Latest Institutional Transactions on Cathay General Bancorp (CATY)
This table provides information on the latest institutional transactions involving Cathay General Bancorp (CATY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2018
Q3 2018
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-5.41KClosed |
$219K - $234K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Spring Creek Capital LLC
Wichita, KS |
SELL
|
- |
-15.3KClosed |
$618K - $661K
|
0
$0
|
|
|
Oct 22, 2018
Q3 2018
|
Regions Financial Corp
|
SELL
|
- |
-382Closed |
$15.4K - $16.5K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 22, 2018
Q2 2018
|
Mc Adam, LLC
|
SELL
|
- |
-72Closed |
$2.79K - $3.15K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Capital Research Global Investors
Los Angeles, CA |
SELL
|
- |
-1MClosed |
$38.8M - $43.8M
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-119Closed |
$4.61K - $5.21K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Koch Industries Inc
Wichita, KS |
SELL
|
- |
-13KClosed |
$505K - $571K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-225Closed |
$8.72K - $9.86K
|
0
$0
|
|
|
Aug 02, 2018
Q2 2018
|
Buckhead Capital Management LLC
|
SELL
|
- |
-18.4KClosed |
$715K - $807K
|
0
$0
|
|
|
Jul 31, 2018
Q2 2018
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-75Closed |
$2.91K - $3.29K
|
0
$0
|
|
|
Jul 24, 2018
Q2 2018
|
Zeke Capital Advisors, LLC
Berwyn, PA |
BUY
|
- |
834+ 15.78% |
$32.3K - $36.5K
|
6.12K
$301K
|
|
| Q1 2018 | |||||||
|
May 21, 2018
Q1 2018
|
Summit Trail Advisors, LLC
New York, NY |
BUY
|
- |
17.3K+ 11929.66% |
$676K - $782K
|
17.4K
$859K
|
|
|
May 15, 2018
Q1 2018
|
Mariner, LLC
Overland Park, KS |
BUY
|
PUT |
2.3KNew |
$89.8K - $104K
|
2.3K
$113K
|
|
|
May 15, 2018
Q1 2018
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-12Closed |
$469 - $542
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Dai Ichi Life Insurance Company, LTD
Tokyo, M0 |
SELL
|
- |
-50.9KClosed |
$1.99M - $2.3M
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Boyer & Corporon Wealth Management, LLC
Overland Park, KS |
SELL
|
- |
-111KClosed |
$4.34M - $5.02M
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Horizon Investment Services, LLC
Hammond, IN |
SELL
|
- |
-4.94KClosed |
$193K - $223K
|
0
$0
|
|
|
May 07, 2018
Q1 2018
|
Grove Bank & Trust
|
SELL
|
- |
-1.13KClosed |
$44.1K - $51.1K
|
0
$0
|
|
|
Apr 12, 2018
Q1 2018
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Crestline Management, LP
Fort Worth, TX |
SELL
|
- |
-29KClosed |
$1.14M - $1.3M
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Spider Rock Advisors, LLC
|
SELL
|
PUT |
-34.3KClosed |
$1.35M - $1.53M
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Credit Agricole S A
|
SELL
|
- |
-61.8KClosed |
$2.43M - $2.77M
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Schroder Investment Management Group
London, X0 |
SELL
|
- |
-2.9KClosed |
$114K - $130K
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Whittier Trust CO
|
SELL
|
- |
-81Closed |
$3.18K - $3.62K
|
0
$0
|
|
|
Feb 01, 2018
Q4 2017
|
Nationwide Fund Advisors
|
SELL
|
- |
-187KClosed |
$7.36M - $8.38M
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 14, 2017
Q3 2017
|
Jane Street Group, LLC
New York, NY |
BUY
|
PUT |
6.6KNew |
$226K - $265K
|
6.6K
$325K
|
|
|
Nov 08, 2017
Q3 2017
|
Fuller & Thaler Asset Management, Inc.
San Mateo, CA |
SELL
|
- |
-4KClosed |
$137K - $161K
|
0
$0
|
|