Purchases and Sales Made in Q1 2021 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q1 2021. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 17, 2021
Q1 2021
|
Financial Architects, Inc
Marlton, NJ |
BUY
|
- |
13+ 0.03% |
$1.06K - $1.2K
|
46K
$3.52M
|
|
Apr 21, 2021
Q1 2021
|
Krilogy Financial LLC
|
BUY
|
- |
12+ 0.21% |
$975 - $1.11K
|
5.85K
$448K
|
|
May 03, 2021
Q1 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
11+ 0.19% |
$894 - $1.01K
|
5.91K
$452K
|
|
Mar 09, 2022
Q1 2021
|
Alpha Centric Advisors LLC
San Juan, PR |
BUY
|
- |
8+ 0.16% |
$650 - $738
|
4.91K
$376K
|
|
Apr 12, 2021
Q1 2021
|
Royal Harbor Partners, LLC
|
BUY
|
- |
6+ 0.2% |
$488 - $553
|
3.01K
$231K
|
|
May 13, 2021
Q1 2021
|
Mc Carthy Asset Management, Inc.
|
BUY
|
- |
3+ 0.08% |
$244 - $277
|
3.78K
$289K
|
|
May 24, 2021
Q1 2021
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
2+ 0.14% |
$163 - $184
|
1.41K
$108K
|
|
Apr 14, 2021
Q1 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
2+ 0.04% |
$163 - $184
|
4.7K
$360K
|
|
Jul 28, 2022
Q1 2021
|
Sanford Advisory Services, LLC
|
BUY
|
- |
2+ 0.02% |
$163 - $184
|
11.5K
$881K
|
|
May 05, 2021
Q1 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
BUY
|
- |
1+ 0.21% |
$81.3 - $92.2
|
467
$35.7K
|
|
May 14, 2021
Q1 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
1+ 0.49% |
$81.3 - $92.2
|
204
$15.6K
|
|
Jul 09, 2024
Q1 2021
|
Strategic Financial Partners, Ltd.
Bend, OR |
BUY
|
- |
1+ 0.03% |
$81.3 - $92.2
|
3.2K
$245K
|
|
May 17, 2021
Q1 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
BUY
|
- |
1+ 0.08% |
$81.3 - $92.2
|
1.3K
$99.6K
|
|
Apr 14, 2021
Q1 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
1+ 0.07% |
$81.3 - $92.2
|
1.4K
$107K
|
|
Apr 26, 2021
Q1 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
1+ 0.21% |
$81.3 - $92.2
|
488
$37.4K
|
|
May 12, 2021
Q1 2021
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-2- 0.06% |
$163 - $184
|
3.11K
$238K
|
|
Jun 21, 2021
Q1 2021
|
Wealthsource Partners, LLC
|
SELL
|
- |
-4- 0.05% |
$325 - $369
|
8.87K
$679K
|
|
May 10, 2021
Q1 2021
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-5- 0.06% |
$406 - $461
|
8.8K
$674K
|
|
Apr 28, 2021
Q1 2021
|
Telos Capital Management, Inc.
|
SELL
|
- |
-12- 0.16% |
$975 - $1.11K
|
7.31K
$560K
|
|
May 04, 2021
Q1 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-14- -0.0% |
$1.14K - $1.29K
|
1.38M
$105M
|
|
Apr 12, 2021
Q1 2021
|
E&G Advisors, LP
|
SELL
|
- |
-20- 0.21% |
$1.63K - $1.84K
|
9.42K
$721K
|
|
Apr 16, 2021
Q1 2021
|
Bogart Wealth, LLC
|
SELL
|
- |
-23- 0.58% |
$1.87K - $2.12K
|
3.91K
$300K
|
|
May 13, 2021
Q1 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-24- 0.41% |
$1.95K - $2.21K
|
5.78K
$442K
|
|
May 14, 2021
Q1 2021
|
King Wealth
Saratoga Springs, NY |
SELL
|
- |
-38- 1.1% |
$3.09K - $3.5K
|
3.43K
$263K
|
|
May 07, 2021
Q1 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-40- 0.62% |
$3.25K - $3.69K
|
6.4K
$490K
|
|
May 05, 2021
Q1 2021
|
Geneva Partners, LLC
|
SELL
|
- |
-46- 0.6% |
$3.74K - $4.24K
|
7.58K
$580K
|
|
Apr 09, 2021
Q1 2021
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-47- 1.77% |
$3.82K - $4.33K
|
2.62K
$200K
|
|
May 17, 2021
Q1 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-50- 1.23% |
$4.06K - $4.61K
|
4.01K
$307K
|
|
May 07, 2021
Q1 2021
|
Meridian Wealth Management, LLC
|
SELL
|
- |
-50- 1.96% |
$4.06K - $4.61K
|
2.51K
$192K
|
|
May 12, 2021
Q1 2021
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-54- 1.23% |
$4.39K - $4.98K
|
4.33K
$331K
|
|
Apr 21, 2021
Q1 2021
|
Gradient Investments LLC
|
SELL
|
- |
-58- 26.36% |
$4.71K - $5.35K
|
162
$12.4K
|
|
Apr 22, 2021
Q1 2021
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-60- 0.33% |
$4.88K - $5.53K
|
18.2K
$1.39M
|
|
May 14, 2021
Q1 2021
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-67Closed |
$5.44K - $6.18K
|
0
$0
|
|
Apr 14, 2021
Q1 2021
|
Moody National Bank Trust Division
|
SELL
|
- |
-69- 2.28% |
$5.61K - $6.36K
|
2.96K
$226K
|
|
May 14, 2021
Q1 2021
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-70- 56.0% |
$5.69K - $6.45K
|
55
$4.21K
|
|
Apr 30, 2021
Q1 2021
|
Exane Derivatives
|
SELL
|
- |
-85- 3.81% |
$6.91K - $7.84K
|
2.15K
$164K
|
|
May 07, 2021
Q1 2021
|
Kathmere Capital Management, LLC
Wayne, PA |
SELL
|
- |
-86Closed |
$6.99K - $7.93K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Vaughan & CO Securities, Inc.
|
SELL
|
- |
-88- 3.51% |
$7.15K - $8.11K
|
2.42K
$185K
|
|
Apr 23, 2021
Q1 2021
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-94- 0.34% |
$7.64K - $8.67K
|
27.9K
$2.13M
|
|
May 17, 2021
Q1 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-100Closed |
$8.13K - $9.22K
|
0
$0
|
|
Apr 12, 2021
Q1 2021
|
E Rn Financial, LLC
|
SELL
|
- |
-118- 1.86% |
$9.59K - $10.9K
|
6.24K
$478K
|
|
Apr 15, 2021
Q1 2021
|
Mcdonald Partners LLC
|
SELL
|
- |
-119- 0.98% |
$9.67K - $11K
|
12.1K
$923K
|
|
Apr 26, 2021
Q1 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-137- 0.67% |
$11.1K - $12.6K
|
20.2K
$1.55M
|
|
Apr 29, 2021
Q1 2021
|
Sky Oak Wealth, LLC
|
SELL
|
- |
-141- 0.44% |
$11.5K - $13K
|
31.7K
$2.43M
|
|
Apr 27, 2021
Q1 2021
|
Pfg Advisors
|
SELL
|
- |
-143- 5.6% |
$11.6K - $13.2K
|
2.41K
$184K
|
|
Apr 12, 2021
Q1 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-150- 0.07% |
$12.2K - $13.8K
|
230K
$17.6M
|
|
Apr 27, 2021
Q1 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-154- 0.91% |
$12.5K - $14.2K
|
16.8K
$1.29M
|
|
May 13, 2021
Q1 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-158Closed |
$12.8K - $14.6K
|
0
$0
|
|
Apr 09, 2021
Q1 2021
|
American National Bank
|
SELL
|
- |
-166- 5.5% |
$13.5K - $15.3K
|
2.85K
$218K
|
|
May 13, 2021
Q1 2021
|
Rmr Wealth Builders
|
SELL
|
- |
-171- 10.88% |
$13.9K - $15.8K
|
1.4K
$107K
|