Purchases and Sales Made in Q3 2023 in Carlyle Secured Lending, Inc. (CGBD)
This table provides information about the institutional ownership of Carlyle Secured Lending, Inc. (CGBD) during Q3 2023. The information is specifically focused on institutions that hold shares of Carlyle Secured Lending, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
274+ 2.38% |
$3.96K - $4.34K
|
11.8K
$209K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
121+ 2.9% |
$1.75K - $1.92K
|
4.29K
$75.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
50+ 0.23% |
$722 - $792
|
21.6K
$381K
|
|
|
Nov 13, 2023
Q3 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
47+ 1.75% |
$679 - $744
|
2.73K
$48.2K
|
|
|
Oct 25, 2023
Q3 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
13+ 2.72% |
$188 - $206
|
491
$8.68K
|
|
|
Oct 12, 2023
Q3 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
1+ 3.7% |
$14.4 - $15.8
|
28
$495
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-409- 3.83% |
$5.91K - $6.47K
|
10.3K
$181K
|
|
|
Nov 14, 2023
Q3 2023
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-1.55K- 0.42% |
$22.4K - $24.5K
|
366K
$6.47M
|
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-2.13K- 6.08% |
$30.8K - $33.7K
|
32.9K
$582K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.7K- 11.25% |
$39K - $42.7K
|
21.3K
$376K
|
|
|
Nov 14, 2023
Q3 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-3.37K- 6.99% |
$48.7K - $53.4K
|
44.9K
$794K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-3.42K- 2.41% |
$49.4K - $54.2K
|
139K
$2.45M
|
|
|
Nov 14, 2023
Q3 2023
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-4.5K- 7.99% |
$65K - $71.2K
|
51.8K
$916K
|
|
|
Oct 25, 2023
Q3 2023
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
SELL
|
- |
-8.37K- 26.21% |
$121K - $132K
|
23.6K
$416K
|
|
|
Nov 13, 2023
Q3 2023
|
Mckinley Capital Management LLC
|
SELL
|
- |
-9.99K- 5.41% |
$144K - $158K
|
175K
$3.09M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-14.9K- 57.5% |
$215K - $235K
|
11K
$194K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-15.1K- 6.47% |
$218K - $239K
|
218K
$3.86M
|
|
|
Nov 13, 2023
Q3 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-20.9K- 52.65% |
$301K - $330K
|
18.8K
$332K
|
|
|
Nov 14, 2023
Q3 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-26.8K- 8.81% |
$387K - $424K
|
277K
$4.9M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-33.4K- 16.17% |
$482K - $528K
|
173K
$3.06M
|
|
|
Nov 02, 2023
Q3 2023
|
Novare Capital Management LLC
|
SELL
|
- |
-39.5K- 13.95% |
$570K - $625K
|
244K
$4.31M
|
|
|
Nov 13, 2023
Q3 2023
|
Muzinich & Co., Inc.
New York, NY |
SELL
|
- |
-53.4K- 16.21% |
$771K - $846K
|
276K
$4.88M
|
|
|
Oct 30, 2023
Q3 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-53.4K- 16.39% |
$771K - $846K
|
273K
$4.82M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-80.1K- 65.74% |
$1.16M - $1.27M
|
41.7K
$738K
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-96K- 63.39% |
$1.39M - $1.52M
|
55.4K
$980K
|
|
|
Nov 13, 2023
Q3 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-96K- 37.76% |
$1.39M - $1.52M
|
158K
$2.8M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-109K- 54.49% |
$1.57M - $1.72M
|
90.7K
$1.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-109K- 74.68% |
$1.58M - $1.73M
|
37K
$655K
|