Purchases and Sales Made in Q4 2021 in Cion Investment Corp (CION)
This table provides information about the institutional ownership of Cion Investment Corp (CION) during Q4 2021. The information is specifically focused on institutions that hold shares of CION Investment Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 15, 2022
Q4 2021
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
805KNew |
$9.5M - $12M
|
805K
$9.24M
|
|
|
Feb 10, 2022
Q4 2021
|
Paradigm Financial Partners, LLC
|
BUY
|
- |
569KNew |
$6.71M - $8.46M
|
569K
$6.53M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
424KNew |
$5.01M - $6.31M
|
424K
$4.87M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
250KNew |
$2.95M - $3.72M
|
250K
$2.87M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
190KNew |
$2.25M - $2.83M
|
190K
$2.19M
|
|
|
Jan 26, 2022
Q4 2021
|
Berger Financial Group, Inc
Plymouth, MN |
BUY
|
- |
142KNew |
$1.68M - $2.12M
|
142K
$1.64M
|
|
|
Feb 11, 2022
Q4 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
130KNew |
$1.53M - $1.92M
|
130K
$1.49M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
109KNew |
$1.28M - $1.61M
|
109K
$1.25M
|
|
|
Feb 14, 2022
Q4 2021
|
Ares Management LLC
Los Angeles, CA |
BUY
|
- |
106KNew |
$1.26M - $1.58M
|
106K
$1.22M
|
|
|
Feb 01, 2022
Q4 2021
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
96.9KNew |
$1.14M - $1.44M
|
96.9K
$1.11M
|
|
|
Feb 14, 2022
Q4 2021
|
Benefit Street Partners LLC
|
BUY
|
- |
82KNew |
$968K - $1.22M
|
82K
$941K
|
|
|
Feb 24, 2022
Q4 2021
|
First Purpose Wealth LLC
|
BUY
|
- |
78.9KNew |
$931K - $1.17M
|
78.9K
$906K
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
69KNew |
$814K - $1.02M
|
69K
$792K
|
|
|
Feb 14, 2022
Q4 2021
|
Ergoteles LLC
New York, NY |
BUY
|
- |
57.7KNew |
$681K - $858K
|
57.7K
$663K
|
|
|
Feb 23, 2022
Q4 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
57.7KNew |
$680K - $857K
|
57.7K
$662K
|
|
|
Feb 11, 2022
Q4 2021
|
Cooper Financial Group
|
BUY
|
- |
49.1KNew |
$579K - $729K
|
49.1K
$563K
|
|
|
Feb 11, 2022
Q4 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
46.5KNew |
$548K - $691K
|
46.5K
$534K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
41.4KNew |
$488K - $614K
|
41.4K
$475K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
37.6KNew |
$443K - $558K
|
37.6K
$431K
|
|
|
Feb 14, 2022
Q4 2021
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
34KNew |
$402K - $506K
|
34K
$391K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
31.8KNew |
$375K - $472K
|
31.8K
$365K
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
31.7KNew |
$374K - $472K
|
31.7K
$364K
|
|
|
Feb 17, 2022
Q4 2021
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
30.2KNew |
$356K - $449K
|
30.2K
$347K
|
|
|
Feb 01, 2022
Q4 2021
|
Gitterman Wealth Management, LLC
|
BUY
|
- |
28.6KNew |
$338K - $425K
|
28.6K
$329K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
25KNew |
$295K - $372K
|
25K
$287K
|
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
24.4KNew |
$288K - $362K
|
24.4K
$280K
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
24.3KNew |
$286K - $361K
|
24.3K
$279K
|
|
|
Feb 11, 2022
Q4 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
24.2KNew |
$285K - $359K
|
24.2K
$278K
|
|
|
Jan 27, 2022
Q4 2021
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
BUY
|
- |
22.1KNew |
$261K - $328K
|
22.1K
$254K
|
|
|
Feb 07, 2022
Q4 2021
|
Pax Financial Group, LLC
San Antonio, TX |
BUY
|
- |
22KNew |
$260K - $327K
|
22K
$253K
|
|
|
Feb 14, 2022
Q4 2021
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
20.6KNew |
$243K - $306K
|
20.6K
$236K
|
|
|
Feb 09, 2022
Q4 2021
|
Wealthstar Advisors, LLC
Plano, TX |
BUY
|
- |
20.5KNew |
$241K - $304K
|
20.5K
$235K
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
19.7KNew |
$233K - $293K
|
19.7K
$226K
|
|
|
Feb 09, 2022
Q4 2021
|
Swmg, LLC
Fort Worth, TX |
BUY
|
- |
19.4KNew |
$229K - $288K
|
19.4K
$222K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
19.3KNew |
$227K - $286K
|
19.3K
$221K
|
|
|
Feb 23, 2022
Q4 2021
|
Regatta Capital Group, LLC
El Segundo, CA |
BUY
|
- |
18.6KNew |
$219K - $276K
|
18.6K
$213K
|
|
|
Feb 11, 2022
Q4 2021
|
Aveo Capital Partners, LLC
|
BUY
|
- |
18.3KNew |
$216K - $272K
|
18.3K
$210K
|
|
|
Jan 20, 2022
Q4 2021
|
Alpha Omega Group, Inc.
|
BUY
|
- |
17.8KNew |
$211K - $265K
|
17.8K
$205K
|
|
|
Feb 03, 2022
Q4 2021
|
Kalos Management, Inc.
Alpharetta, GA |
BUY
|
- |
17.8K+ 6.0% |
$210K - $264K
|
314K
$3.6M
|
|
|
Feb 11, 2022
Q4 2021
|
Endowment Wealth Management, Inc.
Appleton, WI |
BUY
|
- |
17.3KNew |
$204K - $257K
|
17.3K
$199K
|
|
|
Jan 12, 2022
Q4 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
17.3KNew |
$204K - $257K
|
17.3K
$198K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
16.9KNew |
$200K - $251K
|
16.9K
$194K
|
|
|
Feb 04, 2022
Q4 2021
|
Foresight Wealth Management, LLC
|
BUY
|
- |
15.9KNew |
$188K - $236K
|
15.9K
$182K
|
|
|
Feb 14, 2022
Q4 2021
|
Hrt Financial LP
New York, NY |
BUY
|
- |
15.8KNew |
$187K - $235K
|
15.8K
$182K
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
15.1KNew |
$178K - $224K
|
15.1K
$173K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
13.6KNew |
$161K - $202K
|
13.6K
$156K
|
|
|
Nov 17, 2023
Q4 2021
|
National Wealth Management Group, LLC
Cincinnati, OH |
BUY
|
- |
13.5KNew |
$159K - $201K
|
13.5K
$155K
|
|
|
Feb 14, 2022
Q4 2021
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
13.3KNew |
$157K - $198K
|
13.3K
$153K
|
|
|
Feb 14, 2022
Q4 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
13.1KNew |
$154K - $194K
|
13.1K
$150K
|
|
|
Feb 11, 2022
Q4 2021
|
Triumph Capital Management
|
BUY
|
- |
12KNew |
$142K - $179K
|
12K
$138K
|