Purchases and Sales Made in Q3 2023 in Carlyle Secured Lending, Inc. (CGBD)
This table provides information about the institutional ownership of Carlyle Secured Lending, Inc. (CGBD) during Q3 2023. The information is specifically focused on institutions that hold shares of Carlyle Secured Lending, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 03, 2023
Q3 2023
|
Lsv Asset Management
Chicago, IL |
BUY
|
- |
133K+ 8.6% |
$1.93M - $2.11M
|
1.68M
$28M
|
|
|
Nov 15, 2023
Q3 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
69.7KNew |
$1.01M - $1.1M
|
69.7K
$1.16M
|
|
|
Nov 14, 2023
Q3 2023
|
Macquarie Group LTD
Australia, C3 |
BUY
|
- |
64.6KNew |
$933K - $1.02M
|
64.6K
$1.07M
|
|
|
Nov 08, 2023
Q3 2023
|
Van Eck Associates Corp
|
BUY
|
- |
51.4K+ 6.5% |
$742K - $814K
|
842K
$14M
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
32KNew |
$462K - $507K
|
32K
$532K
|
|
|
Nov 13, 2023
Q3 2023
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
BUY
|
- |
28.5K+ 27.17% |
$412K - $451K
|
133K
$2.22M
|
|
|
Nov 14, 2023
Q3 2023
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
26.9KNew |
$388K - $425K
|
26.9K
$446K
|
|
|
Nov 13, 2023
Q3 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
25.8KNew |
$373K - $408K
|
25.8K
$429K
|
|
|
Nov 09, 2023
Q3 2023
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
24.5K+ 14.53% |
$353K - $387K
|
193K
$3.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
23.6KNew |
$340K - $373K
|
23.6K
$392K
|
|
|
Nov 15, 2023
Q3 2023
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
20.2KNew |
$292K - $320K
|
20.2K
$335K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
19.1K+ 21.09% |
$276K - $303K
|
110K
$1.82M
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
18.7KNew |
$271K - $297K
|
18.7K
$311K
|
|
|
Nov 07, 2023
Q3 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
17.5K+ 72.72% |
$252K - $277K
|
41.5K
$690K
|
|
|
Oct 19, 2023
Q3 2023
|
Gfs Advisors, LLC
|
BUY
|
- |
17KNew |
$245K - $268K
|
17K
$282K
|
|
|
Nov 16, 2023
Q3 2023
|
Greenwich Investment Management, Inc.
Stamford, CT |
BUY
|
- |
15.7K+ 15.56% |
$227K - $249K
|
117K
$1.94M
|
|
|
Nov 14, 2023
Q3 2023
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
15.6KNew |
$225K - $247K
|
15.6K
$259K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
12.6KNew |
$182K - $200K
|
12.6K
$210K
|
|
|
Nov 14, 2023
Q3 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
12.2K+ 4.69% |
$176K - $193K
|
272K
$4.52M
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
11.8K+ 14.97% |
$171K - $187K
|
90.7K
$1.51M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
10.6K+ 63.94% |
$153K - $168K
|
27.2K
$451K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
10.6K+ 0.56% |
$152K - $167K
|
1.89M
$31.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
10.4K+ 4.7% |
$151K - $165K
|
232K
$3.86M
|
|
|
Nov 09, 2023
Q3 2023
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
10KNew |
$144K - $158K
|
10K
$166K
|
|
|
Nov 13, 2023
Q3 2023
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
9.24K+ 801.73% |
$133K - $146K
|
10.4K
$173K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
9.04K+ 18.37% |
$131K - $143K
|
58.2K
$967K
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
8.14K+ 38.19% |
$117K - $129K
|
29.4K
$489K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
6.91K+ 35.71% |
$99.8K - $109K
|
26.3K
$436K
|
|
|
Nov 14, 2023
Q3 2023
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
5.6K+ 93.33% |
$80.9K - $88.6K
|
11.6K
$193K
|
|
|
Oct 19, 2023
Q3 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
5.06K+ 12.57% |
$73.1K - $80.1K
|
45.3K
$753K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
4.77K+ 28.72% |
$68.9K - $75.5K
|
21.4K
$355K
|
|
|
Nov 14, 2023
Q3 2023
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
4.3K+ 53.38% |
$62.1K - $68K
|
12.3K
$205K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
3.64K+ 6.64% |
$52.6K - $57.6K
|
58.5K
$972K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.3K+ 7.26% |
$47.6K - $52.2K
|
48.7K
$809K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.95K+ 10.33% |
$42.5K - $46.6K
|
31.5K
$523K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
2.39K+ 18.41% |
$34.5K - $37.8K
|
15.4K
$255K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.03K+ 1.32% |
$29.2K - $32.1K
|
155K
$2.57M
|
|
|
Nov 14, 2023
Q3 2023
|
Gries Financial LLC
Cleveland, OH |
BUY
|
- |
2K+ 0.97% |
$28.9K - $31.7K
|
208K
$3.45M
|
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.96K+ 3.19% |
$28.3K - $31K
|
63.5K
$1.05M
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.59K+ 161.23% |
$23K - $25.2K
|
2.58K
$42.9K
|
|
|
Oct 13, 2023
Q3 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
1.35K+ 3.88% |
$19.5K - $21.4K
|
36.1K
$600K
|
|
|
Nov 08, 2023
Q3 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
1.23K+ 1.87% |
$17.7K - $19.4K
|
66.6K
$1.11M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.1K+ 6.29% |
$15.8K - $17.3K
|
18.5K
$307K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.03K+ 1.43% |
$14.8K - $16.2K
|
72.8K
$1.21M
|
|
|
Nov 07, 2023
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
1K+ 9.35% |
$14.4K - $15.8K
|
11.7K
$194K
|
|
|
Oct 21, 2024
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
1K+ 9.35% |
$14.4K - $15.8K
|
11.7K
$194K
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
825+ 0.27% |
$11.9K - $13.1K
|
309K
$5.13M
|
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
BUY
|
- |
410New |
$5.92K - $6.49K
|
410
$6.81K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
400New |
$5.78K - $6.33K
|
400
$6.64K
|
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
BUY
|
- |
370+ 925.0% |
$5.34K - $5.86K
|
410
$6.81K
|