Latest Institutional Transactions on Cathay General Bancorp (CATY)
This table provides information on the latest institutional transactions involving Cathay General Bancorp (CATY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 13, 2024
Q3 2021
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
49New |
$1.75K - $2.07K
|
49
$2.39K
|
|
Nov 16, 2021
Q3 2021
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-14.4KClosed |
$517K - $610K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Partners, LLC
Blue Bell, PA |
BUY
|
- |
9New |
$322 - $381
|
9
$439
|
|
Nov 12, 2021
Q3 2021
|
Fortis Advisors, LLC
King Of Prussia, PA |
BUY
|
- |
11.3KNew |
$405K - $478K
|
11.3K
$551K
|
|
Nov 12, 2021
Q3 2021
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-12.9KClosed |
$460K - $544K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-46.5KClosed |
$1.66M - $1.97M
|
0
$0
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-815- 99.76% |
$29.2K - $34.5K
|
2
$97.5
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
381New |
$13.6K - $16.1K
|
381
$18.6K
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-100Closed |
$3.58K - $4.23K
|
0
$0
|
|
Oct 18, 2021
Q3 2021
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-12.7KClosed |
$456K - $538K
|
0
$0
|
|
Oct 14, 2021
Q3 2021
|
Wespac Advisors So Cal, LLC
|
SELL
|
- |
-6KClosed |
$215K - $254K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 16, 2021
Q2 2021
|
Neo Ivy Capital Management
New York, NY |
SELL
|
- |
-58Closed |
$2.22K - $2.5K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
PUT |
7.83KNew |
$300K - $337K
|
7.83K
$381K
|
|
Aug 16, 2021
Q2 2021
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-5.23KClosed |
$200K - $225K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-6.32KClosed |
$242K - $272K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Bayesian Capital Management, LP
Brooklyn, NY |
SELL
|
- |
-5.1KClosed |
$195K - $220K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Ejf Capital LLC
Arlington, VA |
SELL
|
- |
-398KClosed |
$15.2M - $17.1M
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Mackay Shields LLC
|
SELL
|
- |
-57.9KClosed |
$2.22M - $2.49M
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
6New |
$230 - $258
|
6
$292
|
|
Aug 12, 2021
Q2 2021
|
Knights Of Columbus Asset Advisors LLC
New Haven, CT |
SELL
|
- |
-58.8KClosed |
$2.25M - $2.53M
|
0
$0
|
|
Aug 11, 2021
Q2 2021
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-7.23K- 92.04% |
$277K - $311K
|
625
$30.5K
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-162Closed |
$6.21K - $6.97K
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-65Closed |
$2.49K - $2.8K
|
0
$0
|
|
Aug 02, 2021
Q2 2021
|
Regal Wealth Group, Inc.
|
SELL
|
- |
-2.54KClosed |
$97.5K - $109K
|
0
$0
|
|
Q1 2021 | |||||||
May 17, 2021
Q1 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-28.1KClosed |
$899K - $1.26M
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Philadelphia Financial Management Of San Francisco, LLC
San Francisco, CA |
SELL
|
- |
-228KClosed |
$7.29M - $10.2M
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-582Closed |
$18.6K - $26.1K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Mason Street Advisors, LLC
Milwaukee, WI |
SELL
|
- |
-40KClosed |
$1.28M - $1.8M
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Vantage Consulting Group Inc
Virginia Beach, VA |
SELL
|
- |
-57Closed |
$1.82K - $2.56K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-144Closed |
$4.61K - $6.47K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Martingale Asset Management L P
Boston, MA |
SELL
|
- |
-6.4KClosed |
$205K - $287K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Harvest Fund Management Co., LTD
Beijing, F4 |
BUY
|
- |
774New |
$24.8K - $34.8K
|
774
$37.7K
|
|
May 12, 2021
Q1 2021
|
Wbi Investments, Inc.
|
SELL
|
- |
-10KClosed |
$321K - $451K
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Cm Management, LLC
|
SELL
|
- |
-15KClosed |
$480K - $674K
|
0
$0
|
|
May 05, 2021
Q1 2021
|
Interchange Capital Partners, LLC
|
SELL
|
- |
-902Closed |
$28.9K - $40.5K
|
0
$0
|
|
May 04, 2021
Q1 2021
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-60Closed |
$1.92K - $2.7K
|
0
$0
|
|
Apr 29, 2021
Q1 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-220Closed |
$7.04K - $9.88K
|
0
$0
|
|
Apr 28, 2021
Q1 2021
|
Regent Peak Wealth Advisors LLC
Atlanta, GA |
SELL
|
- |
-18Closed |
$576 - $809
|
0
$0
|
|
Apr 26, 2021
Q1 2021
|
Cutler Group LP
|
SELL
|
PUT |
-1.3KClosed |
$41.6K - $58.4K
|
0
$0
|
|
Apr 15, 2021
Q1 2021
|
Hgk Asset Management Inc
|
SELL
|
- |
-12.6KClosed |
$404K - $567K
|
0
$0
|
|
Q4 2020 | |||||||
Mar 05, 2021
Q4 2020
|
Paces Ferry Wealth Advisors, LLC
|
SELL
|
- |
-43Closed |
$933 - $1.39K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Polar Asset Management Partners Inc.
Toronto, A6 |
SELL
|
- |
-22.6KClosed |
$489K - $728K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Loomis Sayles & CO L P
|
SELL
|
- |
-343KClosed |
$7.44M - $11.1M
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-17.5KClosed |
$380K - $565K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-4.09KClosed |
$88.8K - $132K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Hsbc Holdings PLC
London, X0 |
BUY
|
PUT |
22.3KNew |
$484K - $721K
|
22.3K
$1.09M
|
|
Feb 04, 2021
Q4 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-104Closed |
$2.26K - $3.36K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 16, 2020
Q3 2020
|
Smithfield Trust CO
Pittsburgh, PA |
BUY
|
- |
180+ 180.0% |
$3.76K - $4.94K
|
280
$13.6K
|
|
Nov 13, 2020
Q3 2020
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-263Closed |
$5.49K - $7.22K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Dimension Capital Management LLC
Coral Gables, FL |
BUY
|
- |
1.02KNew |
$21.3K - $28.1K
|
1.02K
$49.8K
|