Purchases and Sales Made in Q3 2021 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Dowling & Yahnke LLC
San Diego, CA |
BUY
|
- |
3.48KNew |
$291K - $308K
|
3.48K
$274K
|
|
|
Oct 27, 2021
Q3 2021
|
Investors Research Corp
|
BUY
|
- |
3.47K+ 10.55% |
$290K - $308K
|
36.4K
$2.87M
|
|
|
Nov 01, 2021
Q3 2021
|
Xml Financial, LLC
|
BUY
|
- |
3.33K+ 2.26% |
$279K - $295K
|
151K
$11.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubp Investment Advisors Sa
|
BUY
|
- |
3.31K+ 2.44% |
$277K - $293K
|
139K
$11M
|
|
|
Oct 25, 2021
Q3 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
3.22K+ 31.98% |
$270K - $286K
|
13.3K
$1.05M
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
3.08K+ 229.0% |
$258K - $273K
|
4.43K
$349K
|
|
|
Oct 25, 2021
Q3 2021
|
Capital Advisors Inc
|
BUY
|
- |
3KNew |
$251K - $266K
|
3K
$237K
|
|
|
Nov 12, 2021
Q3 2021
|
Hilton Capital Management, LLC
|
BUY
|
- |
3KNew |
$251K - $266K
|
3K
$237K
|
|
|
Oct 05, 2021
Q3 2021
|
Mc Adam, LLC
|
BUY
|
- |
2.89K+ 2.51% |
$242K - $257K
|
118K
$9.33M
|
|
|
Oct 20, 2021
Q3 2021
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
2.83KNew |
$237K - $251K
|
2.83K
$223K
|
|
|
Oct 04, 2021
Q3 2021
|
Penobscot Wealth Management
|
BUY
|
- |
2.81K+ 4.7% |
$236K - $250K
|
62.7K
$4.95M
|
|
|
Nov 12, 2021
Q3 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
BUY
|
- |
2.78K+ 5.87% |
$233K - $247K
|
50.2K
$3.96M
|
|
|
Nov 09, 2021
Q3 2021
|
Disciplined Investments, LLC
Tulsa, OK |
BUY
|
- |
2.74K+ 4.47% |
$230K - $243K
|
64.2K
$5.06M
|
|
|
Nov 12, 2021
Q3 2021
|
J. W. Coons Advisors, LLC
|
BUY
|
- |
2.71K+ 72.83% |
$227K - $240K
|
6.43K
$507K
|
|
|
Oct 26, 2021
Q3 2021
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
2.67KNew |
$223K - $236K
|
2.67K
$210K
|
|
|
Oct 12, 2021
Q3 2021
|
Smith Chas P & Associates Pa Cpas
|
BUY
|
- |
2.66KNew |
$222K - $235K
|
2.66K
$209K
|
|
|
Oct 28, 2021
Q3 2021
|
Amg National Trust Bank
|
BUY
|
- |
2.65K+ 18.37% |
$221K - $235K
|
17.1K
$1.35M
|
|
|
Nov 23, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
2.62K+ 92.37% |
$219K - $232K
|
5.45K
$430K
|
|
|
Nov 15, 2021
Q3 2021
|
Steel Peak Wealth Management LLC
|
BUY
|
- |
2.59K+ 20.4% |
$217K - $230K
|
15.3K
$1.21M
|
|
|
Nov 01, 2021
Q3 2021
|
Center For Asset Management LLC
|
BUY
|
- |
2.51K+ 20.26% |
$210K - $222K
|
14.9K
$1.17M
|
|
|
Nov 03, 2021
Q3 2021
|
Nwam LLC
Mercer Island, WA |
BUY
|
- |
2.42KNew |
$203K - $215K
|
2.42K
$191K
|
|
|
Nov 15, 2021
Q3 2021
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
BUY
|
- |
2.36K+ 8.92% |
$197K - $209K
|
28.8K
$2.27M
|
|
|
Oct 18, 2021
Q3 2021
|
David J Yvars Group
|
BUY
|
- |
2.35K+ 3.02% |
$196K - $208K
|
80.1K
$6.32M
|
|
|
Nov 15, 2022
Q3 2021
|
Values First Advisors, Inc.
|
BUY
|
- |
2.22K+ 21.24% |
$186K - $197K
|
12.7K
$999K
|
|
|
Nov 15, 2021
Q3 2021
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
2.17KNew |
$181K - $192K
|
2.17K
$171K
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
2.16K+ 7.12% |
$181K - $192K
|
32.5K
$2.56M
|
|
|
Oct 13, 2021
Q3 2021
|
Powell Investment Advisors, LLC
|
BUY
|
- |
2.01K+ 6.8% |
$168K - $178K
|
31.5K
$2.49M
|
|
|
Nov 09, 2021
Q3 2021
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
1.94K+ 8.42% |
$162K - $172K
|
24.9K
$1.97M
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
1.92K+ 1.83% |
$160K - $170K
|
106K
$8.39M
|
|
|
Nov 09, 2021
Q3 2021
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
1.9K+ 4.24% |
$159K - $168K
|
46.5K
$3.67M
|
|
|
Nov 12, 2021
Q3 2021
|
Amj Financial Wealth Management
Leesburg, VA |
BUY
|
- |
1.83K+ 6.03% |
$153K - $162K
|
32.2K
$2.54M
|
|
|
Nov 02, 2021
Q3 2021
|
New England Private Wealth Advisors LLC
Wellesley, MA |
BUY
|
- |
1.8K+ 13.01% |
$151K - $160K
|
15.6K
$1.23M
|
|
|
Oct 29, 2021
Q3 2021
|
Banque Cantonale Vaudoise
|
BUY
|
- |
1.76K+ 269.94% |
$147K - $156K
|
2.41K
$190K
|
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
1.75K+ 4.08% |
$147K - $155K
|
44.7K
$3.53M
|
|
|
Oct 28, 2021
Q3 2021
|
Insight Wealth Strategies, LLC
San Ramon, CA |
BUY
|
- |
1.74K+ 0.53% |
$146K - $154K
|
329K
$25.9M
|
|
|
Oct 21, 2021
Q3 2021
|
Farmers & Merchants Investments Inc
|
BUY
|
- |
1.69KNew |
$141K - $150K
|
1.69K
$133K
|
|
|
Nov 15, 2021
Q3 2021
|
Golden State Equity Partners
South Coast Metro, CA |
BUY
|
- |
1.68K+ 11.28% |
$141K - $149K
|
16.6K
$1.31M
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.67K+ 1.13% |
$139K - $148K
|
149K
$11.7M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.54K+ 0.56% |
$129K - $137K
|
276K
$21.7M
|
|
|
Nov 08, 2021
Q3 2021
|
Provident Wealth Management, LLC
|
BUY
|
- |
1.54K+ 6.66% |
$129K - $137K
|
24.6K
$1.94M
|
|
|
Oct 14, 2021
Q3 2021
|
Norway Savings Bank
|
BUY
|
- |
1.51K+ 40.66% |
$127K - $134K
|
5.23K
$413K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.48K+ 6.0% |
$124K - $131K
|
26.1K
$2.06M
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
1.45K+ 54.61% |
$121K - $129K
|
4.11K
$324K
|
|
|
Nov 12, 2021
Q3 2021
|
Cutler Capital Management, LLC
Worcester, MA |
BUY
|
- |
1.38KNew |
$115K - $122K
|
1.38K
$109K
|
|
|
Nov 18, 2021
Q3 2021
|
Personal Cfo Solutions, LLC
|
BUY
|
- |
1.26K+ 24.09% |
$105K - $112K
|
6.49K
$512K
|
|
|
Nov 04, 2021
Q3 2021
|
Bigelow Investment Advisors, LLC
|
BUY
|
- |
1.23K+ 28.28% |
$103K - $109K
|
5.59K
$441K
|
|
|
Nov 12, 2021
Q3 2021
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
1.22K+ 7.14% |
$102K - $108K
|
18.3K
$1.44M
|
|
|
Dec 08, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
1.21K+ 12.1% |
$101K - $107K
|
11.2K
$884K
|
|
|
Nov 04, 2021
Q3 2021
|
Private Portfolio Partners LLC
|
BUY
|
- |
1.19K+ 11.45% |
$99.9K - $106K
|
11.6K
$917K
|
|
|
Mar 14, 2023
Q3 2021
|
Private Portfolio Partners LLC
|
BUY
|
- |
1.19K+ 11.44% |
$99.9K - $106K
|
11.6K
$917K
|