Insider Transactions in Q1 2020 at Capital One Financial Corp (COF)
Insider Transaction List (Q1 2020)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Mar 19
2020
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Open market or private sale
|
Direct |
2,263
-9.21%
|
$97,309
$43.08 P/Share
|
|
Mar 05
2020
|
Jory A Berson |
SELL
Payment of exercise price or tax liability
|
Direct |
5,125
-7.55%
|
$435,625
$85.08 P/Share
|
|
Mar 05
2020
|
Jory A Berson |
BUY
Grant, award, or other acquisition
|
Direct |
11,363
+14.34%
|
-
|
|
Mar 05
2020
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
2,115
-7.93%
|
$179,775
$85.08 P/Share
|
|
Mar 05
2020
|
Kleber Santos Pres., Retail & Direct Banking |
BUY
Grant, award, or other acquisition
|
Direct |
4,378
+14.1%
|
-
|
|
Mar 05
2020
|
Sheldon Hall Senior Advisor to CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
2,038
-3.26%
|
$173,230
$85.08 P/Share
|
|
Mar 05
2020
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Direct |
4,219
+6.32%
|
-
|
|
Mar 05
2020
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
5,133
-4.48%
|
$436,305
$85.08 P/Share
|
|
Mar 05
2020
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
11,381
+9.03%
|
-
|
|
Mar 05
2020
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Payment of exercise price or tax liability
|
Direct |
2,554
-8.19%
|
$217,090
$85.08 P/Share
|
|
Mar 05
2020
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Grant, award, or other acquisition
|
Direct |
5,661
+15.36%
|
-
|
|
Mar 05
2020
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
7,198
-7.33%
|
$611,830
$85.08 P/Share
|
|
Mar 05
2020
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
14,902
+13.18%
|
-
|
|
Mar 05
2020
|
Michael Slocum President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
7,250
-10.8%
|
$616,250
$85.08 P/Share
|
|
Mar 05
2020
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
13,622
+16.87%
|
-
|
|
Mar 05
2020
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
4,044
-8.34%
|
$343,740
$85.08 P/Share
|
|
Mar 05
2020
|
Richard Scott Blackley Senior Advisor |
BUY
Grant, award, or other acquisition
|
Direct |
8,965
+15.61%
|
-
|
|
Mar 05
2020
|
Michael J Wassmer President, Card |
SELL
Payment of exercise price or tax liability
|
Direct |
4,354
-4.31%
|
$370,090
$85.08 P/Share
|
|
Mar 05
2020
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
9,654
+8.71%
|
-
|
|
Mar 05
2020
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Payment of exercise price or tax liability
|
Direct |
2,074
-5.44%
|
$176,290
$85.08 P/Share
|
|
Mar 05
2020
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
BUY
Grant, award, or other acquisition
|
Direct |
4,293
+10.12%
|
-
|
|
Mar 05
2020
|
John G Finneran Jr |
SELL
Payment of exercise price or tax liability
|
Direct |
6,791
-11.01%
|
$577,235
$85.08 P/Share
|
|
Mar 05
2020
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
14,060
+18.56%
|
-
|
|
Mar 05
2020
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
5,236
-4.44%
|
$445,060
$85.08 P/Share
|
|
Mar 05
2020
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
13,304
+10.15%
|
-
|
|
Mar 05
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
72,551
-2.03%
|
$6,166,835
$85.08 P/Share
|
|
Mar 05
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Grant, award, or other acquisition
|
Direct |
160,866
+4.3%
|
-
|
|
Mar 05
2020
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
6,072
-10.64%
|
$516,120
$85.08 P/Share
|
|
Mar 05
2020
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
12,571
+18.05%
|
-
|
|
Feb 28
2020
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Open market or private sale
|
Direct |
15,231
-14.37%
|
$1,309,866
$86.21 P/Share
|
|
Feb 26
2020
|
Eileen Serra Director |
BUY
Grant, award, or other acquisition
|
Direct |
485
+50.0%
|
-
|
|
Feb 21
2020
|
Richard Scott Blackley Senior Advisor |
SELL
Open market or private sale
|
Direct |
14,817
-27.28%
|
$1,511,334
$102.51 P/Share
|
|
Feb 20
2020
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Open market or private sale
|
Direct |
2,206
-9.0%
|
$222,806
$101.25 P/Share
|
|
Feb 15
2020
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
4,243
-5.17%
|
$432,786
$102.64 P/Share
|
|
Feb 15
2020
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,622
-4.27%
|
$267,444
$102.03 P/Share
|
|
Feb 15
2020
|
Kleber Santos Pres., Retail & Direct Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
2,622
+4.09%
|
-
|
|
Feb 15
2020
|
Timothy P Golden Controller |
SELL
Payment of exercise price or tax liability
|
Direct |
704
-1.88%
|
$71,808
$102.64 P/Share
|
|
Feb 15
2020
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
7,063
-2.68%
|
$720,426
$102.64 P/Share
|
|
Feb 15
2020
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
5,057
-2.69%
|
$515,814
$102.03 P/Share
|
|
Feb 15
2020
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
5,057
+2.62%
|
-
|
|
Feb 15
2020
|
Michael J Wassmer President, Card |
SELL
Payment of exercise price or tax liability
|
Direct |
6,893
-2.39%
|
$703,086
$102.64 P/Share
|
|
Feb 15
2020
|
Michael J Wassmer President, Card |
SELL
Sale (or disposition) back to the issuer
|
Direct |
4,431
-2.18%
|
$451,962
$102.03 P/Share
|
|
Feb 15
2020
|
Michael J Wassmer President, Card |
BUY
Exercise of conversion of derivative security
|
Direct |
4,431
+2.13%
|
-
|
|
Feb 15
2020
|
Lia Dean Pres, Banking & Prem. Products |
SELL
Payment of exercise price or tax liability
|
Direct |
2,040
-2.76%
|
$208,080
$102.64 P/Share
|
|
Feb 15
2020
|
John G Finneran Jr |
SELL
Payment of exercise price or tax liability
|
Direct |
7,095
-4.52%
|
$723,690
$102.64 P/Share
|
|
Feb 15
2020
|
John G Finneran Jr |
SELL
Sale (or disposition) back to the issuer
|
Direct |
5,251
-4.48%
|
$535,602
$102.03 P/Share
|
|
Feb 15
2020
|
John G Finneran Jr |
BUY
Exercise of conversion of derivative security
|
Direct |
5,251
+4.28%
|
-
|
|
Feb 15
2020
|
Sheldon Hall Senior Advisor to CEO |
SELL
Payment of exercise price or tax liability
|
Indirect |
123
-1.0%
|
$12,546
$102.64 P/Share
|
|
Feb 15
2020
|
Sheldon Hall Senior Advisor to CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
3,847
-2.11%
|
$392,394
$102.64 P/Share
|
|
Feb 15
2020
|
Sheldon Hall Senior Advisor to CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,340
-1.84%
|
$238,680
$102.03 P/Share
|