Purchases and Sales Made in Q3 2023 in Cion Investment Corp (CION)
This table provides information about the institutional ownership of Cion Investment Corp (CION) during Q3 2023. The information is specifically focused on institutions that hold shares of CION Investment Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
1.64KNew |
$17.2K - $19.2K
|
1.64K
$18.9K
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
1.58K+ 3.75% |
$16.5K - $18.3K
|
43.5K
$500K
|
|
|
Nov 15, 2023
Q3 2023
|
Townsquare Capital LLC
|
BUY
|
- |
1.43K+ 5.12% |
$15K - $16.6K
|
29.3K
$336K
|
|
|
Oct 10, 2023
Q3 2023
|
Strong Tower Advisory Services
Minneapolis, MN |
BUY
|
- |
1.3K+ 11.6% |
$13.6K - $15.1K
|
12.5K
$144K
|
|
|
Nov 07, 2023
Q3 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
1.29K+ 2519.61% |
$13.5K - $15K
|
1.34K
$15.3K
|
|
|
Oct 17, 2023
Q3 2023
|
Founders Financial Securities LLC
|
BUY
|
- |
1.25K+ 2.99% |
$13.1K - $14.6K
|
43.1K
$495K
|
|
|
Nov 06, 2023
Q3 2023
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
1.11K+ 8.87% |
$11.6K - $12.9K
|
13.6K
$156K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
941New |
$9.86K - $11K
|
941
$10.8K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
935+ 23.93% |
$9.8K - $10.9K
|
4.84K
$55.6K
|
|
|
Oct 27, 2023
Q3 2023
|
First Horizon Advisors, Inc.
|
BUY
|
- |
928New |
$9.73K - $10.8K
|
928
$10.7K
|
|
|
Oct 25, 2023
Q3 2023
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
683+ 2.74% |
$7.16K - $7.96K
|
25.7K
$295K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
614+ 0.69% |
$6.43K - $7.15K
|
89K
$1.02M
|
|
|
Nov 09, 2023
Q3 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
600+ 300.0% |
$6.29K - $6.99K
|
800
$9.18K
|
|
|
Oct 24, 2023
Q3 2023
|
Simon Quick Advisors, LLC
|
BUY
|
- |
590+ 3.09% |
$6.18K - $6.87K
|
19.7K
$226K
|
|
|
Nov 14, 2023
Q3 2023
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
465+ 4.01% |
$4.87K - $5.42K
|
12K
$138K
|
|
|
Oct 25, 2023
Q3 2023
|
Bensler, LLC
Bellevue, WA |
BUY
|
- |
276+ 2.47% |
$2.89K - $3.22K
|
11.4K
$131K
|
|
|
Nov 01, 2023
Q3 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
212+ 1.99% |
$2.22K - $2.47K
|
10.9K
$125K
|
|
|
Oct 17, 2023
Q3 2023
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
207+ 0.69% |
$2.17K - $2.41K
|
30.2K
$347K
|
|
|
Oct 10, 2023
Q3 2023
|
Linscomb & Williams, Inc.
Houston, TX |
BUY
|
- |
99+ 0.81% |
$1.04K - $1.15K
|
12.3K
$141K
|
|
|
Nov 06, 2023
Q3 2023
|
New England Capital Financial Advisors LLC
Meriden, CT |
BUY
|
- |
58+ 3.08% |
$608 - $676
|
1.94K
$22.3K
|
|
|
Nov 02, 2023
Q3 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
BUY
|
- |
54+ 0.32% |
$566 - $629
|
16.7K
$192K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1+ 0.02% |
$10.5 - $11.7
|
6.05K
$69.4K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-13- 0.12% |
$136 - $151
|
10.6K
$121K
|
|
|
Nov 06, 2023
Q3 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-219- 1.12% |
$2.3K - $2.55K
|
19.3K
$221K
|
|
|
Oct 18, 2023
Q3 2023
|
Private Trust CO Na
|
SELL
|
- |
-320- 5.71% |
$3.35K - $3.73K
|
5.28K
$60.7K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-350- 96.15% |
$3.67K - $4.08K
|
14
$161
|
|
|
Oct 18, 2023
Q3 2023
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-434- 1.78% |
$4.55K - $5.06K
|
24K
$276K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-682- 7.2% |
$7.15K - $7.95K
|
8.78K
$101K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-938- 3.96% |
$9.83K - $10.9K
|
22.7K
$261K
|
|
|
Oct 18, 2023
Q3 2023
|
Advisory Alpha, LLC
|
SELL
|
- |
-1.26K- 11.14% |
$13.2K - $14.7K
|
10.1K
$116K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.28K- 2.95% |
$13.4K - $14.9K
|
41.9K
$481K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.39K- 2.72% |
$14.6K - $16.2K
|
49.7K
$570K
|
|
|
Nov 14, 2023
Q3 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-1.43K- 11.54% |
$14.9K - $16.6K
|
10.9K
$125K
|
|
|
Oct 30, 2023
Q3 2023
|
First Purpose Wealth LLC
|
SELL
|
- |
-1.45K- 0.71% |
$15.2K - $16.9K
|
204K
$2.34M
|
|
|
Nov 15, 2023
Q3 2023
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-1.72K- 9.94% |
$18K - $20K
|
15.5K
$178K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.87K- 14.61% |
$19.6K - $21.8K
|
10.9K
$126K
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
SELL
|
- |
-2K- 54.2% |
$20.9K - $23.3K
|
1.69K
$19.4K
|
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-2.04K- 1.06% |
$21.3K - $23.7K
|
190K
$2.18M
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-2.05K- 10.84% |
$21.4K - $23.8K
|
16.8K
$193K
|
|
|
Oct 18, 2023
Q3 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-2.24K- 5.17% |
$23.4K - $26.1K
|
41K
$471K
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-2.31K- 2.91% |
$24.3K - $27K
|
77.2K
$886K
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-2.64K- 7.45% |
$27.6K - $30.7K
|
32.8K
$376K
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-2.72K- 9.84% |
$28.5K - $31.7K
|
24.9K
$286K
|
|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-2.74K- 47.74% |
$28.7K - $31.9K
|
3K
$34.4K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-2.76K- 13.36% |
$28.9K - $32.2K
|
17.9K
$206K
|
|
|
Nov 13, 2023
Q3 2023
|
Dfpg Investments, LLC
|
SELL
|
- |
-2.77K- 11.43% |
$29.1K - $32.3K
|
21.5K
$247K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-2.82K- 64.13% |
$29.6K - $32.9K
|
1.58K
$18.1K
|
|
|
Oct 30, 2023
Q3 2023
|
Endowment Wealth Management, Inc.
Appleton, WI |
SELL
|
- |
-3.05K- 5.52% |
$32K - $35.5K
|
52.2K
$599K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.46K- 5.64% |
$36.3K - $40.3K
|
57.9K
$665K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.49K- 7.28% |
$36.6K - $40.6K
|
44.4K
$510K
|