Purchases and Sales Made in Q1 2023 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q1 2023. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 22, 2023
Q1 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
31New |
$2.78K - $3.78K
|
31
$5.77K
|
|
|
May 10, 2023
Q1 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
30New |
$2.69K - $3.65K
|
30
$5.58K
|
|
|
May 09, 2023
Q1 2023
|
Laffer Tengler Investments
Nashville, TN |
BUY
|
- |
29+ 0.91% |
$2.6K - $3.53K
|
3.22K
$599K
|
|
|
May 16, 2023
Q1 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
26+ 371.43% |
$2.33K - $3.17K
|
33
$6.14K
|
|
|
May 10, 2023
Q1 2023
|
Bell Investment Advisors, Inc
Oakland, CA |
BUY
|
- |
25+ 30.86% |
$2.24K - $3.05K
|
106
$19.7K
|
|
|
Sep 01, 2023
Q1 2023
|
Jag Capital Management, LLC
|
BUY
|
- |
24New |
$2.15K - $2.92K
|
24
$4.47K
|
|
|
May 04, 2023
Q1 2023
|
Glassman Wealth Services
|
BUY
|
- |
23+ 1.79% |
$2.06K - $2.8K
|
1.31K
$244K
|
|
|
Apr 20, 2023
Q1 2023
|
Private Ocean, LLC
|
BUY
|
- |
23New |
$2.06K - $2.8K
|
23
$4.28K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Investment Management Company, LLC
|
BUY
|
- |
23+ 0.19% |
$2.06K - $2.8K
|
12K
$2.23M
|
|
|
May 15, 2023
Q1 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
21+ 0.12% |
$1.88K - $2.56K
|
17.6K
$3.27M
|
|
|
May 04, 2023
Q1 2023
|
Parkside Financial Bank & Trust
|
BUY
|
- |
21+ 4.05% |
$1.88K - $2.56K
|
539
$100K
|
|
|
May 05, 2023
Q1 2023
|
Wealth Management Solutions, LLC
|
BUY
|
- |
21+ 0.54% |
$1.88K - $2.56K
|
3.89K
$723K
|
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
21+ 0.91% |
$1.88K - $2.56K
|
2.33K
$433K
|
|
|
Apr 25, 2023
Q1 2023
|
Tru Wealth Advisors, LLC
|
BUY
|
- |
20+ 0.87% |
$1.79K - $2.44K
|
2.32K
$432K
|
|
|
May 11, 2023
Q1 2023
|
Hoey Investments, Inc
Coatesville, PA |
BUY
|
- |
20New |
$1.79K - $2.44K
|
20
$3.72K
|
|
|
May 08, 2023
Q1 2023
|
Laurel Wealth Advisors LLC
Charlotte, NC |
BUY
|
- |
17+ 283.33% |
$1.53K - $2.07K
|
23
$4.28K
|
|
|
Apr 13, 2023
Q1 2023
|
Central Bank & Trust CO
|
BUY
|
- |
17New |
$1.53K - $2.07K
|
17
$3.16K
|
|
|
May 05, 2023
Q1 2023
|
Evolution Advisers, Inc.
|
BUY
|
- |
17+ 3.3% |
$1.53K - $2.07K
|
532
$99K
|
|
|
May 03, 2023
Q1 2023
|
Riverview Capital Advisers, LLC
Boston, MA |
BUY
|
- |
15+ 0.7% |
$1.35K - $1.83K
|
2.15K
$401K
|
|
|
May 08, 2023
Q1 2023
|
Stokes Family Office, LLC
|
BUY
|
- |
15+ 0.6% |
$1.35K - $1.83K
|
2.51K
$467K
|
|
|
Apr 04, 2023
Q1 2023
|
Platform Technology Partners
|
BUY
|
- |
13+ 0.35% |
$1.17K - $1.58K
|
3.77K
$701K
|
|
|
May 02, 2023
Q1 2023
|
Schubert & CO
|
BUY
|
- |
12+ 23.53% |
$1.08K - $1.46K
|
63
$11.7K
|
|
|
May 08, 2023
Q1 2023
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
12+ 5.91% |
$1.08K - $1.46K
|
215
$40K
|
|
|
May 11, 2023
Q1 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
12New |
$1.08K - $1.46K
|
12
$2.23K
|
|
|
Apr 11, 2023
Q1 2023
|
Gateway Investment Advisers LLC
|
BUY
|
- |
11+ 0.34% |
$987 - $1.34K
|
3.22K
$599K
|
|
|
May 12, 2023
Q1 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
11+ 0.14% |
$987 - $1.34K
|
7.76K
$1.44M
|
|
|
Apr 18, 2023
Q1 2023
|
Wolff Wiese Magana LLC
|
BUY
|
- |
10+ 50.0% |
$897 - $1.22K
|
30
$5.58K
|
|
|
Nov 27, 2023
Q1 2023
|
Usa Financial Portformulas Corp
Ada, MI |
BUY
|
- |
10+ 250.0% |
$897 - $1.22K
|
14
$2.6K
|
|
|
May 09, 2023
Q1 2023
|
Eubel Brady & Suttman Asset Management Inc
Dayton, OH |
BUY
|
- |
9+ 0.09% |
$807 - $1.1K
|
9.91K
$1.84M
|
|
|
Apr 24, 2024
Q1 2023
|
Bulltick Wealth Management, LLC
Miami, FL |
BUY
|
- |
9+ 0.07% |
$807 - $1.1K
|
13.1K
$2.44M
|
|
|
Apr 18, 2023
Q1 2023
|
Hm Payson & CO
Portland, ME |
BUY
|
- |
9+ 0.11% |
$807 - $1.1K
|
8.04K
$1.5M
|
|
|
Apr 20, 2023
Q1 2023
|
Sjs Investment Consulting Inc.
Sylvania, OH |
BUY
|
- |
7+ 13.46% |
$628 - $853
|
59
$11K
|
|
|
Apr 21, 2023
Q1 2023
|
Ghp Investment Advisors, Inc.
Denver, CO |
BUY
|
- |
6+ 0.63% |
$538 - $731
|
964
$179K
|
|
|
Apr 24, 2023
Q1 2023
|
Tru Independence LLC
|
BUY
|
- |
6+ 0.2% |
$538 - $731
|
3.05K
$567K
|
|
|
May 03, 2023
Q1 2023
|
Capital Advisors, Ltd. LLC
|
BUY
|
- |
4+ 0.24% |
$359 - $487
|
1.66K
$308K
|
|
|
Apr 27, 2023
Q1 2023
|
Roman Butler Fullerton & CO
|
BUY
|
- |
3+ 0.14% |
$269 - $365
|
2.15K
$400K
|
|
|
May 05, 2023
Q1 2023
|
Avion Wealth
The Woodlands, TX |
BUY
|
- |
2New |
$179 - $244
|
2
$372
|
|
|
Apr 11, 2023
Q1 2023
|
Seneca House Advisors
|
BUY
|
- |
2+ 0.04% |
$179 - $244
|
4.71K
$876K
|
|
|
Apr 17, 2023
Q1 2023
|
Annapolis Financial Services, LLC
|
BUY
|
- |
2+ 0.65% |
$179 - $244
|
311
$57.9K
|
|
|
Nov 07, 2023
Q1 2023
|
Sutton Wealth Advisors Inc.
Tampa, FL |
BUY
|
- |
2+ 0.4% |
$179 - $244
|
500
$93K
|
|
|
May 11, 2023
Q1 2023
|
Colonial Trust Advisors
Spartanburg, SC |
BUY
|
- |
2+ 50.0% |
$179 - $244
|
6
$1.12K
|
|
|
Apr 25, 2023
Q1 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
1+ 1.39% |
$89.7 - $122
|
73
$13.6K
|
|
|
May 05, 2023
Q1 2023
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
1+ 0.41% |
$89.7 - $122
|
247
$46K
|
|
|
May 03, 2023
Q1 2023
|
Guardian Wealth Advisors, LLC
Bloomington, MN |
BUY
|
- |
1New |
$89.7 - $122
|
1
$186
|
|
|
May 03, 2023
Q1 2023
|
Lyell Wealth Management, LP
|
BUY
|
- |
1+ 0.03% |
$89.7 - $122
|
3.78K
$703K
|
|
|
Apr 19, 2023
Q1 2023
|
Forum Financial Management, LP
Lombard, IL |
BUY
|
- |
1+ 0.02% |
$89.7 - $122
|
4.83K
$898K
|
|
|
May 04, 2023
Q1 2023
|
New England Capital Financial Advisors LLC
Meriden, CT |
BUY
|
- |
1+ 12.5% |
$89.7 - $122
|
9
$1.67K
|
|
|
Nov 26, 2024
Q1 2023
|
Erste Asset Management Gmb H
Vienna, C4 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
Evercore Wealth Management, LLC
New York, NY |
SELL
|
- |
-1- 0.01% |
$89.7 - $122
|
10.4K
$1.93M
|
|
|
May 11, 2023
Q1 2023
|
Ironwood Investment Counsel, LLC
|
SELL
|
- |
-2- -0.0% |
$179 - $244
|
45.9K
$8.53M
|