Purchases and Sales Made in Q1 2021 in Cathay General Bancorp (CATY)
This table provides information about the institutional ownership of Cathay General Bancorp (CATY) during Q1 2021. The information is specifically focused on institutions that hold shares of CATHAY GENERAL BANCORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 15, 2021
Q1 2021
|
Hgk Asset Management Inc
|
SELL
|
- |
-12.6KClosed |
$404K - $567K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Northwestern Mutual Investment Management Company, LLC
|
SELL
|
- |
-13.3K- 51.58% |
$425K - $596K
|
12.5K
$535K
|
|
Apr 27, 2021
Q1 2021
|
Smith, Graham & Co., Investment Advisors, LP
|
SELL
|
- |
-13.6K- 11.72% |
$434K - $609K
|
102K
$4.39M
|
|
May 12, 2021
Q1 2021
|
Cm Management, LLC
|
SELL
|
- |
-15KClosed |
$480K - $674K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-15.8KClosed |
$505K - $710K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-16.7K- 42.49% |
$534K - $750K
|
22.6K
$971K
|
|
May 13, 2021
Q1 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-17.2KClosed |
$549K - $771K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-17.5K- 5.64% |
$561K - $788K
|
294K
$12.6M
|
|
May 06, 2021
Q1 2021
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-18.1K- 6.17% |
$578K - $812K
|
275K
$11.8M
|
|
Apr 30, 2021
Q1 2021
|
Wespac Advisors So Cal, LLC
|
SELL
|
- |
-20KClosed |
$640K - $898K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-20.7K- 77.91% |
$661K - $928K
|
5.86K
$251K
|
|
May 11, 2021
Q1 2021
|
Ceredex Value Advisors LLC
|
SELL
|
- |
-21.1K- 5.34% |
$675K - $948K
|
374K
$16.1M
|
|
May 14, 2021
Q1 2021
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-22.3KClosed |
$714K - $1M
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-23.6K- 10.98% |
$755K - $1.06M
|
191K
$8.22M
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
SELL
|
- |
-27.8K- 46.25% |
$888K - $1.25M
|
32.3K
$1.39M
|
|
May 17, 2021
Q1 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-28.1KClosed |
$899K - $1.26M
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
SELL
|
- |
-29.9KClosed |
$957K - $1.34M
|
0
$0
|
|
Apr 12, 2021
Q1 2021
|
Wedge Capital Management L L P
|
SELL
|
- |
-32.8K- 17.06% |
$1.05M - $1.47M
|
160K
$6.85M
|
|
May 14, 2021
Q1 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-33.5K- 99.9% |
$1.07M - $1.5M
|
33
$1.42K
|
|
May 11, 2021
Q1 2021
|
Dean Capital Management
Overland Park, KS |
SELL
|
- |
-35.5K- 33.91% |
$1.14M - $1.59M
|
69.2K
$2.97M
|
|
May 14, 2021
Q1 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-37.8K- 16.59% |
$1.21M - $1.7M
|
190K
$8.17M
|
|
May 13, 2021
Q1 2021
|
Cornercap Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-39.7KClosed |
$1.27M - $1.78M
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Mason Street Advisors, LLC
Milwaukee, WI |
SELL
|
- |
-40KClosed |
$1.28M - $1.8M
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Mackay Shields LLC
|
SELL
|
- |
-40.6K- 41.22% |
$1.3M - $1.82M
|
57.9K
$2.49M
|
|
May 17, 2021
Q1 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-42.1K- 4.56% |
$1.35M - $1.89M
|
882K
$37.9M
|
|
May 04, 2021
Q1 2021
|
Dean Investment Associates, LLC
Beavercreek, OH |
SELL
|
- |
-47.1K- 38.15% |
$1.51M - $2.12M
|
76.4K
$3.28M
|
|
Apr 29, 2021
Q1 2021
|
Dupont Capital Management Corp
|
SELL
|
- |
-49.4K- 80.07% |
$1.58M - $2.22M
|
12.3K
$528K
|
|
May 17, 2021
Q1 2021
|
Sapience Investments, LLC
Newport Beach, CA |
SELL
|
- |
-56.2K- 16.26% |
$1.8M - $2.53M
|
290K
$12.4M
|
|
May 17, 2021
Q1 2021
|
Charles Schwab Investment Management Inc
San Francisco, CA |
SELL
|
- |
-56.7K- 4.43% |
$1.81M - $2.55M
|
1.22M
$52.5M
|
|
May 14, 2021
Q1 2021
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-59.4K- 35.61% |
$1.9M - $2.67M
|
107K
$4.61M
|
|
May 05, 2021
Q1 2021
|
Los Angeles Capital Management LLC
|
SELL
|
- |
-62.4K- 75.63% |
$2M - $2.8M
|
20.1K
$864K
|
|
Apr 30, 2021
Q1 2021
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-67.1K- 5.96% |
$2.15M - $3.01M
|
1.06M
$45.5M
|
|
May 12, 2021
Q1 2021
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-69.6K- 34.7% |
$2.23M - $3.13M
|
131K
$5.62M
|
|
May 17, 2021
Q1 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-81.6K- 66.67% |
$2.61M - $3.67M
|
40.8K
$1.75M
|
|
May 17, 2021
Q1 2021
|
Aqr Capital Management LLC
Greenwich, CT |
SELL
|
- |
-82.6K- 14.36% |
$2.64M - $3.71M
|
493K
$21.2M
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-101K- 52.28% |
$3.22M - $4.52M
|
91.9K
$3.95M
|
|
May 04, 2021
Q1 2021
|
Victory Capital Management Inc
|
SELL
|
- |
-112K- 11.79% |
$3.59M - $5.04M
|
840K
$36.1M
|
|
May 17, 2021
Q1 2021
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-144K- 8.85% |
$4.6M - $6.46M
|
1.48M
$63.5M
|
|
May 14, 2021
Q1 2021
|
Dimensional Fund Advisors LP
Austin, TX |
SELL
|
- |
-157K- 4.81% |
$5.02M - $7.05M
|
3.11M
$134M
|
|
May 13, 2021
Q1 2021
|
Massachusetts Financial Services CO
Boston, MA |
SELL
|
- |
-158K- 7.22% |
$5.05M - $7.09M
|
2.03M
$87.1M
|
|
May 14, 2021
Q1 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-181K- 49.37% |
$5.78M - $8.12M
|
185K
$7.96M
|
|
May 17, 2021
Q1 2021
|
Philadelphia Financial Management Of San Francisco, LLC
San Francisco, CA |
SELL
|
- |
-228KClosed |
$7.29M - $10.2M
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Ejf Capital LLC
Arlington, VA |
SELL
|
- |
-244K- 38.03% |
$7.81M - $11M
|
398K
$17.1M
|
|
May 12, 2021
Q1 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-271K- 17.01% |
$8.67M - $12.2M
|
1.32M
$56.8M
|
|
May 07, 2021
Q1 2021
|
Norges Bank
Oslo, Q8 |
SELL
|
- |
-583KClosed |
$18.6M - $26.2M
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-614K- 26.87% |
$19.6M - $27.6M
|
1.67M
$71.7M
|