Insider Transactions in Q4 2020 at Capital One Financial Corp (COF)
Insider Transaction List (Q4 2020)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Dec 30
2020
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
5,671
-5.9%
|
$550,087
$97.02 P/Share
|
|
Dec 21
2020
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
8,185
-7.84%
|
$785,760
$96.0 P/Share
|
|
Dec 21
2020
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Open market or private sale
|
Direct |
32,603
-38.76%
|
$3,097,285
$95.0 P/Share
|
|
Dec 21
2020
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
32,603
+27.93%
|
$1,825,768
$56.32 P/Share
|
|
Dec 14
2020
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
5,534
-5.04%
|
$514,662
$93.46 P/Share
|
|
Dec 14
2020
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Open market or private sale
|
Direct |
39,456
-17.19%
|
$3,629,952
$92.07 P/Share
|
|
Dec 10
2020
|
Jory A Berson |
SELL
Open market or private sale
|
Direct |
67,929
-20.63%
|
$6,317,397
$93.95 P/Share
|
|
Dec 10
2020
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
56,482
+21.4%
|
$3,784,294
$67.34 P/Share
|
|
Dec 09
2020
|
Michael J Wassmer President, Card |
SELL
Open market or private sale
|
Direct |
1,965
-2.48%
|
$186,675
$95.0 P/Share
|
|
Nov 13
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
31,050
-0.28%
|
$2,639,250
$85.74 P/Share
|
|
Nov 13
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.1%
|
$1,946,784
$48.28 P/Share
|
|
Nov 12
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
31,205
-0.43%
|
$2,590,015
$83.7 P/Share
|
|
Nov 12
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.1%
|
$1,946,784
$48.28 P/Share
|
|
Nov 11
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
30,940
-0.28%
|
$2,629,900
$85.67 P/Share
|
|
Nov 11
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.1%
|
$1,946,784
$48.28 P/Share
|
|
Nov 10
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
30,560
-0.28%
|
$2,658,720
$87.79 P/Share
|
|
Nov 10
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.11%
|
$1,946,784
$48.28 P/Share
|
|
Nov 09
2020
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
50,003
-31.27%
|
$4,350,261
$87.75 P/Share
|
|
Nov 09
2020
|
Robert M. Alexander Chief Information Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
50,383
+23.96%
|
$2,418,384
$48.28 P/Share
|
|
Nov 09
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
30,345
-0.28%
|
$2,670,360
$88.47 P/Share
|
|
Nov 09
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.11%
|
$1,946,784
$48.28 P/Share
|
|
Nov 06
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
31,910
-0.3%
|
$2,488,980
$78.72 P/Share
|
|
Nov 06
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.11%
|
$1,946,784
$48.28 P/Share
|
|
Nov 05
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
32,255
-0.3%
|
$2,483,635
$77.7 P/Share
|
|
Nov 05
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.12%
|
$1,946,784
$48.28 P/Share
|
|
Nov 04
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Bona fide gift
|
Direct |
10,360
-0.29%
|
-
|
|
Nov 04
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
32,490
-0.23%
|
$2,436,750
$75.42 P/Share
|
|
Nov 04
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.11%
|
$1,946,784
$48.28 P/Share
|
|
Nov 03
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
32,060
-0.45%
|
$2,468,620
$77.94 P/Share
|
|
Nov 03
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.12%
|
$1,946,784
$48.28 P/Share
|
|
Nov 02
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
32,728
-0.46%
|
$2,454,600
$75.0 P/Share
|
|
Nov 02
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.12%
|
$1,946,784
$48.28 P/Share
|
|
Oct 30
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
33,217
-0.47%
|
$2,391,624
$72.26 P/Share
|
|
Oct 30
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,558
+1.12%
|
$1,946,784
$48.28 P/Share
|
|
Oct 29
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
33,275
-0.31%
|
$2,395,800
$72.29 P/Share
|
|
Oct 29
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,557
+1.12%
|
$1,946,736
$48.28 P/Share
|
|
Oct 28
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
33,155
-0.31%
|
$2,387,160
$72.81 P/Share
|
|
Oct 28
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,557
+1.13%
|
$1,946,736
$48.28 P/Share
|
|
Oct 27
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
32,796
-0.46%
|
$2,426,904
$74.49 P/Share
|
|
Oct 27
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,557
+1.13%
|
$1,946,736
$48.28 P/Share
|
|
Oct 26
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Open market or private sale
|
Direct |
32,615
-0.31%
|
$2,446,125
$75.81 P/Share
|
|
Oct 26
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
40,557
+1.13%
|
$1,946,736
$48.28 P/Share
|
|
Oct 05
2020
|
Michael J Wassmer President, Card |
SELL
Open market or private sale
|
Direct |
13,784
-12.45%
|
$1,075,152
$78.0 P/Share
|
|
Oct 05
2020
|
Michael J Wassmer President, Card |
BUY
Exercise of conversion of derivative security
|
Direct |
13,784
+11.07%
|
$661,632
$48.28 P/Share
|