Purchases and Sales Made in Q3 2021 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-2.64K- 13.43% |
$221K - $234K
|
17K
$1.34M
|
|
|
Oct 06, 2021
Q3 2021
|
Hodges Capital Management Inc.
|
SELL
|
- |
-2.82KClosed |
$236K - $250K
|
0
$0
|
|
|
Oct 07, 2021
Q3 2021
|
Moody National Bank Trust Division
|
SELL
|
- |
-2.96KClosed |
$248K - $262K
|
0
$0
|
|
|
Jul 24, 2024
Q3 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-2.98K- 10.22% |
$249K - $264K
|
26.1K
$2.06M
|
|
|
Nov 08, 2021
Q3 2021
|
Midwest Professional Planners, Ltd.
Wausau, WI |
SELL
|
- |
-3.05K- 10.11% |
$255K - $271K
|
27.1K
$2.14M
|
|
|
Apr 19, 2024
Q3 2021
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-3.07K- 46.13% |
$257K - $273K
|
3.59K
$283K
|
|
|
Nov 12, 2021
Q3 2021
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-3.08KClosed |
$258K - $273K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Intrust Bank Na
Wichita, KS |
SELL
|
- |
-3.14K- 24.25% |
$263K - $278K
|
9.81K
$774K
|
|
|
Nov 15, 2021
Q3 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-3.14K- 14.09% |
$263K - $278K
|
19.1K
$1.51M
|
|
|
Oct 12, 2021
Q3 2021
|
Old Port Advisors
|
SELL
|
- |
-3.22K- 22.0% |
$269K - $285K
|
11.4K
$900K
|
|
|
Oct 28, 2021
Q3 2021
|
Heritage Investors Management Corp
|
SELL
|
- |
-3.22KClosed |
$269K - $285K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-3.47K- 26.04% |
$290K - $308K
|
9.85K
$777K
|
|
|
Oct 27, 2021
Q3 2021
|
Aspiriant, LLC
|
SELL
|
- |
-3.49K- 38.22% |
$292K - $309K
|
5.64K
$445K
|
|
|
Oct 12, 2021
Q3 2021
|
Legacy Private Trust Co.
|
SELL
|
- |
-3.8KClosed |
$318K - $337K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-3.91K- 5.57% |
$327K - $347K
|
66.3K
$5.23M
|
|
|
Nov 15, 2021
Q3 2021
|
Pfs Investments Inc.
Duluth, GA |
SELL
|
- |
-4.12K- 5.87% |
$345K - $365K
|
66.1K
$5.21M
|
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-4.2K- 21.09% |
$352K - $373K
|
15.7K
$1.24M
|
|
|
Oct 07, 2021
Q3 2021
|
Garrett Investment Advisors LLC
|
SELL
|
- |
-4.5K- 41.07% |
$377K - $399K
|
6.46K
$509K
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-4.9KClosed |
$410K - $435K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-5.23K- 8.62% |
$438K - $464K
|
55.5K
$4.38M
|
|
|
Nov 15, 2021
Q3 2021
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-5.3K- 9.5% |
$444K - $470K
|
50.5K
$3.99M
|
|
|
Nov 16, 2021
Q3 2021
|
Ascendant Capital Management, LLC
Los Angeles, CA |
SELL
|
- |
-5.5K- 26.83% |
$460K - $488K
|
15K
$1.18M
|
|
|
Nov 15, 2021
Q3 2021
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-5.79K- 27.82% |
$484K - $513K
|
15K
$1.18M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-6.33K- 5.01% |
$530K - $561K
|
120K
$9.47M
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-6.34K- 0.47% |
$531K - $562K
|
1.35M
$107M
|
|
|
Nov 15, 2021
Q3 2021
|
Mount Lucas Management LP
Newtown, PA |
SELL
|
- |
-6.43K- 9.07% |
$539K - $571K
|
64.5K
$5.09M
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-6.78K- 9.11% |
$567K - $601K
|
67.6K
$5.33M
|
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-6.83K- 20.68% |
$571K - $605K
|
26.2K
$2.07M
|
|
|
Nov 15, 2021
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-6.84KClosed |
$573K - $607K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Founders Financial Securities LLC
|
SELL
|
- |
-6.95KClosed |
$582K - $617K
|
0
$0
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-7.69K- 33.27% |
$644K - $682K
|
15.4K
$1.22M
|
|
|
Oct 28, 2021
Q3 2021
|
Montecito Bank & Trust
|
SELL
|
- |
-8.07K- 5.59% |
$676K - $716K
|
136K
$10.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Towerpoint Wealth, LLC
Sacramento, CA |
SELL
|
- |
-8.22K- 17.92% |
$688K - $728K
|
37.6K
$2.97M
|
|
|
Nov 04, 2021
Q3 2021
|
Almanack Investment Partners, Llc.
Wayne, PA |
SELL
|
- |
-8.29KClosed |
$694K - $735K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-9.16K- 2.15% |
$767K - $812K
|
416K
$32.8M
|
|
|
Oct 13, 2021
Q3 2021
|
Conservest Capital Advisors, Inc.
|
SELL
|
- |
-9.22K- 1.4% |
$772K - $818K
|
650K
$51.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Horizon Investments, LLC
Charlotte, NC |
SELL
|
- |
-9.46K- 8.33% |
$792K - $839K
|
104K
$8.22M
|
|
|
Nov 09, 2021
Q3 2021
|
First National Corp
|
SELL
|
- |
-9.88K- 29.43% |
$827K - $876K
|
23.7K
$1.87M
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-12.3KClosed |
$1.03M - $1.09M
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-12.4K- 28.72% |
$1.04M - $1.1M
|
30.7K
$2.42M
|
|
|
Nov 12, 2021
Q3 2021
|
Hall Private Wealth Advisors
|
SELL
|
- |
-12.4K- 8.21% |
$1.04M - $1.1M
|
139K
$11M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-12.8K- 75.27% |
$1.07M - $1.13M
|
4.19K
$331K
|
|
|
Nov 10, 2021
Q3 2021
|
Ntv Asset Management LLC
|
SELL
|
- |
-14.1K- 9.27% |
$1.18M - $1.25M
|
138K
$10.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-15KClosed |
$1.26M - $1.33M
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
B&D White Capital Company, LLC
|
SELL
|
- |
-15.7K- 28.29% |
$1.31M - $1.39M
|
39.7K
$3.13M
|
|
|
Nov 03, 2021
Q3 2021
|
Brookstone Capital Management
|
SELL
|
- |
-16.1KClosed |
$1.35M - $1.43M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-17.9K- 9.69% |
$1.5M - $1.59M
|
167K
$13.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-20.7KClosed |
$1.73M - $1.84M
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
James Investment Research Inc
|
SELL
|
- |
-22.1K- 11.93% |
$1.85M - $1.96M
|
163K
$12.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-22.9K- 89.16% |
$1.91M - $2.03M
|
2.78K
$219K
|