Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Credit Agricole S A
|
SELL
|
- |
-2.42K- 12.79% |
$457K - $519K
|
16.5K
$5.97M
|
|
|
Feb 14, 2022
Q4 2021
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-2.42K- 35.9% |
$458K - $519K
|
4.33K
$1.56M
|
|
|
Feb 15, 2022
Q4 2021
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-2.44K- 28.27% |
$461K - $523K
|
6.19K
$2.24M
|
|
|
Jan 20, 2022
Q4 2021
|
Leavell Investment Management, Inc.
|
SELL
|
- |
-2.5K- 17.51% |
$472K - $536K
|
11.8K
$4.26M
|
|
|
Feb 14, 2022
Q4 2021
|
Twinbeech Capital LP
Purchase, NY |
SELL
|
- |
-2.56KClosed |
$484K - $549K
|
0
$0
|
|
|
Jan 05, 2022
Q4 2021
|
Neville Rodie & Shaw Inc
|
SELL
|
- |
-2.57K- 9.68% |
$486K - $551K
|
24K
$8.67M
|
|
|
Feb 14, 2022
Q4 2021
|
Public Sector Pension Investment Board
Montreal, A8 |
SELL
|
- |
-2.57K- 2.77% |
$486K - $551K
|
90.3K
$32.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Chilton Capital Management LLC
Houston, TX |
SELL
|
- |
-2.58K- 2.66% |
$488K - $553K
|
94.5K
$34.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-2.69K- 28.32% |
$508K - $576K
|
6.81K
$2.46M
|
|
|
Feb 11, 2022
Q4 2021
|
Channing Capital Management, LLC
Chicago, IL |
SELL
|
- |
-2.7K- 12.2% |
$510K - $578K
|
19.4K
$7.02M
|
|
|
Feb 11, 2022
Q4 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-2.73K- 7.64% |
$515K - $584K
|
33K
$11.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Mirabella Financial Services LLP
London, X0 |
SELL
|
- |
-2.78KClosed |
$526K - $596K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Arizona State Retirement System
|
SELL
|
- |
-2.82K- 1.84% |
$532K - $603K
|
150K
$54.2M
|
|
|
Jan 31, 2022
Q4 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-2.85K- 15.43% |
$538K - $610K
|
15.6K
$5.65M
|
|
|
Jan 25, 2022
Q4 2021
|
Fukoku Mutual Life Insurance CO
|
SELL
|
- |
-2.86K- 43.2% |
$540K - $613K
|
3.76K
$1.36M
|
|
|
Feb 14, 2022
Q4 2021
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.89K- 27.62% |
$547K - $620K
|
7.58K
$2.74M
|
|
|
Feb 14, 2022
Q4 2021
|
Arosa Capital Management LP
Ny, NY |
SELL
|
- |
-2.91K- 5.82% |
$550K - $623K
|
47.1K
$17M
|
|
|
Feb 04, 2022
Q4 2021
|
Mackay Shields LLC
|
SELL
|
- |
-2.96K- 3.53% |
$559K - $634K
|
80.8K
$29.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-3K- 9.01% |
$566K - $642K
|
30.3K
$10.9M
|
|
|
Jan 21, 2022
Q4 2021
|
Machina Capital S.A.S.
Paris, I0 |
SELL
|
- |
-3.1KClosed |
$586K - $664K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Washington Trust CO
|
SELL
|
- |
-3.14K- 43.79% |
$592K - $672K
|
4.02K
$1.45M
|
|
|
Feb 10, 2022
Q4 2021
|
Candriam S.C.A.
|
SELL
|
- |
-3.15K- 5.44% |
$595K - $674K
|
54.7K
$19.8M
|
|
|
Jan 31, 2022
Q4 2021
|
State Of New Jersey Common Pension Fund D
|
SELL
|
- |
-3.15K- 0.97% |
$595K - $674K
|
320K
$116M
|
|
|
Feb 14, 2022
Q4 2021
|
Worldquant Millennium Advisors LLC
New York, NY |
SELL
|
- |
-3.19K- 6.82% |
$603K - $683K
|
43.5K
$15.7M
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-3.21K- 1.38% |
$606K - $688K
|
229K
$82.9M
|
|
|
Feb 02, 2022
Q4 2021
|
Mirador Capital Partners LP
|
SELL
|
- |
-3.24KClosed |
$612K - $694K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Avalon Investment & Advisory
Houston, TX |
SELL
|
- |
-3.24K- 6.47% |
$612K - $694K
|
46.8K
$16.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Western Wealth Management, LLC
|
SELL
|
- |
-3.34K- 47.6% |
$632K - $716K
|
3.68K
$1.33M
|
|
|
Jan 18, 2022
Q4 2021
|
Central Bank & Trust CO
|
SELL
|
- |
-3.36K- 15.58% |
$635K - $720K
|
18.2K
$6.58M
|
|
|
Feb 03, 2022
Q4 2021
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-3.42K- 38.0% |
$646K - $733K
|
5.58K
$2.02M
|
|
|
Feb 14, 2022
Q4 2021
|
Dodge & Cox
San Francisco, CA |
SELL
|
- |
-3.42K- 9.67% |
$647K - $733K
|
32K
$11.6M
|
|
|
Feb 03, 2022
Q4 2021
|
Sawgrass Asset Management LLC
|
SELL
|
- |
-3.43KClosed |
$648K - $734K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Seven Eight Capital, LP
|
SELL
|
- |
-3.45KClosed |
$653K - $740K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-3.48K- 11.43% |
$658K - $746K
|
27K
$9.75M
|
|
|
Feb 10, 2022
Q4 2021
|
Norinchukin Bank, The
Tokyo, M0 |
SELL
|
- |
-3.49K- 4.62% |
$660K - $748K
|
72.1K
$26.1M
|
|
|
Jan 24, 2022
Q4 2021
|
Aegon Asset Management Uk PLC
|
SELL
|
- |
-3.5K- 22.81% |
$661K - $749K
|
11.8K
$4.28M
|
|
|
Feb 04, 2022
Q4 2021
|
Minneapolis Portfolio Management Group, LLC
Minneapolis, MN |
SELL
|
- |
-3.57K- 2.13% |
$675K - $765K
|
164K
$59.4M
|
|
|
Feb 02, 2022
Q4 2021
|
Asahi Life Asset Management Co., Ltd.
|
SELL
|
- |
-3.6K- 3.78% |
$680K - $771K
|
91.5K
$33.1M
|
|
|
Feb 04, 2022
Q4 2021
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-3.8K- 30.76% |
$717K - $813K
|
8.55K
$3.09M
|
|
|
Feb 11, 2022
Q4 2021
|
Fora Capital, LLC
Miami, FL |
SELL
|
- |
-3.94KClosed |
$744K - $844K
|
0
$0
|
|
|
Feb 18, 2022
Q4 2021
|
Comerica Bank
|
SELL
|
- |
-3.98K- 4.58% |
$752K - $853K
|
83K
$30M
|
|
|
Feb 03, 2022
Q4 2021
|
Cadinha & CO LLC
|
SELL
|
- |
-4.03K- 73.2% |
$761K - $863K
|
1.48K
$533K
|
|
|
May 19, 2022
Q4 2021
|
Cim Investment Management Inc
Pittsburgh, PA |
SELL
|
- |
-4.08K- 50.46% |
$770K - $873K
|
4K
$1.45M
|
|
|
Feb 10, 2022
Q4 2021
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-4.13K- 8.76% |
$780K - $884K
|
43K
$15.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-4.13K- 26.42% |
$780K - $885K
|
11.5K
$4.16M
|
|
|
May 17, 2024
Q4 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-4.14K- 3.34% |
$781K - $886K
|
120K
$43.2M
|
|
|
Feb 10, 2022
Q4 2021
|
Financial Counselors Inc
|
SELL
|
- |
-4.17K- 2.26% |
$788K - $894K
|
180K
$65.1M
|
|
|
Feb 08, 2022
Q4 2021
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-4.27K- 8.98% |
$807K - $915K
|
43.3K
$15.6M
|
|
|
Feb 11, 2022
Q4 2021
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-4.47KClosed |
$845K - $958K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cigna Investments Inc
Bloomfield, CT |
SELL
|
- |
-4.53K- 26.91% |
$855K - $969K
|
12.3K
$4.44M
|