Insider Transactions in Q4 2016 at Capital One Financial Corp (COF)
Insider Transaction List (Q4 2016)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Dec 14
2016
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Open market or private sale
|
Direct |
20,000
-9.23%
|
$1,780,000
$89.08 P/Share
|
|
Dec 14
2016
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
20,000
+15.53%
|
$1,520,000
$76.79 P/Share
|
|
Dec 12
2016
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
35,107
-14.42%
|
$3,159,630
$90.39 P/Share
|
|
Dec 12
2016
|
Robert M. Alexander Chief Information Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
29,190
+18.22%
|
$2,218,440
$76.79 P/Share
|
|
Dec 12
2016
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
23,560
-6.95%
|
$2,120,400
$90.42 P/Share
|
|
Dec 12
2016
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
23,560
+11.84%
|
$1,790,560
$76.79 P/Share
|
|
Dec 12
2016
|
Lewis Hay Iii Director |
SELL
Open market or private sale
|
Direct |
12,515
-12.02%
|
$1,126,350
$90.59 P/Share
|
|
Dec 12
2016
|
Lewis Hay Iii Director |
BUY
Exercise of conversion of derivative security
|
Direct |
12,515
+10.68%
|
$763,415
$61.01 P/Share
|
|
Nov 23
2016
|
Jory A Berson |
SELL
Open market or private sale
|
Direct |
115,650
-55.89%
|
$9,714,600
$84.0 P/Share
|
|
Nov 23
2016
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
107,800
+23.34%
|
$6,683,600
$62.87 P/Share
|
|
Nov 11
2016
|
John G Finneran Jr |
SELL
Open market or private sale
|
Direct |
88,510
-38.6%
|
$7,080,800
$80.85 P/Share
|
|
Nov 11
2016
|
John G Finneran Jr |
BUY
Exercise of conversion of derivative security
|
Direct |
88,510
+27.85%
|
$6,726,760
$76.79 P/Share
|
|
Nov 11
2016
|
Jory A Berson |
SELL
Open market or private sale
|
Direct |
7,086
-6.67%
|
$566,880
$80.0 P/Share
|
|
Nov 11
2016
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
132,942
-4.88%
|
$10,635,360
$80.1 P/Share
|
|
Nov 11
2016
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
132,942
+4.65%
|
$6,647,100
$50.99 P/Share
|
|
Nov 10
2016
|
John G Finneran Jr |
SELL
Bona fide gift
|
Direct |
1,400
-0.98%
|
-
|
|
Nov 10
2016
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
378,100
-4.38%
|
$29,491,800
$78.38 P/Share
|
|
Nov 10
2016
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
378,100
+11.29%
|
$28,735,600
$76.45 P/Share
|
|
Nov 09
2016
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
361,982
-6.31%
|
$27,148,650
$75.83 P/Share
|
|
Nov 09
2016
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
361,982
+5.92%
|
$22,804,866
$63.72 P/Share
|
|
Oct 31
2016
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
4,300
-0.17%
|
$322,500
$75.12 P/Share
|
|
Oct 31
2016
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
4,300
+0.17%
|
$215,000
$50.99 P/Share
|
|
Oct 28
2016
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
6,800
-0.26%
|
$510,000
$75.03 P/Share
|
|
Oct 28
2016
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
6,800
+0.26%
|
$340,000
$50.99 P/Share
|
|
Oct 27
2016
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
259,114
-9.08%
|
$19,433,550
$75.16 P/Share
|
|
Oct 27
2016
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
259,114
+8.33%
|
$12,955,700
$50.99 P/Share
|