Purchases and Sales Made in Q3 2023 in Indexiq ETF Tr Chaikin Us Smal (CSML)
This table provides information about the institutional ownership of Indexiq ETF Tr Chaikin Us Smal (CSML) during Q3 2023. The information is specifically focused on institutions that hold shares of INDEXIQ ETF TR CHAIKIN US SMAL.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2023
Q3 2023
|
Gts Securities LLC
New York, NY |
BUY
|
- |
26.6K+ 95.25% |
$820K - $911K
|
54.6K
$1.91M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
15.6KNew |
$480K - $533K
|
15.6K
$544K
|
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
6.04K+ 15.91% |
$186K - $207K
|
44K
$1.54M
|
|
|
Oct 31, 2023
Q3 2023
|
Smallwood Wealth Investment Management, LLC
Red Bank, NJ |
BUY
|
- |
2.03K+ 2.37% |
$62.6K - $69.6K
|
87.7K
$3.07M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1K+ 3.14% |
$30.8K - $34.2K
|
32.9K
$1.15M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
257New |
$7.92K - $8.79K
|
257
$8.98K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
117+ 20.17% |
$3.6K - $4K
|
697
$24.4K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
22+ 0.34% |
$678 - $752
|
6.59K
$230K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 01, 2023
Q3 2023
|
Empirical Asset Management, LLC
|
SELL
|
- |
-31- 0.12% |
$955 - $1.06K
|
25.6K
$895K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-47- 0.12% |
$1.45K - $1.61K
|
39.4K
$1.38M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-888- 2.83% |
$27.4K - $30.4K
|
30.5K
$1.06M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.84K- 11.39% |
$56.8K - $63.1K
|
14.3K
$501K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.09K- 32.6% |
$95.2K - $106K
|
6.39K
$223K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-18.9K- 2.62% |
$582K - $646K
|
703K
$24.6M
|
|
|
Nov 07, 2023
Q3 2023
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-910K- 18.21% |
$28M - $31.1M
|
4.09M
$143M
|