Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
7.03K+ 5.07% |
$1.33M - $1.51M
|
146K
$54.1M
|
|
|
Jan 14, 2022
Q4 2021
|
Viking Fund Management LLC
|
BUY
|
- |
7K+ 127.27% |
$1.32M - $1.5M
|
12.5K
$4.64M
|
|
|
Feb 14, 2022
Q4 2021
|
Horizon Wealth Management, LLC
|
BUY
|
- |
6.95KNew |
$1.31M - $1.49M
|
6.95K
$2.58M
|
|
|
Feb 02, 2022
Q4 2021
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
6.9K+ 17.09% |
$1.3M - $1.48M
|
47.2K
$17.5M
|
|
|
Mar 01, 2022
Q4 2021
|
Siena Capital LLC
Cincinnati, OH |
BUY
|
- |
6.88KNew |
$1.3M - $1.47M
|
6.88K
$2.56M
|
|
|
Feb 14, 2022
Q4 2021
|
Commerce Bank
Kansas City, MO |
BUY
|
- |
6.87K+ 3.66% |
$1.3M - $1.47M
|
195K
$72.3M
|
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
6.85KNew |
$1.29M - $1.47M
|
6.85K
$2.54M
|
|
|
Feb 04, 2022
Q4 2021
|
Southern Capital Advisors, LLC
|
BUY
|
- |
6.73KNew |
$1.27M - $1.44M
|
6.73K
$2.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Ipg Investment Advisors LLC
San Diego, CA |
BUY
|
- |
6.69KNew |
$1.26M - $1.43M
|
6.69K
$2.48M
|
|
|
Feb 14, 2022
Q4 2021
|
Re Dickinson Investment Advisors, LLC
Council Bluffs, IA |
BUY
|
- |
6.54KNew |
$1.24M - $1.4M
|
6.54K
$2.43M
|
|
|
Feb 14, 2022
Q4 2021
|
Kcm Investment Advisors LLC
Greenbrae, CA |
BUY
|
- |
6.41K+ 11.91% |
$1.21M - $1.37M
|
60.2K
$22.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Wilson & Boucher Capital Management, LLC
|
BUY
|
- |
6.37KNew |
$1.2M - $1.36M
|
6.37K
$2.37M
|
|
|
Feb 08, 2022
Q4 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
6.37K+ 1.79% |
$1.2M - $1.36M
|
362K
$135M
|
|
|
Feb 15, 2022
Q4 2021
|
Zacks Investment Management
Chicago, IL |
BUY
|
- |
6.29K+ 1.6% |
$1.19M - $1.35M
|
399K
$148M
|
|
|
Jan 31, 2022
Q4 2021
|
Xponance, Inc.
|
BUY
|
- |
6.14K+ 6.55% |
$1.16M - $1.32M
|
99.9K
$37.1M
|
|
|
Feb 08, 2022
Q4 2021
|
Hamel Associates, Inc.
|
BUY
|
- |
6.03K+ 365.15% |
$1.14M - $1.29M
|
7.68K
$2.85M
|
|
|
Feb 10, 2022
Q4 2021
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
5.97K+ 186.59% |
$1.13M - $1.28M
|
9.17K
$3.41M
|
|
|
Feb 11, 2022
Q4 2021
|
Sequoia Financial Advisors, LLC
|
BUY
|
- |
5.96K+ 404.89% |
$1.13M - $1.28M
|
7.43K
$2.76M
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
5.9KNew |
$1.11M - $1.26M
|
5.9K
$2.19M
|
|
|
Feb 10, 2022
Q4 2021
|
Paradigm Financial Partners, LLC
|
BUY
|
- |
5.86KNew |
$1.11M - $1.26M
|
5.86K
$2.18M
|
|
|
Feb 14, 2022
Q4 2021
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
5.75K+ 13.24% |
$1.09M - $1.23M
|
49.2K
$18.3M
|
|
|
Jan 25, 2022
Q4 2021
|
Meyer Handelman CO
|
BUY
|
- |
5.7K+ 4.17% |
$1.08M - $1.22M
|
142K
$52.9M
|
|
|
Jan 20, 2022
Q4 2021
|
Seven Bridge Financial Group, LLC
|
BUY
|
- |
5.61KNew |
$1.06M - $1.2M
|
5.61K
$2.08M
|
|
|
Feb 14, 2022
Q4 2021
|
Willis Investment Counsel
Gainesville, GA |
BUY
|
- |
5.6K+ 3.99% |
$1.06M - $1.2M
|
146K
$54.2M
|
|
|
Jan 20, 2022
Q4 2021
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
BUY
|
- |
5.42K+ 4.52% |
$1.02M - $1.16M
|
125K
$46.5M
|
|
|
Feb 08, 2022
Q4 2021
|
Wolff Financial Management LLC
|
BUY
|
- |
5.41KNew |
$1.02M - $1.16M
|
5.41K
$2.01M
|
|
|
Feb 14, 2022
Q4 2021
|
Quantinno Capital Management LP
New York, NY |
BUY
|
- |
5.35KNew |
$1.01M - $1.15M
|
5.35K
$1.99M
|
|
|
Feb 11, 2022
Q4 2021
|
Donoghue Forlines LLC
|
BUY
|
- |
5.33KNew |
$1.01M - $1.14M
|
5.33K
$1.98M
|
|
|
Feb 04, 2022
Q4 2021
|
Modera Wealth Management, LLC
|
BUY
|
- |
5.27K+ 321.23% |
$995K - $1.13M
|
6.9K
$2.56M
|
|
|
Jan 31, 2022
Q4 2021
|
Dfpg Investments, LLC
|
BUY
|
- |
5.25KNew |
$992K - $1.12M
|
5.25K
$1.95M
|
|
|
Jan 12, 2022
Q4 2021
|
First Hawaiian Bank
|
BUY
|
- |
5.17K+ 130.46% |
$978K - $1.11M
|
9.14K
$3.39M
|
|
|
Feb 14, 2022
Q4 2021
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
5.08KNew |
$960K - $1.09M
|
5.08K
$1.89M
|
|
|
Feb 10, 2022
Q4 2021
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
4.99K+ 17.52% |
$943K - $1.07M
|
33.5K
$12.4M
|
|
|
Feb 18, 2022
Q4 2021
|
Forum Financial Management, LP
Lombard, IL |
BUY
|
- |
4.93KNew |
$932K - $1.06M
|
4.93K
$1.83M
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
4.93K+ 23.46% |
$931K - $1.06M
|
25.9K
$9.63M
|
|
|
Feb 02, 2022
Q4 2021
|
Waldron Private Wealth LLC
|
BUY
|
- |
4.92K+ 124.79% |
$929K - $1.05M
|
8.86K
$3.29M
|
|
|
Jan 14, 2022
Q4 2021
|
High Tower Trust Services, Lta
|
BUY
|
- |
4.92KNew |
$929K - $1.05M
|
4.92K
$1.83M
|
|
|
Feb 22, 2022
Q4 2021
|
Byrne Asset Management LLC
|
BUY
|
- |
4.9KNew |
$926K - $1.05M
|
4.9K
$1.82M
|
|
|
Feb 14, 2022
Q4 2021
|
Stamos Capital Partners, L.P.
Menlo Park, CA |
BUY
|
- |
4.9KNew |
$926K - $1.05M
|
4.9K
$1.82M
|
|
|
Feb 08, 2022
Q4 2021
|
Versor Investments LP
|
BUY
|
- |
4.82K+ 232.37% |
$911K - $1.03M
|
6.9K
$2.56M
|
|
|
Feb 14, 2022
Q4 2021
|
Spectrum Asset Management, Inc.
|
BUY
|
- |
4.81KNew |
$909K - $1.03M
|
4.81K
$1.79M
|
|
|
Feb 11, 2022
Q4 2021
|
Metis Global Partners, LLC
|
BUY
|
- |
4.77KNew |
$901K - $1.02M
|
4.77K
$1.77M
|
|
|
Jan 31, 2022
Q4 2021
|
Allen Capital Group, LLC
|
BUY
|
- |
4.76KNew |
$900K - $1.02M
|
4.76K
$1.77M
|
|
|
Jan 27, 2022
Q4 2021
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
4.72K+ 29.69% |
$892K - $1.01M
|
20.6K
$7.66M
|
|
|
Jan 26, 2022
Q4 2021
|
Country Trust Bank
|
BUY
|
- |
4.71K+ 2.36% |
$890K - $1.01M
|
205K
$76M
|
|
|
Feb 14, 2022
Q4 2021
|
Fiduciary Trust CO
Boston, MA |
BUY
|
- |
4.71K+ 7.8% |
$890K - $1.01M
|
65.1K
$24.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
4.69K+ 269.0% |
$887K - $1.01M
|
6.44K
$2.39M
|
|
|
Feb 14, 2022
Q4 2021
|
Mbb Public Markets I LLC
Chicago, IL |
BUY
|
- |
4.68KNew |
$885K - $1M
|
4.68K
$1.74M
|
|
|
Feb 10, 2022
Q4 2021
|
Stone Point Wealth LLC
|
BUY
|
- |
4.65KNew |
$878K - $995K
|
4.65K
$1.73M
|
|
|
Feb 11, 2022
Q4 2021
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
4.59K+ 0.87% |
$867K - $983K
|
535K
$199M
|