Purchases and Sales Made in Q3 2021 in Carlyle Secured Lending, Inc. (CGBD)
This table provides information about the institutional ownership of Carlyle Secured Lending, Inc. (CGBD) during Q3 2021. The information is specifically focused on institutions that hold shares of Carlyle Secured Lending, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.14MNew |
$14.8M - $16.3M
|
1.14M
$20.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Gries Financial LLC
Cleveland, OH |
BUY
|
- |
246KNew |
$3.19M - $3.51M
|
246K
$4.42M
|
|
|
Nov 12, 2021
Q3 2021
|
Fj Capital Management LLC
Mclean, VA |
BUY
|
- |
91KNew |
$1.18M - $1.3M
|
91K
$1.64M
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
83.7KNew |
$1.09M - $1.2M
|
83.7K
$1.51M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
78.9KNew |
$1.02M - $1.13M
|
78.9K
$1.42M
|
|
|
Nov 15, 2021
Q3 2021
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
77.6K+ 367.82% |
$1.01M - $1.11M
|
98.7K
$1.78M
|
|
|
Nov 04, 2021
Q3 2021
|
Lsv Asset Management
Chicago, IL |
BUY
|
- |
61.4K+ 76.16% |
$797K - $876K
|
142K
$2.55M
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
53.9K+ 21.44% |
$700K - $769K
|
305K
$5.49M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
49.3KNew |
$640K - $704K
|
49.3K
$887K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
40.1K+ 17.93% |
$521K - $573K
|
264K
$4.75M
|
|
|
Nov 12, 2021
Q3 2021
|
Callodine Capital Management, LP
Boston, MA |
BUY
|
- |
40K+ 6.67% |
$520K - $571K
|
640K
$11.5M
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
34.9K+ 10.66% |
$453K - $498K
|
362K
$6.52M
|
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
33.9K+ 91.02% |
$440K - $484K
|
71.1K
$1.28M
|
|
|
Nov 15, 2021
Q3 2021
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
26KNew |
$337K - $371K
|
26K
$467K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
23.5K+ 20.6% |
$305K - $335K
|
137K
$2.47M
|
|
|
Nov 15, 2021
Q3 2021
|
Hrt Financial LP
New York, NY |
BUY
|
- |
23.1KNew |
$300K - $330K
|
23.1K
$416K
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
20KNew |
$260K - $286K
|
20K
$360K
|
|
|
Nov 15, 2021
Q3 2021
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
19.1KNew |
$248K - $273K
|
19.1K
$344K
|
|
|
Nov 12, 2021
Q3 2021
|
Acadian Asset Management LLC
Boston, MA |
BUY
|
- |
19K+ 136.57% |
$247K - $272K
|
33K
$594K
|
|
|
Oct 25, 2021
Q3 2021
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
18.1KNew |
$235K - $258K
|
18.1K
$325K
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
17.2KNew |
$224K - $246K
|
17.2K
$310K
|
|
|
Oct 12, 2021
Q3 2021
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
16.8KNew |
$218K - $240K
|
16.8K
$302K
|
|
|
Nov 12, 2021
Q3 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
16.4KNew |
$213K - $234K
|
16.4K
$295K
|
|
|
Nov 15, 2021
Q3 2021
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
15.9KNew |
$207K - $227K
|
15.9K
$286K
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
13.3KNew |
$173K - $190K
|
13.3K
$240K
|
|
|
Nov 15, 2021
Q3 2021
|
Mckinley Capital Management LLC
|
BUY
|
- |
12.8K+ 6.59% |
$166K - $183K
|
207K
$3.73M
|
|
|
Nov 08, 2021
Q3 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
12.6K+ 16.13% |
$164K - $180K
|
90.7K
$1.63M
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
11.1KNew |
$144K - $159K
|
11.1K
$200K
|
|
|
Nov 12, 2021
Q3 2021
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
10K+ 2.32% |
$130K - $143K
|
443K
$7.98M
|
|
|
Oct 25, 2021
Q3 2021
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
10K+ 2.32% |
$130K - $143K
|
443K
$7.98M
|
|
|
Nov 12, 2021
Q3 2021
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
7.27KNew |
$94.4K - $104K
|
7.27K
$131K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4.27K+ 4.71% |
$55.5K - $61K
|
95.1K
$1.71M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.1K+ 2.86% |
$53.2K - $58.5K
|
147K
$2.65M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.86K+ 20.02% |
$37.1K - $40.8K
|
17.1K
$308K
|
|
|
Nov 09, 2021
Q3 2021
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
2.8KNew |
$36.4K - $40K
|
2.8K
$50.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.72K+ 120.34% |
$35.3K - $38.8K
|
4.97K
$89.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.9KNew |
$24.7K - $27.1K
|
1.9K
$34.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
583+ 0.11% |
$7.57K - $8.33K
|
554K
$9.98M
|
|
|
Nov 12, 2021
Q3 2021
|
Smithfield Trust CO
Pittsburgh, PA |
BUY
|
- |
553New |
$7.18K - $7.9K
|
553
$9.95K
|
|
|
Nov 16, 2021
Q3 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
432+ 1.24% |
$5.61K - $6.17K
|
35.2K
$633K
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
277+ 2.42% |
$3.6K - $3.96K
|
11.7K
$211K
|
|
|
Nov 16, 2021
Q3 2021
|
Cornerstone Advisory, LLC
|
BUY
|
- |
233+ 0.62% |
$3.03K - $3.33K
|
38K
$684K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
200+ 0.35% |
$2.6K - $2.86K
|
57.4K
$1.03M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
153+ 0.59% |
$1.99K - $2.18K
|
26.2K
$472K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
143+ 0.99% |
$1.86K - $2.04K
|
14.7K
$264K
|
|
|
Nov 15, 2021
Q3 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
141+ 0.79% |
$1.83K - $2.01K
|
18K
$324K
|
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
39+ 1.67% |
$507 - $557
|
2.37K
$42.7K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
31+ 0.04% |
$403 - $443
|
78K
$1.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
30+ 2.71% |
$390 - $428
|
1.14K
$20.4K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|