Iii Donald J Umpleby Caterpillar Inc (CAT) insider trading activity

Iii Donald J Umpleby is Executive Chairman of CATERPILLAR INC. Currently has a direct ownership of 482,505 shares of CAT, which is worth approximately $202 Million. The most recent transaction as insider was on Nov 03, 2020, when has been sold 268,849 shares (Common Stock) at a price of $166.65 per share, resulting in proceeds of $44,803,684. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 483K

3.4% 3M change

9.32% 12M change

Total Value Held $202 Million

III Donald J Umpleby Transaction History

Date	Transaction	Value	Shares Traded	Shares Held	Form
Nov 03 2020	SELL Payment of exercise price or tax liability	$44,803,684 $166.65 p/Share	268,849 Reduced 63.67%	153,428 Common Stock
Nov 03 2020	BUY Exercise of conversion of derivative security	$31,528,055 $84.69 p/Share	372,276 Added 61.56%	232,420 Common Stock

Also insider at

CVX

CHEVRON CORP Energy

Director

IDJ