Purchases and Sales Made in Q1 2021 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q1 2021. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2021
Q1 2021
|
Mcmillion Capital Management Inc
|
SELL
|
- |
-180Closed |
$14.6K - $16.6K
|
0
$0
|
|
|
May 28, 2021
Q1 2021
|
Ssi Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-195- 0.43% |
$15.8K - $18K
|
44.8K
$3.53M
|
|
|
May 17, 2021
Q1 2021
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-198Closed |
$16.1K - $18.3K
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-203- 6.19% |
$16.5K - $18.7K
|
3.08K
$242K
|
|
|
May 04, 2021
Q1 2021
|
Madden Advisory Services, Inc.
|
SELL
|
- |
-206- 4.71% |
$16.7K - $19K
|
4.17K
$328K
|
|
|
Apr 19, 2021
Q1 2021
|
Kcs Wealth Advisory
|
SELL
|
- |
-229- 3.72% |
$18.6K - $21.1K
|
5.93K
$467K
|
|
|
May 06, 2021
Q1 2021
|
Occidental Asset Management, LLC
|
SELL
|
- |
-239- 0.76% |
$19.4K - $22K
|
31.2K
$2.46M
|
|
|
Apr 29, 2021
Q1 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-242Closed |
$19.7K - $22.3K
|
0
$0
|
|
|
Apr 30, 2021
Q1 2021
|
Mc Kinley Carter Wealth Services, Inc.
|
SELL
|
- |
-247- 5.62% |
$20.1K - $22.8K
|
4.15K
$326K
|
|
|
Apr 13, 2021
Q1 2021
|
Norway Savings Bank
|
SELL
|
- |
-250- 6.02% |
$20.3K - $23.1K
|
3.91K
$308K
|
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-266- 13.52% |
$21.6K - $24.5K
|
1.7K
$134K
|
|
|
Apr 16, 2021
Q1 2021
|
Fort Pitt Capital Group, LLC
|
SELL
|
- |
-287Closed |
$23.3K - $26.5K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-287- 5.47% |
$23.3K - $26.5K
|
4.96K
$391K
|
|
|
Apr 23, 2021
Q1 2021
|
Patten Group, Inc.
|
SELL
|
- |
-292- 0.91% |
$23.7K - $26.9K
|
31.8K
$2.51M
|
|
|
May 11, 2021
Q1 2021
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-300- 10.6% |
$24.4K - $27.7K
|
2.53K
$199K
|
|
|
May 17, 2021
Q1 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-300- 6.5% |
$24.4K - $27.7K
|
4.32K
$340K
|
|
|
May 13, 2021
Q1 2021
|
Kalos Management, Inc.
Alpharetta, GA |
SELL
|
- |
-316- 2.76% |
$25.7K - $29.1K
|
11.1K
$877K
|
|
|
May 06, 2021
Q1 2021
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-320- 0.41% |
$26K - $29.5K
|
78K
$6.14M
|
|
|
May 17, 2021
Q1 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-325Closed |
$26.4K - $30K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-326- 1.6% |
$26.5K - $30.1K
|
20.1K
$1.58M
|
|
|
May 17, 2021
Q1 2021
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-330- 1.41% |
$26.8K - $30.4K
|
23.1K
$1.82M
|
|
|
Apr 12, 2021
Q1 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-331- 42.06% |
$26.9K - $30.5K
|
456
$35.9K
|
|
|
Apr 23, 2021
Q1 2021
|
Parallel Advisors, LLC
|
SELL
|
- |
-349- 33.85% |
$28.4K - $32.2K
|
682
$53.7K
|
|
|
May 14, 2021
Q1 2021
|
Xml Financial, LLC
|
SELL
|
- |
-355- 0.25% |
$28.8K - $32.7K
|
143K
$11.3M
|
|
|
Apr 07, 2021
Q1 2021
|
Summit Financial Group, Inc.
|
SELL
|
- |
-359- 8.95% |
$29.2K - $33.1K
|
3.65K
$287K
|
|
|
May 17, 2021
Q1 2021
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-380- 98.19% |
$30.9K - $35K
|
7
$551
|
|
|
Feb 22, 2022
Q1 2021
|
Matrix Private Capital Group LLC
New York, NY |
SELL
|
- |
-385Closed |
$31.3K - $35.5K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Investment House LLC
Las Vegas, NV |
SELL
|
- |
-400- 12.56% |
$32.5K - $36.9K
|
2.79K
$219K
|
|
|
May 05, 2021
Q1 2021
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-413- 10.23% |
$33.6K - $38.1K
|
3.62K
$285K
|
|
|
May 04, 2021
Q1 2021
|
Retirement Group, LLC
|
SELL
|
- |
-457- 11.28% |
$37.1K - $42.1K
|
3.59K
$283K
|
|
|
May 12, 2021
Q1 2021
|
Strategy Asset Managers LLC
|
SELL
|
- |
-458- 7.07% |
$37.2K - $42.2K
|
6.02K
$474K
|
|
|
May 12, 2021
Q1 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-486- 4.1% |
$39.5K - $44.8K
|
11.4K
$896K
|
|
|
Apr 28, 2021
Q1 2021
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-489- 3.79% |
$39.7K - $45.1K
|
12.4K
$977K
|
|
|
May 06, 2021
Q1 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-494- 2.11% |
$40.1K - $45.5K
|
23K
$1.81M
|
|
|
Apr 05, 2021
Q1 2021
|
Fulcrum Equity Management
|
SELL
|
- |
-497- 14.11% |
$40.4K - $45.8K
|
3.03K
$238K
|
|
|
Apr 20, 2021
Q1 2021
|
Fortem Financial Group, LLC
|
SELL
|
- |
-515Closed |
$41.8K - $47.5K
|
0
$0
|
|
|
May 19, 2021
Q1 2021
|
Tru Independence Asset Management 2, LLC
|
SELL
|
- |
-524Closed |
$42.6K - $48.3K
|
0
$0
|
|
|
May 25, 2021
Q1 2021
|
Encompass Wealth Advisors, LLC
|
SELL
|
- |
-524Closed |
$42.6K - $48.3K
|
0
$0
|
|
|
Apr 23, 2021
Q1 2021
|
Heritage Investors Management Corp
|
SELL
|
- |
-531- 13.53% |
$43.1K - $49K
|
3.39K
$267K
|
|
|
May 07, 2021
Q1 2021
|
Webster Bank, N. A.
|
SELL
|
- |
-549- 1.4% |
$44.6K - $50.6K
|
38.8K
$3.05M
|
|
|
May 12, 2021
Q1 2021
|
Mv Capital Management, Inc.
|
SELL
|
- |
-580- 1.92% |
$47.1K - $53.5K
|
29.6K
$2.33M
|
|
|
May 05, 2021
Q1 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-631- 1.89% |
$51.3K - $58.2K
|
32.7K
$2.58M
|
|
|
May 17, 2021
Q1 2021
|
Voya Financial Advisors, Inc.
Windsor, CT |
SELL
|
- |
-655- 4.4% |
$53.2K - $60.4K
|
14.2K
$1.12M
|
|
|
May 13, 2021
Q1 2021
|
Cabana LLC
Fayetteville, AR |
SELL
|
- |
-665Closed |
$54K - $61.3K
|
0
$0
|
|
|
Apr 08, 2021
Q1 2021
|
Old Port Advisors
|
SELL
|
- |
-745- 4.61% |
$60.5K - $68.7K
|
15.4K
$1.21M
|
|
|
Dec 11, 2023
Q1 2021
|
Burns Matteson Capital Management, LLC
Corning, NY |
SELL
|
- |
-770- 6.88% |
$62.6K - $71K
|
10.4K
$821K
|
|
|
Apr 09, 2021
Q1 2021
|
Selective Wealth Management, Inc.
|
SELL
|
- |
-800Closed |
$65K - $73.8K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-805- 5.1% |
$65.4K - $74.2K
|
15K
$1.18M
|
|
|
Apr 19, 2021
Q1 2021
|
Spectrum Wealth Advisory Group, LLC
|
SELL
|
- |
-808- 4.31% |
$65.7K - $74.5K
|
17.9K
$1.41M
|
|
|
Apr 20, 2021
Q1 2021
|
Garrett Investment Advisors LLC
|
SELL
|
- |
-846- 7.61% |
$68.7K - $78K
|
10.3K
$809K
|