Purchases and Sales Made in Q3 2023 in Cion Investment Corp (CION)
This table provides information about the institutional ownership of Cion Investment Corp (CION) during Q3 2023. The information is specifically focused on institutions that hold shares of CION Investment Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-4.18K- 9.82% |
$43.8K - $48.7K
|
38.4K
$418K
|
|
|
Nov 13, 2023
Q3 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-4.35K- 21.66% |
$45.6K - $50.7K
|
15.7K
$172K
|
|
|
Nov 13, 2023
Q3 2023
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-4.73K- 20.12% |
$49.6K - $55.1K
|
18.8K
$205K
|
|
|
Nov 09, 2023
Q3 2023
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
SELL
|
- |
-5.29K- 17.03% |
$55.4K - $61.6K
|
25.8K
$281K
|
|
|
Oct 12, 2023
Q3 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-5.58K- 3.73% |
$58.5K - $65.1K
|
144K
$1.57M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-5.85K- 4.39% |
$61.3K - $68.1K
|
127K
$1.39M
|
|
|
Oct 13, 2023
Q3 2023
|
Cooper Financial Group
|
SELL
|
- |
-5.95K- 7.91% |
$62.3K - $69.3K
|
69.2K
$755K
|
|
|
Nov 07, 2023
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-6.3K- 18.31% |
$66K - $73.4K
|
28.1K
$306K
|
|
|
Oct 21, 2024
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-6.3K- 18.31% |
$66K - $73.4K
|
28.1K
$306K
|
|
|
Nov 06, 2023
Q3 2023
|
Wealthstar Advisors, LLC
Plano, TX |
SELL
|
- |
-6.48K- 9.04% |
$67.9K - $75.5K
|
65.2K
$711K
|
|
|
Oct 27, 2023
Q3 2023
|
Carmel Capital Partners, LLC
|
SELL
|
- |
-8.08K- 61.76% |
$84.6K - $94.1K
|
5K
$54.5K
|
|
|
Oct 10, 2023
Q3 2023
|
Acorn Financial Advisory Services Inc
|
SELL
|
- |
-8.13K- 2.77% |
$85.2K - $94.7K
|
285K
$3.11M
|
|
|
Nov 14, 2023
Q3 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-9.32K- 25.14% |
$97.6K - $109K
|
27.7K
$302K
|
|
|
Oct 13, 2023
Q3 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-9.62K- 3.06% |
$101K - $112K
|
304K
$3.32M
|
|
|
Oct 31, 2023
Q3 2023
|
Triumph Capital Management
|
SELL
|
- |
-11.3K- 23.63% |
$119K - $132K
|
36.6K
$399K
|
|
|
Nov 13, 2023
Q3 2023
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-12.5K- 35.38% |
$131K - $146K
|
22.9K
$250K
|
|
|
Nov 13, 2023
Q3 2023
|
Pinkerton Retirement Specialists, LLC
Coeur D Alene, ID |
SELL
|
- |
-13.9K- 1.74% |
$145K - $162K
|
783K
$8.54M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-14K- 3.4% |
$147K - $163K
|
398K
$4.34M
|
|
|
Nov 03, 2023
Q3 2023
|
Berger Financial Group, Inc
Plymouth, MN |
SELL
|
- |
-14K- 3.85% |
$147K - $163K
|
350K
$3.82M
|
|
|
Oct 12, 2023
Q3 2023
|
Paradigm Financial Partners, LLC
|
SELL
|
- |
-14.1K- 7.33% |
$148K - $164K
|
178K
$1.94M
|
|
|
Oct 25, 2023
Q3 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-15.2K- 24.9% |
$159K - $177K
|
45.8K
$499K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-15.4K- 13.78% |
$161K - $179K
|
96.1K
$1.05M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-16.2K- 12.11% |
$170K - $189K
|
118K
$1.28M
|
|
|
Nov 13, 2023
Q3 2023
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-18.6K- 19.41% |
$195K - $217K
|
77.2K
$842K
|
|
|
Oct 30, 2023
Q3 2023
|
Regatta Capital Group, LLC
El Segundo, CA |
SELL
|
- |
-19.4K- 38.23% |
$203K - $226K
|
31.4K
$342K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-19.4K- 31.26% |
$204K - $226K
|
42.7K
$466K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-23.1K- 4.15% |
$242K - $269K
|
533K
$5.81M
|
|
|
Nov 14, 2023
Q3 2023
|
Putnam Investments LLC
Boston, MA |
SELL
|
- |
-30.6K- 48.32% |
$321K - $357K
|
32.7K
$357K
|
|
|
Nov 20, 2023
Q3 2023
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-31.1K- 83.94% |
$326K - $363K
|
5.96K
$64.9K
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-31.9K- 31.86% |
$334K - $372K
|
68.2K
$744K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-36.1K- 3.09% |
$378K - $420K
|
1.13M
$12.3M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-38.2K- 8.34% |
$400K - $445K
|
420K
$4.58M
|
|
|
Nov 13, 2023
Q3 2023
|
Pax Financial Group, LLC
San Antonio, TX |
SELL
|
- |
-40.8K- 59.63% |
$427K - $475K
|
27.6K
$301K
|
|
|
Nov 15, 2023
Q3 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-42.7K- 53.07% |
$447K - $497K
|
37.7K
$411K
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-51.3K- 73.6% |
$537K - $597K
|
18.4K
$200K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-70.1K- 6.41% |
$734K - $816K
|
1.02M
$11.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-81.4K- 29.75% |
$854K - $949K
|
192K
$2.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-82.7K- 28.9% |
$867K - $963K
|
203K
$2.22M
|