Purchases and Sales Made in Q3 2021 in Clear Bridge Mlp & Midstream Total Return Fund Inc. (CTR)
This table provides information about the institutional ownership of Clear Bridge Mlp & Midstream Total Return Fund Inc. (CTR) during Q3 2021. The information is specifically focused on institutions that hold shares of ClearBridge MLP & Midstream Total Return Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
105KNew |
$2.3M - $2.71M
|
105K
$4.94M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
34.9K+ 145.23% |
$765K - $901K
|
58.9K
$2.77M
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
27.4K+ 32.36% |
$602K - $710K
|
112K
$5.28M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
24.2K+ 11.01% |
$531K - $626K
|
244K
$11.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
17.2K+ 155.03% |
$377K - $445K
|
28.3K
$1.33M
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
10K+ 9.17% |
$220K - $260K
|
120K
$5.62M
|
|
|
Nov 15, 2021
Q3 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
6.97K+ 10.07% |
$153K - $180K
|
76.3K
$3.59M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
5.44K+ 12.69% |
$119K - $141K
|
48.3K
$2.27M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
4.8K+ 50.43% |
$105K - $124K
|
14.3K
$673K
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
3.04K+ 5.7% |
$66.6K - $78.5K
|
56.3K
$2.65M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
2.58K+ 32.33% |
$56.6K - $66.7K
|
10.6K
$497K
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
500+ 0.58% |
$11K - $12.9K
|
86.4K
$4.06M
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
398New |
$8.73K - $10.3K
|
398
$18.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
294+ 1.94% |
$6.45K - $7.6K
|
15.5K
$727K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
263+ 3.97% |
$5.77K - $6.8K
|
6.89K
$324K
|
|
|
Oct 15, 2021
Q3 2021
|
Bogart Wealth, LLC
|
BUY
|
- |
3+ 1.96% |
$65.8 - $77.6
|
156
$7.34K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
2+ 0.27% |
$43.9 - $51.7
|
738
$34.7K
|
|
|
Oct 13, 2021
Q3 2021
|
Private Capital Group, LLC
|
BUY
|
- |
2+ 2.0% |
$43.9 - $51.7
|
102
$4.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-25- 0.25% |
$549 - $647
|
9.79K
$460K
|
|
|
Oct 12, 2021
Q3 2021
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-130Closed |
$2.85K - $3.36K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-153Closed |
$3.36K - $3.96K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-170- 35.05% |
$3.73K - $4.4K
|
315
$14.8K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-250- 12.5% |
$5.49K - $6.47K
|
1.75K
$82.3K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-465- 0.59% |
$10.2K - $12K
|
77.7K
$3.66M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-524- 37.64% |
$11.5K - $13.6K
|
868
$40.8K
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
SELL
|
- |
-581- 3.73% |
$12.7K - $15K
|
15K
$705K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-978- 36.32% |
$21.5K - $25.3K
|
1.72K
$80.6K
|
|
|
Nov 09, 2021
Q3 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-1.4K- 6.86% |
$30.8K - $36.3K
|
19K
$895K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.99K- 35.82% |
$43.7K - $51.6K
|
3.57K
$168K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-2.12K- 18.97% |
$46.5K - $54.8K
|
9.05K
$425K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.43K- 20.24% |
$53.2K - $62.8K
|
9.56K
$450K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.51K- 8.07% |
$98.9K - $117K
|
51.4K
$2.42M
|
|
|
Nov 10, 2021
Q3 2021
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-6.07K- 4.11% |
$133K - $157K
|
142K
$6.66M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-13.8K- 32.11% |
$302K - $356K
|
29.1K
$1.37M
|