Purchases and Sales Made in Q1 2023 in Herzfeld Caribbean Basin Fund Inc (CUBA)
This table provides information about the institutional ownership of Herzfeld Caribbean Basin Fund Inc (CUBA) during Q1 2023. The information is specifically focused on institutions that hold shares of HERZFELD CARIBBEAN BASIN FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 27, 2023
Q1 2023
|
Matisse Capital
|
BUY
|
- |
124K+ 223.42% |
$448K - $536K
|
180K
$427K
|
|
|
May 15, 2023
Q1 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
20.9K+ 53.06% |
$75.2K - $90.1K
|
60.3K
$143K
|
|
|
May 15, 2023
Q1 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
14.3K+ 10.87% |
$51.4K - $61.5K
|
146K
$345K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
11.7KNew |
$42.2K - $50.5K
|
11.7K
$27.8K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3K+ 15.58% |
$10.8K - $12.9K
|
22.3K
$52.8K
|
|
|
May 01, 2023
Q1 2023
|
Lincoln National Corp
|
BUY
|
- |
992+ 2.7% |
$3.57K - $4.28K
|
37.8K
$89.6K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
867+ 17.43% |
$3.12K - $3.74K
|
5.84K
$13.8K
|
|
|
May 12, 2023
Q1 2023
|
Twin Focus Capital Partners, LLC
Boston, MA |
BUY
|
- |
384+ 3.07% |
$1.38K - $1.66K
|
12.9K
$30.5K
|
|
|
May 09, 2023
Q1 2023
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
206+ 4.69% |
$742 - $888
|
4.6K
$10.9K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
95+ 1.72% |
$342 - $409
|
5.61K
$13.3K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
48+ 4.93% |
$173 - $207
|
1.02K
$2.42K
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
22+ 3.04% |
$79.2 - $94.8
|
745
$1.77K
|
|
|
May 08, 2023
Q1 2023
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
1+ 4.55% |
$3.6 - $4.31
|
23
$54.5
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-106- 1.14% |
$382 - $457
|
9.17K
$21.7K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-310- 98.41% |
$1.12K - $1.34K
|
5
$11.9
|
|
|
May 08, 2023
Q1 2023
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-858- 4.04% |
$3.09K - $3.7K
|
20.4K
$48.3K
|
|
|
May 15, 2023
Q1 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-19.2K- 3.82% |
$69.3K - $82.9K
|
485K
$1.15M
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
SELL
|
- |
-65.7K- 99.68% |
$237K - $283K
|
213
$505
|