Latest Institutional Transactions on Herzfeld Caribbean Basin Fund Inc (CUBA)
This table provides information on the latest institutional transactions involving Herzfeld Caribbean Basin Fund Inc (CUBA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.78K+ 9.44% |
$4.24K - $4.88K
|
20.6K
$47.9K
|
|
|
Aug 15, 2025
Q2 2025
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
1.22K+ 5.62% |
$2.91K - $3.35K
|
23K
$53.3K
|
|
|
Aug 14, 2025
Q2 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
11+ 5.21% |
$26.2 - $30.1
|
222
$515
|
|
|
Aug 14, 2025
Q2 2025
|
Hunting Hill Global Capital, LLC
New York, NY |
BUY
|
- |
3.76K+ 9.44% |
$8.95K - $10.3K
|
43.6K
$101K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
23.5KNew |
$55.9K - $64.3K
|
23.5K
$54.5K
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
186New |
$443 - $510
|
186
$432
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
236+ 5.24% |
$562 - $647
|
4.74K
$11K
|
|
|
Aug 14, 2025
Q2 2025
|
Css LLC
Chicago, IL |
BUY
|
- |
14.4K+ 36.89% |
$34.2K - $39.4K
|
53.4K
$124K
|
|
|
Aug 14, 2025
Q2 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
10.6KNew |
$25.1K - $28.9K
|
10.6K
$24.5K
|
|
|
Aug 13, 2025
Q2 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
458K+ 7.58% |
$1.09M - $1.25M
|
6.5M
$15.1M
|
|
|
Aug 12, 2025
Q2 2025
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-142K- 24.54% |
$338K - $389K
|
437K
$1.01M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-39.6K- 16.64% |
$94.4K - $109K
|
199K
$461K
|
|
|
Aug 08, 2025
Q2 2025
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.41K+ 5.62% |
$3.36K - $3.86K
|
26.5K
$61.5K
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
176K+ 13.03% |
$419K - $482K
|
1.53M
$3.54M
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.63K- 5.41% |
$8.63K - $9.94K
|
63.4K
$147K
|
|
|
Jul 29, 2025
Q2 2025
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
14KNew |
$33.3K - $38.3K
|
14K
$32.5K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Banque Transatlantique Sa
Paris, I0 |
BUY
|
- |
3.33KNew |
$7.65K - $8.99K
|
3.33K
$7.72K
|
|
|
May 14, 2025
Q1 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
11KNew |
$25.4K - $29.8K
|
11K
$25.6K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
BUY
|
- |
165+ 14.49% |
$379 - $446
|
1.3K
$3.03K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1New |
$2.3 - $2.7
|
1
$2.32
|
|
|
May 07, 2025
Q1 2025
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
16KNew |
$36.8K - $43.2K
|
16K
$37.1K
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
16.1K+ 21.63% |
$35.8K - $41.6K
|
90.6K
$210K
|
|
|
Feb 14, 2025
Q4 2024
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-46.6K- 27.29% |
$103K - $120K
|
124K
$288K
|
|
|
Feb 14, 2025
Q4 2024
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
256K+ 1199.95% |
$568K - $660K
|
277K
$643K
|
|
|
Feb 14, 2025
Q4 2024
|
Quarry LP
New York, NY |
SELL
|
- |
-8.94K- 7.08% |
$19.9K - $23.1K
|
117K
$272K
|
|
|
Feb 13, 2025
Q4 2024
|
Twin Focus Capital Partners, LLC
Boston, MA |
SELL
|
- |
-4.54K- 7.08% |
$10.1K - $11.7K
|
59.5K
$138K
|
|
|
Feb 13, 2025
Q4 2024
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-63.2K- 60.1% |
$140K - $163K
|
41.9K
$97.3K
|
|
|
Feb 12, 2025
Q4 2024
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
23.1KNew |
$51.3K - $59.6K
|
23.1K
$53.6K
|
|
|
Feb 12, 2025
Q4 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-45.7K- 69.24% |
$101K - $118K
|
20.3K
$47.1K
|
|
|
Feb 03, 2025
Q4 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-8K- 87.83% |
$17.8K - $20.6K
|
1.11K
$2.57K
|
|
|
Jan 24, 2025
Q4 2024
|
Matisse Capital
|
SELL
|
- |
-41.1K- 3.99% |
$91.2K - $106K
|
987K
$2.29M
|
|
| Q3 2024 | |||||||
|
Nov 20, 2024
Q3 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
10.5KNew |
$23K - $25.4K
|
10.5K
$24.3K
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
42.7KNew |
$93.5K - $103K
|
42.7K
$99.1K
|
|
|
Nov 13, 2024
Q3 2024
|
Hantz Financial Services, Inc.
|
BUY
|
- |
1New |
$2.19 - $2.42
|
1
$2.32
|
|
|
Nov 12, 2024
Q3 2024
|
Cowen And Company, LLC
|
BUY
|
- |
4.2K+ 4.29% |
$9.2K - $10.2K
|
102K
$237K
|
|
|
Nov 12, 2024
Q3 2024
|
Everstar Asset Management, LLC
Mooresville, NC |
BUY
|
- |
47.2KNew |
$103K - $114K
|
47.2K
$110K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
BUY
|
- |
35+ 4.22% |
$76.6 - $84.7
|
864
$2K
|
|
| Q2 2024 | |||||||
|
Jan 31, 2025
Q2 2024
|
Absolute Investment Advisers LLC
|
BUY
|
- |
13.7K+ 4.23% |
$31.3K - $35.6K
|
339K
$786K
|
|
|
Jul 26, 2024
Q2 2024
|
Emfo, LLC
|
BUY
|
- |
21.7KNew |
$49.6K - $56.3K
|
21.7K
$50.4K
|
|
| Q1 2024 | |||||||
|
May 28, 2025
Q1 2024
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-24.3KClosed |
$62.2K - $70.2K
|
0
$0
|
|
|
May 01, 2024
Q1 2024
|
Lincoln National Corp
|
SELL
|
- |
-4K- 4.66% |
$10.2K - $11.6K
|
81.9K
$190K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Cable Car Capital LLC
San Francisco, CA |
BUY
|
- |
226KNew |
$510K - $770K
|
226K
$525K
|
|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
128K+ 206.28% |
$288K - $435K
|
190K
$441K
|
|
|
Feb 06, 2024
Q4 2023
|
Levin Capital Strategies, L.P.
New York, NY |
BUY
|
- |
50KNew |
$113K - $170K
|
50K
$116K
|
|
|
Jan 23, 2024
Q4 2023
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
1.91KNew |
$4.29K - $6.49K
|
1.91K
$4.43K
|
|
| Q3 2023 | |||||||
|
Aug 06, 2024
Q3 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
75KNew |
$248K - $304K
|
75K
$174K
|
|
|
Nov 14, 2023
Q3 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
75KNew |
$248K - $304K
|
75K
$174K
|
|
| Q2 2023 | |||||||
|
Aug 07, 2023
Q2 2023
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
1+ 4.35% |
$3.59 - $3.95
|
24
$55.7
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-586- 5.0% |
$2.1K - $2.31K
|
11.1K
$25.8K
|
|