- |
-790- 1.47% |
$163K - $196K
|
53K
$19.7M
|
|
|
Jul 13, 2023
Q2 2023
|
Transform Wealth, LLC
|
SELL
|
- |
-796- 2.84% |
$164K - $197K
|
27.3K
$10.1M
|
|
|
Jul 11, 2023
Q2 2023
|
Ferguson Wellman Capital Management, Inc
|
SELL
|
- |
-801- 2.79% |
$165K - $198K
|
28K
$10.4M
|
|
|
Jul 06, 2023
Q2 2023
|
Stonebridge Capital Management Inc
Los Angeles, CA |
SELL
|
- |
-812- 5.59% |
$167K - $201K
|
13.7K
$5.09M
|
|
|
Jul 05, 2023
Q2 2023
|
Private Asset Management Inc
|
SELL
|
- |
-817- 14.98% |
$168K - $202K
|
4.64K
$1.72M
|
|
|
Aug 10, 2023
Q2 2023
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-818- 3.51% |
$168K - $203K
|
22.5K
$8.34M
|
|
|
Aug 11, 2023
Q2 2023
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-819- 5.09% |
$169K - $203K
|
15.3K
$5.67M
|